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Mary Hornby

Chief Legal Officer/Member and Chief Compliance Officer at Abbott Capital Management

Officer record from the firm’s Form ADVForm ADV filed 16 July 2026

Mary Hornby is Chief Legal Officer/Member and Chief Compliance Officer of Abbott Capital Management LLC, a New York investment adviser.

Role at Abbott Capital Management

Title on Schedule A
Chief Legal Officer/Member and Chief Compliance Officer
Control
Mary Hornby is a control person of Abbott Capital Management.
Ownership
The filed direct ownership band is 5% to 10%.
Tenure
Mary Hornby has held the filed role since January 2005.

The firm

Abbott Capital Management LLC
New York, NY

Form ADV filed 16 July 2026

$15.6B AUM61 clients20 advisers2 offices

Career on record

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Mary Hornby is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Mary Hornby
CRD
5313916
Firm
Abbott Capital Management LLC
Record basis
Form ADV officer listing

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Mary Hornby work?

Mary Hornby has been Chief Legal Officer/Member and Chief Compliance Officer of Abbott Capital Management LLC since January 2005, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 16 July 2026

Leadership at Abbott Capital Management

Sources

  1. IAPD individual lookup, CRD 5313916. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Abbott Capital Management LLC, filed 16 July 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Mary Hornby or Abbott Capital Management LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.