{"url":"https://nivawealth.com/firms/abbott-capital-management-106332","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/106332","regulatoryAum":15556946727,"crd":"106332","secFileNumber":"801-27914","legalName":"Abbott Capital Management LLC","displayName":"Abbott Capital Management","website":"http://www.abbottcapital.com","linkedinUrl":"https://www.linkedin.com/company/abbott-capital-management-llc","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"640 Fifth Avenue, 7th Floor","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10019"},"tradeNames":[],"registration":{"secApproved":"22 September 1986","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":60,"advisory":20,"brokerDealerReps":0,"insuranceAgents":0,"promoters":3},"aum":{"discretionary":14729177849,"discretionaryAccounts":56,"nonDiscretionary":827768878,"nonDiscretionaryAccounts":8,"wrapProgram":null,"nonUsClientsPct":2,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":56,"regulatoryAum":7916328265},{"label":"Pension and profit-sharing plans","clients":null,"regulatoryAum":189816360},{"label":"State or municipal government entities","clients":5,"regulatoryAum":7450801831},{"label":"Other","clients":null,"regulatoryAum":271}],"fees":[],"feeNotes":[],"custodians":[{"name":"State Street Bank and Trust Company, National Association","shortName":"State Street Bank and Trust Company, National Association","location":"Boston, MA","smaAssets":3808446249},{"name":"The Northern Trust Company","shortName":"The Northern Trust","location":"Chicago, IL","smaAssets":2085094783}],"custodyNote":"Abbott Capital Management has custody of $6.73B for 41 clients.","otherCustodians":[],"leadership":[{"name":"Leonard Pangburn","title":"President/Member","crd":"6622612"},{"name":"Paolo Parziale","title":"Chief Financial Officer/Member","crd":"5770429"},{"name":"Mary Hornby","title":"Chief Legal Officer/Member and Chief Compliance Officer","crd":"5313916"},{"name":"Raymond Held","title":"Member","crd":"4337952"},{"name":"Young Lee","title":"Member","crd":"3103400"},{"name":"Timothy Maloney","title":"Member","crd":"5770409"},{"name":"Meredith Rerisi","title":"Member","crd":"5113008"},{"name":"Matthew Smith","title":"Member","crd":"5113004"},{"name":"Jonathan Tubiana","title":"Member","crd":"7854460"},{"name":"Wolf Witt","title":"Member","crd":"7690660"}],"ownership":[{"label":"Raymond Held","detail":"Member in the 5% to 10% ownership band, since July 1987."},{"label":"Matthew Smith","detail":"Member in the 10% to 25% ownership band and a control person, since January 2006."},{"label":"Meredith Rerisi","detail":"Member in the 10% to 25% ownership band and a control person, since January 2006."},{"label":"Mary Hornby","detail":"Chief legal officer/member and chief compliance officer in the 5% to 10% ownership band and a control person, since January 2005."},{"label":"Timothy Maloney","detail":"Member in the 10% to 25% ownership band and a control person, since January 2010."},{"label":"Young Lee","detail":"Member in the 10% to 25% ownership band and a control person, since January 2015."},{"label":"Paolo Parziale","detail":"Chief financial officer/member in the 5% to 10% ownership band and a control person, since January 2010."},{"label":"Leonard Pangburn","detail":"President/member in the 10% to 25% ownership band and a control person, since January 2017."},{"label":"Wolf Witt","detail":"Member in the 5% to 10% ownership band and a control person, since January 2023."},{"label":"Jobst Klemme","detail":"Indirect owner: a owner of Langfeld, Inc. in the 75% or more band and a control person, since February 2021.","parent":"Langfeld, Inc."},{"label":"Moritz Turck","detail":"Indirect owner: a director, company secretary of Trimond Capital in the 75% or more band and a control person, since April 2026.","parent":"Trimond Capital"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"640 Fifth Avenue, 7th Floor","city":"New York","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-757-2700","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":100}],"privateFunds":41},"sources":{"adv1FilingDate":"16 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/106332/PDF/106332.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Abbott Capital Management have?","answer":"Abbott Capital Management has 61 clients and manages $15.6 billion for them, as of July 2026. They include 56 pooled investment vehicles and 5 state or municipal government entities.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 16 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Abbott Capital Management offer?","answer":"Abbott Capital Management provides portfolio management for pooled vehicles, portfolio management for institutions and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Abbott Capital Management use?","answer":"Abbott Capital Management’s separately managed account assets are held at State Street Bank and Trust Company, National Association (Boston, MA), with $3,808,446,249 and The Northern Trust Company (Chicago, IL), with $2,085,094,783. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Abbott Capital Management have?","answer":"Abbott Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 60 employees, and 20 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Abbott Capital Management invest in?","answer":"At the end of its last fiscal year, Abbott Capital Management’s separately managed accounts held 100% pooled vehicles (private funds and similar). It advises 41 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Abbott Capital Management?","answer":"Abbott Capital Management’s direct owners are Raymond Held (5% to 10%), Matthew Smith (10% to 25%), Meredith Rerisi (10% to 25%), Mary Hornby (5% to 10%), Timothy Maloney (10% to 25%), Young Lee (10% to 25%), Paolo Parziale (5% to 10%), Leonard Pangburn (10% to 25%), Wolf Witt (5% to 10%), Jobst Klemme (75% or more) and Moritz Turck (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 16 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Abbott Capital Management get paid?","answer":"Abbott Capital Management is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}