Firms by custodian
Registered investment advisers that custody at HSBC Hong Kong
2 SEC-registered advisers report HSBC Hong Kong as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.
2 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| T. Rowe Price InternationalCRD 126032 | London | $277.19B | 179 | 223 |
| Longview PartnersCRD 139390 | London | $11.51B | 10 | 8 |
T. Rowe Price InternationalCRD 126032$277.19B
- Headquarters
- London
- Advisory staff
- 179
- Clients
- 223
Longview PartnersCRD 139390$11.51B
- Headquarters
- London
- Advisory staff
- 10
- Clients
- 8
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming HSBC Hong Kong here says only what the filing says, and implies nothing about either firm's service.