Firms by custodian
Registered investment advisers that custody at Citigroup Global Markets
10 SEC-registered advisers report Citigroup Global Markets as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.
10 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Apollo Capital ManagementCRD 143161 | New York, NY | $718.48B | 912 | 803 |
| BaringsCRD 106006 | Charlotte, NC | $392.75B | 465 | 417 |
| Jpmorgan Asset Management (asia Pacific) LimitedCRD 300114 | Hong Kong | $169.62B | 62 | 210 |
| Iconiq CapitalCRD 159198 | San Francisco, CA | $117.53B | 158 | 846 |
| Caxton AssociatesCRD 333153 | London | $71.56B | 55 | 19 |
| Baring International InvestmentCRD 105724 | London | $22.57B | 168 | 47 |
| Pentwater Capital ManagementCRD 156873 | Naples, FL | $19.26B | 20 | 23 |
| Altimeter Capital ManagementCRD 160017 | Menlo Park, CA | $18.75B | 13 | 36 |
| Coolabah Capital Institutional Investments Pty LimitedCRD 308020 | Sydney | $13.92B | 25 | 13,392 |
| Camden Asset Management L PCRD 106772 | Los Angeles, CA | $11.17B | 5 | 17 |
Apollo Capital ManagementCRD 143161$718.48B
- Headquarters
- New York, NY
- Advisory staff
- 912
- Clients
- 803
BaringsCRD 106006$392.75B
- Headquarters
- Charlotte, NC
- Advisory staff
- 465
- Clients
- 417
Jpmorgan Asset Management (asia Pacific) LimitedCRD 300114$169.62B
- Headquarters
- Hong Kong
- Advisory staff
- 62
- Clients
- 210
Iconiq CapitalCRD 159198$117.53B
- Headquarters
- San Francisco, CA
- Advisory staff
- 158
- Clients
- 846
Caxton AssociatesCRD 333153$71.56B
- Headquarters
- London
- Advisory staff
- 55
- Clients
- 19
Baring International InvestmentCRD 105724$22.57B
- Headquarters
- London
- Advisory staff
- 168
- Clients
- 47
Pentwater Capital ManagementCRD 156873$19.26B
- Headquarters
- Naples, FL
- Advisory staff
- 20
- Clients
- 23
Altimeter Capital ManagementCRD 160017$18.75B
- Headquarters
- Menlo Park, CA
- Advisory staff
- 13
- Clients
- 36
Coolabah Capital Institutional Investments Pty LimitedCRD 308020$13.92B
- Headquarters
- Sydney
- Advisory staff
- 25
- Clients
- 13,392
Camden Asset Management L PCRD 106772$11.17B
- Headquarters
- Los Angeles, CA
- Advisory staff
- 5
- Clients
- 17
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Citigroup Global Markets here says only what the filing says, and implies nothing about either firm's service.