Clients
Baring International Investment serves 47 clients, 12 of them pooled investment vehicles. The average client has about $480 million with the firm.
- Investment companies11 clients3%
- Business development companies3 clients2%
- Pooled investment vehicles12 clients14%
- Pension and profit-sharing plans8 clients3%
- Insurance companies11 clients78%
- Banking or thrift institutions1 clients0%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Banking or thrift institutions | 1 | $1,799,812 | 0.0% | $1.80M |
| Investment companies | 11 | $585,052,109 | 2.6% | $53.2M |
| Business development companies | 3 | $553,809,686 | 2.5% | $184.6M |
| Pooled investment vehicles | 12 | $3,164,062,536 | 14.0% | $263.7M |
| Pension and profit-sharing plans | 8 | $766,231,012 | 3.4% | $95.8M |
| Insurance companies | 11 | $17,498,834,878 | 77.5% | $1.59B |
| Corporations and other businesses | 1 | $0 | 0.0% | $0 |
| Total | 47 | $22,569,790,033 | 100% | $480.2M |
- Clients
- 1
- Regulatory AUM
- $1,799,812
- Share
- 0.0%
- Avg. per client
- $1.80M
- Clients
- 11
- Regulatory AUM
- $585,052,109
- Share
- 2.6%
- Avg. per client
- $53.2M
- Clients
- 3
- Regulatory AUM
- $553,809,686
- Share
- 2.5%
- Avg. per client
- $184.6M
- Clients
- 12
- Regulatory AUM
- $3,164,062,536
- Share
- 14.0%
- Avg. per client
- $263.7M
- Clients
- 8
- Regulatory AUM
- $766,231,012
- Share
- 3.4%
- Avg. per client
- $95.8M
- Clients
- 11
- Regulatory AUM
- $17,498,834,878
- Share
- 77.5%
- Avg. per client
- $1.59B
- Clients
- 1
- Regulatory AUM
- $0
- Share
- 0.0%
- Avg. per client
- $0
Total
- Clients
- 47
- Regulatory AUM
- $22,569,790,033
- Share
- 100%
- Avg. per client
- $480.2M
What it does
Baring International Investment provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions, selecting other managers and educational seminars. It is paid through a percentage of assets, fixed fees and performance-based fees.
Baring International Investment provided financial planning to 0 clients last fiscal year and advises 1 private funds.
100.0% of assets ($22.57B across 47 accounts) are managed with discretion. 34% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
What the accounts hold
- Stocks4%
- Bonds67%
- Investment grade corporate bonds49%
- High-yield corporate bonds17%
- Sovereign bonds1%
- Cash1%
- Other28%
- Collateralized mortgage loans, bank loans, and partnerships.28%
Custodians
Baring International Investment’s client accounts are held mainly at Citigroup Global Markets, with 49% of managed assets. Baring International Investment has custody of client assets.
- Citigroup Global MarketsCitigroup Global Markets Inc. · New York, NY · $11.05B49%
- All other custodians$11.52B51%
Ownership and leadership
Baring Asset Management Limited owns 75% or more of Baring International Investment.
- Owns 75% or more of Baring International Investment LTD
Baring Asset Management Limited
Control person · since April 2019
- Owns 75% or more of MM Asset Management Holding LLC
Massmutual Holding LLC
Interest filed in MM Asset Management Holding LLC · Control person · since February 2012
- Owns 75% or more of Massmutual Holding LLC
Massachusetts Mutual Life Insurance Company
Control person · since June 1995
- Owns 75% or more of Barings LLC
MM Asset Management Holding LLC
Interest filed in Barings LLC · Control person · since February 2012
- Owns 75% or more of Barings Guernsey Limited
Barings LLC
Interest filed in Barings Guernsey Limited · Control person · since March 2004
- Owns 75% or more of Barings Guernsey Limited
Barings Europe Limited
Interest filed in Barings Guernsey Limited · Control person · since December 2017
- Owns 75% or more of Barings Europe Limited
Barings Guernsey Limited
Control person · since June 2017
Leadership
- Nicholas EvansChief Compliance Officer
- Martin HorneDirector
- Katherine KempDirector
- Charlotte PhillipsDirector
- Alexander SutherlandDirector
- Rhian WilliamsDirector, Secretary
Staff
- 504 employees
- 168 in advisory functions
- 3 soliciting firms
Fees
Baring International Investment is paid through a percentage of assets under management, fixed fees (other than subscription fees) and performance-based fees.
Baring International Investment’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Baring International Investment has 0 offices, with 1 listed address with no US state reported.
Registration details
- Legal name
- Baring International Investment LTD
- Headquarters
- 20 Old Bailey, London, United Kingdom EC4M 7BF
- Phone
- 4402076286000
- Website
- Not reported
- SEC file
- 801-15160
- Structure
- corporation organized in United Kingdom
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Baring International Investment have?
Baring International Investment has 47 clients and manages $22.6 billion for them, as of July 2026. They include 12 pooled investment vehicles, 11 investment companies and 11 insurance companies.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 July 2026
What services does Baring International Investment offer?
Baring International Investment provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions, selecting other managers and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Baring International Investment use?
Baring International Investment’s separately managed account assets are held at Citigroup Global Markets Inc. (New York, NY), with $11,053,659,685. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 July 2026
How many financial advisors does Baring International Investment have?
Baring International Investment has 0 investment adviser representatives registered with state securities authorities, out of 504 employees, and 168 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Baring International Investment invest in?
At the end of its last fiscal year, Baring International Investment’s separately managed accounts held 49% investment grade corporate bonds, 28% collateralized mortgage loans, bank loans, and partnerships., 17% high-yield corporate bonds, 4% exchange-traded equities, 1% sovereign bonds and 1% cash and equivalents. It advises 1 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Baring International Investment?
Baring International Investment’s direct owner is Baring Asset Management Limited (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 30 July 2026
How does Baring International Investment get paid?
Baring International Investment is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file