{"url":"https://nivawealth.com/firms/baring-international-investment-105724","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/105724","regulatoryAum":22569790033,"crd":"105724","secFileNumber":"801-15160","legalName":"Baring International Investment LTD","displayName":"Baring International Investment","website":null,"linkedinUrl":"http://www.linkedin.com/company/barings","founded":null,"organization":"corporation organized in United Kingdom","fiscalYearEnd":"December","headquarters":{"street":"20 Old Bailey","city":"London","state":"","stateName":"","country":"United Kingdom","postalCode":"EC4M 7BF"},"tradeNames":[],"registration":{"secApproved":"15 April 1980","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":504,"advisory":168,"brokerDealerReps":0,"insuranceAgents":0,"promoters":3},"aum":{"discretionary":22569790033,"discretionaryAccounts":47,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":34,"nonAumClients":0},"clientTypes":[{"label":"Banking or thrift institutions","clients":1,"regulatoryAum":1799812},{"label":"Investment companies","clients":11,"regulatoryAum":585052109},{"label":"Business development companies","clients":3,"regulatoryAum":553809686},{"label":"Pooled investment vehicles","clients":12,"regulatoryAum":3164062536},{"label":"Pension and profit-sharing plans","clients":8,"regulatoryAum":766231012},{"label":"Insurance companies","clients":11,"regulatoryAum":17498834878},{"label":"Corporations and other businesses","clients":1,"regulatoryAum":0}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Citigroup Global Markets Inc.","shortName":"Citigroup Global Markets","location":"New York, NY","smaAssets":11053659685}],"custodyNote":"Baring International Investment has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Nicholas Evans","title":"Chief Compliance Officer","crd":"6460536"},{"name":"Martin Horne","title":"Director","crd":"7800875"},{"name":"Katherine Kemp","title":"Director","crd":"7800874"},{"name":"Charlotte Phillips","title":"Director","crd":"8066521"},{"name":"Alexander Sutherland","title":"Director","crd":"7715549"},{"name":"Rhian Williams","title":"Director, Secretary","crd":"7715293"}],"ownership":[{"label":"Baring Asset Management Limited","detail":"Owner in the 75% or more ownership band and a control person, since April 2019."},{"label":"Massmutual Holding LLC","detail":"Indirect owner: a sole member of MM Asset Management Holding LLC in the 75% or more band and a control person, since February 2012.","parent":"MM Asset Management Holding LLC"},{"label":"Massachusetts Mutual Life Insurance Company","detail":"Indirect owner: a sole member of Massmutual Holding LLC in the 75% or more band and a control person, since June 1995.","parent":"Massmutual Holding LLC"},{"label":"MM Asset Management Holding LLC","detail":"Indirect owner: a sole member of Barings LLC in the 75% or more band and a control person, since February 2012.","parent":"Barings LLC"},{"label":"Barings LLC","detail":"Indirect owner: a sole member of Barings Guernsey Limited in the 75% or more band and a control person, since March 2004.","parent":"Barings Guernsey Limited"},{"label":"Barings Europe Limited","detail":"Indirect owner: a sole member of Barings Guernsey Limited in the 75% or more band and a control person, since December 2017.","parent":"Barings Guernsey Limited"},{"label":"Barings Guernsey Limited","detail":"Indirect owner: a sole member of Barings Europe Limited in the 75% or more band and a control person, since June 2017.","parent":"Barings Europe Limited"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"4402076286000","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)","Educational seminars/workshops"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":4},{"label":"Sovereign bonds","percent":1},{"label":"Investment grade corporate bonds","percent":49},{"label":"Non-investment grade corporate bonds","percent":17},{"label":"Cash and cash equivalents","percent":1},{"label":"Other","percent":28,"detail":"Collateralized Mortgage Loans, Bank Loans, and Partnerships."}],"privateFunds":1},"sources":{"adv1FilingDate":"30 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/105724/PDF/105724.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Baring International Investment have?","answer":"Baring International Investment has 47 clients and manages $22.6 billion for them, as of July 2026. They include 12 pooled investment vehicles, 11 investment companies and 11 insurance companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Baring International Investment offer?","answer":"Baring International Investment provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions, selecting other managers and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Baring International Investment use?","answer":"Baring International Investment’s separately managed account assets are held at Citigroup Global Markets Inc. (New York, NY), with $11,053,659,685. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Baring International Investment have?","answer":"Baring International Investment has 0 investment adviser representatives registered with state securities authorities, out of 504 employees, and 168 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Baring International Investment invest in?","answer":"At the end of its last fiscal year, Baring International Investment’s separately managed accounts held 49% investment grade corporate bonds, 28% collateralized mortgage loans, bank loans, and partnerships., 17% high-yield corporate bonds, 4% exchange-traded equities, 1% sovereign bonds and 1% cash and equivalents. It advises 1 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Baring International Investment?","answer":"Baring International Investment’s direct owner is Baring Asset Management Limited (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Baring International Investment get paid?","answer":"Baring International Investment is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}