Clients
Caxton Associates serves 19 clients. The average client has about $3.77 billion with the firm.
- Pooled investment vehicles19 clients90%
- Other10%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 19 | $64,285,679,706 | 89.8% | $3.38B |
| Other | Not reported | $7,271,867,293 | 10.2% | — |
| Total | 19 | $71,557,546,999 | 100% | $3.77B |
- Clients
- 19
- Regulatory AUM
- $64,285,679,706
- Share
- 89.8%
- Avg. per client
- $3.38B
- Clients
- Not reported
- Regulatory AUM
- $7,271,867,293
- Share
- 10.2%
- Avg. per client
- —
Total
- Clients
- 19
- Regulatory AUM
- $71,557,546,999
- Share
- 100%
- Avg. per client
- $3.77B
What it does
Caxton Associates provides portfolio management for pooled vehicles. It is paid through a percentage of assets and other arrangements.
Caxton Associates advises 5 private funds.
100.0% of assets ($71.56B across 19 accounts) are managed with discretion. 80% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
What the accounts hold
- Stocks7%
- Bonds41%
- Other52%
- Collateral posted, repo financing, cash due to / from brokers, interest, expense and fee accruals37%
- Derivatives15%
Custodians
Caxton Associates’ client accounts are held mainly at Citigroup Global Markets, with 2% of managed assets. Caxton Associates has custody of $64.29B for 18 clients.
- Citigroup Global MarketsCitigroup Global Markets Inc · New York, NY · $1.22B2%
- All other custodians$70.34B98%
Ownership and leadership
Andrew Law owns 50% to 75% of Caxton Associates, and Andrew Law is its CEO.
- Owns 50% to 75% of Caxton Associates LLP
Andrew Law
Control person · since January 2025
- Owns 10% to 25% of Caxton Associates LLP
Cook Holdings Series LLC
Control person · since January 2025
- Owns 50% to 75% of Cook Holdings Series LLC
PHP De 1 LP
Control person · since January 2024
- Owns 75% or more of PHP De 1 LP
Petershill Partners, Inc
Control person · since January 2024
- Owns 75% or more of Petershill Partners, Inc
G-Petershill LP
Control person · since December 2025
- Owns 75% or more of G-Petershill LP
Petershill Partners Limited
Control person · since September 2021
- Owns 25% to 50% of Petershill Partners Limited
PH Pe Im Aggregator LP
Control person · since December 2025
Jason Gerlis
Manager · Control person · since July 2022
Laura Redman
Manager · Control person · since December 2022
Tavin Holman
Manager · Control person · since January 2023
Kendra Foster
Manager · Control person · since July 2023
Anthony Mirabile
Manager · Control person · since June 2023
- Owns 5% to 10% of Caxton Associates LLP
Matthew Wade
Control person · since January 2025
Leadership
- Andrew LawChairman, Chief Executive Officer and Limited Partner
- Chanelle NichollsChief Financial Officer
- Matthew WadeChief Operating Officer, Chief Risk Officer and Limited Partner
- Benjamin OhlyChief Compliance Officer
- Alexander UnderwoodGeneral Counsel
Staff
- 130 employees
- 55 in advisory functions
Fees
Caxton Associates is paid through a percentage of assets under management and other.
Caxton Associates’ fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Caxton Associates has 0 offices, with 1 listed address with no US state reported.
Registration details
- Legal name
- Caxton Associates LLP
- Headquarters
- 20 Carlton House Terrace, 2nd Floor, London, United Kingdom SW1Y 5AN
- Phone
- 442076470770
- Website
- www.caxton.com
- SEC file
- 801-136549
- Structure
- limited liability partnership organized in United Kingdom
- Fiscal year end
- March
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Caxton Associates have?
Caxton Associates has 19 clients and manages $71.6 billion for them, as of September 2026.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 18 September 2026
What services does Caxton Associates offer?
Caxton Associates provides portfolio management for pooled vehicles.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Caxton Associates use?
Caxton Associates’ separately managed account assets are held at Citigroup Global Markets Inc (New York, NY), with $1,216,004,978. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 September 2026
How many financial advisors does Caxton Associates have?
Caxton Associates has 0 investment adviser representatives registered with state securities authorities, out of 130 employees, and 55 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Caxton Associates invest in?
At the end of its last fiscal year, Caxton Associates’ separately managed accounts held 41% U.S. government and agency bonds, 37% collateral posted, repo financing, cash due to / from brokers, interest, expense and fee accruals, 15% derivatives and 7% exchange-traded equities. It advises 5 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Caxton Associates?
Caxton Associates is owned through a chain of holding companies by PH Pe Im Aggregator LP. Its direct owners are Andrew Law (50% to 75%), Matthew Wade (5% to 10%) and Cook Holdings Series LLC (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 18 September 2026
How does Caxton Associates get paid?
Caxton Associates is paid through a percentage of assets under management and other arrangements. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file