Firms by custodian
Registered investment advisers that custody at Brown Brothers Harriman
2 SEC-registered advisers report Brown Brothers Harriman as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.
2 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Sanders CapitalCRD 151480 | West Palm Beach, FL | $122.18B | 16 | 101 |
| Invesco Senior Secured ManagementCRD 107590 | New York, NY | $29.38B | 66 | 51 |
Sanders CapitalCRD 151480$122.18B
- Headquarters
- West Palm Beach, FL
- Advisory staff
- 16
- Clients
- 101
Invesco Senior Secured ManagementCRD 107590$29.38B
- Headquarters
- New York, NY
- Advisory staff
- 66
- Clients
- 51
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Brown Brothers Harriman here says only what the filing says, and implies nothing about either firm's service.