Firms by state
Registered investment advisers in South Dakota
11 SEC-registered advisers with at least one office in South Dakota, listed by regulatory assets under management as reported on Form ADV.
11 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Creative PlanningCRD 105348 | Overland Park, KS | $295.57B | 1,538 | 100,298 |
| MarinerCRD 140195 | Overland Park, KS | $125.41B | 933 | 55,512 |
| CWMCRD 155344 | Omaha, NE | $50.58B | 472 | 52,669 |
| Newedge AdvisorsCRD 171351 | New Orleans, LA | $43.21B | 515 | 49,898 |
| Prime Capital Investment AdvisorsCRD 288712 | Overland Park, KS | $39.14B | 261 | 23,965 |
| Sequoia Financial AdvisorsCRD 117756 | Akron, OH | $32.24B | 195 | 11,218 |
| ChoreoCRD 111221 | Rockford, IL | $19.14B | 97 | 6,891 |
| Principal SecuritiesCRD 1137 | Des Moines, IA | $17.02B | 1,464 | 51,941 |
| Ifp AdvisorsCRD 125112 | Tampa, FL | $16.29B | 302 | 54,154 |
| Northrock PartnersCRD 167908 | Minneapolis, MN | $12.19B | 91 | 4,811 |
| Advisory Services NetworkCRD 146051 | Atlanta, GA | $10.60B | 247 | 12,919 |
Creative PlanningCRD 105348$295.57B
- Headquarters
- Overland Park, KS
- Advisory staff
- 1,538
- Clients
- 100,298
MarinerCRD 140195$125.41B
- Headquarters
- Overland Park, KS
- Advisory staff
- 933
- Clients
- 55,512
CWMCRD 155344$50.58B
- Headquarters
- Omaha, NE
- Advisory staff
- 472
- Clients
- 52,669
Newedge AdvisorsCRD 171351$43.21B
- Headquarters
- New Orleans, LA
- Advisory staff
- 515
- Clients
- 49,898
Prime Capital Investment AdvisorsCRD 288712$39.14B
- Headquarters
- Overland Park, KS
- Advisory staff
- 261
- Clients
- 23,965
Sequoia Financial AdvisorsCRD 117756$32.24B
- Headquarters
- Akron, OH
- Advisory staff
- 195
- Clients
- 11,218
ChoreoCRD 111221$19.14B
- Headquarters
- Rockford, IL
- Advisory staff
- 97
- Clients
- 6,891
Principal SecuritiesCRD 1137$17.02B
- Headquarters
- Des Moines, IA
- Advisory staff
- 1,464
- Clients
- 51,941
Ifp AdvisorsCRD 125112$16.29B
- Headquarters
- Tampa, FL
- Advisory staff
- 302
- Clients
- 54,154
Northrock PartnersCRD 167908$12.19B
- Headquarters
- Minneapolis, MN
- Advisory staff
- 91
- Clients
- 4,811
Advisory Services NetworkCRD 146051$10.60B
- Headquarters
- Atlanta, GA
- Advisory staff
- 247
- Clients
- 12,919
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A firm appears here when it reports an office in South Dakota on Form ADV Part 1A, whether or not the state is its headquarters. An SEC-registered adviser doing business in a state also makes a notice filing there, which is why a firm can serve clients in South Dakota from elsewhere.
Figures come from each firm's own filings on the dates shown on its profile. This list is a restatement of public records, not a rating or a recommendation, and Niva Wealth is not affiliated with the firms on it.