Firm directory
Registered investment advisers, page 13 of 28
Firms 601 to 650 of 1363, ordered by regulatory assets under management as reported on each firm's Form ADV.
Browse by state
- Alabama31
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Browse by custodian
- Fidelity176
- J.P. Morgan170
- Charles Schwab165
- State Street Bank and Trust159
- The Bank of New York Mellon152
- The Northern Trust107
- Northern Trust69
- Bank of New York Mellon53
- Pershing51
- Morgan Stanley35
- State Street34
- U.S. Bank National Association21
- Goldman Sachs &20
- Brown Brothers Harriman &18
- UBS Financial Services18
- Citibank, N.A.14
- Citibank, National Association14
- LPL Financial14
- Northern Trust Securities12
- Empower11
- Citigroup Global Markets10
- Merrill Lynch, Pierce, Fenner & Smith10
- BNY Mellon9
- Raymond James9
- State Street Bank9
- Bank of America8
- Bank of New York8
- BNY Mellon Capital Markets8
- CIBC Mellon Trust8
- HSBC Bank PLC8
- The Master Trust Bank of Japan8
- U.S. Bancorp8
- Citibank7
- US Bank National Association7
- Wells Fargo Clearing Services7
- Custody Bank of Japan6
- State Street Global Markets6
- US Bank6
- BNP Paribas5
- Bofa Securities5
- Citigroup5
- Folio Investments5
- Interactive Brokers5
- RBC Investor Services Trust5
- U.S. Bancorp Investments5
- UBS Securities5
- Voya5
- Wells Fargo Bank, N.A.5
- Bank of New York Mellon, N.A.4
- BNY Mellon, N.A.4
- CIBC Mellon Global Securities Services4
- Citibank, NA4
- Principal Financial Group4
- RBC Capital Markets4
- U.S. Bank4
- US Bank N.A.4
- Bank of America N.A.3
- Barclays Bank PLC3
- BNY Mellon Securities3
- Caceis3
- Caceis Bank3
- Computershare Trust Company, N.A.3
- Mitsubishi Ufj Investor Services & Banking (luxembourg) S.A.3
- PNC Bank, N.A.3
- Sanford C. Bernstein &3
- SEI Private Trust3
- SSB New York Institutional3
- The Bank of New York3
- The Bank of New York Mellon Trust Company, National Association3
- The Bank of New York Mellon, London Branch3
- The Bank of New York Mellon, N.A.3
- The Hongkong and Shanghai Banking Corporation Limited3
- The Vanguard Group3
- U.S. Bank, NA3
- American Enterprise Investment Services2
- Assetmark Trust2
- Axos Clearing2
- Bank of America Merrill Lynch2
- Bank of America, National Association2
- Bank of New York Mellon Trust Company, N.A.2
- Banque Pictet & Cie S.A.2
- BNP Paribas Fund Services Australasia Pty2
- BNP Paribas Securities Services (australia)2
- BNY Mellon, National Association2
- Brown Brothers Harriman2
- Brown Brothers Harriman Investments2
- Caisse Des Depots Et Consignations2
- CIBC Mellon2
- Citibank (hong Kong) Limited2
- Citibank Uk Limited2
- Citibank, N.A (london)2
- City National Bank2
- Comerica Bank2
- Deutsche Bank Ag2
- Deutsche Bank Trust Company Americas2
- Edward D. Jones &2
- Fifth Third Securities2
- Goldman Sachs International2
- HSBC Continental Europe S.a., Germany2
- HSBC Hong Kong2
- Mid Atlantic Trust2
- Northern Trust Singapore2
- Oppenheimer &2
- Principal Custody Solutions2
- Principal Securities2
- RBC2
- RBC Investor & Treasury Services2
- Reliance Trust2
- Royal Bank of Canada2
- Royal Bank of Canada (channel Islands) Limited2
- SEI Investments Distribution2
- SEI Investments Guernsey Limited2
- State Street Bank and Trust Company, National Association2
- State Street Bank International GMBH2
- State Street Global Advisors Funds Distributors2
- State Street Trust2
- State Street Trust Company Canada2
- Sumitomo Mitsui Trust Bank (u.s.a.) Limited2
- The Bank of New York Mellon Trust2
- The Bank of New York Mellon Trust Company, N.A.2
- The Bank of Ny Mellon2
- The Master Trust Bank of Japan ,LTD.2
- U.S. Bank Institutional Trust & Custody2
- UBS Europe Se2
- Umb Bank, National Association2
- US Bancorp2
- Adp Retirement Trust Services1
- Alight Solutions1
- Allfunds Bank S.a.u1
- Allfunds Bank Sau London Branch1
- Alter Domus1
- Amalgamated Bank1
- Amalgamated Trust and Savings Bank1
- Apex Clearing1
- Ascensus Broker Dealer Services1
- Assetmark Brokerage1
- Aztec Financial Services (jersey) Limited1
- Bank Consortium Trust Company Limited1
- Bank Degroof Petercam Luxembourg Sa1
- Bank Julius Baer & Co Limited1
- Bank of China Hong Kong1
- Bank of Montreal1
- Bank of New York Mellon - United Kingdom1
- Bank of New York Mellon (the)1
- Bank of New York Mellon Corp (the)1
- Bank of New York Mellon International1
- Bank of New York Mellon International Limited1
- Bank of New York Mellon Sa Luxembourg1
- Bank of New York Mellon Trust1
- Bank of Ny Mellon1
- Bank of Tokyo Mitsubishi Ufj1
- Bank Vontobel Ag1
- Bankers' Bank1
- Banque Pictet & Cie Sa1
- Barclays Capital1
- Belfius Bank1
- Benefit Trust1
- BGL BNP Paribas1
- Bmo Trust1
- BNP Paribas Sa1
- BNP Paribas Securities Services1
- BNP Paribas Securities Services, Dublin Branch1
- BNP Paribas Security Services1
- BNP Paribas Trust Services Singapore Limited1
- BNP Paribas, London Branch1
- BNP Paribas, New York Branch1
- BNY1
- BNY Mellon Asset Servicing1
- BNY Mellon Custody Client Service1
- BNY Mellon, NA1
- Bnym (luxembourg) S.A.1
- Bokf, NA1
- Bridges Trust1
- Brighthouse Life Insurance1
- Brighthouse Life Insurance Company of New York1
- Brown Brother Harriman &1
- Brown Brothers & Harriman &1
- Brown Brothers Harriman Investment Services (japan)1
- Butterfield Bank (channel Islands) Limited1
- Caceis Bank Amsterdam1
- Caceis Bank, Uk Branch1
- Canadian Imperial Bank of Commerce1
- Carta Capital Markets1
- Cetera Investment Services1
- CF Secured1
- Chevy Chase Trust1
- China Citic Bank International Limited1
- China Merchants Bank1
- China Merchants Bank Co., LTD., Hong Kong Branch1
- CIBC Mellon Global Securities1
- CIBC Mellon GSP1
- Citco Canada1
- Citco Global Custody NV1
- Citi1
- Citi Securities Services1
- Citibank - Hong Kong1
- Citibank NA London1
- Citigroup Global Markets Limited1
- Citigroup Private Bank1
- Citigroup Pty Limited1
- Citigroup, NA1
- Comerica Bank - Detroit1
- Commerce Bank, N.A.1
- Computershare Corporate Trust1
- Computershare Trust Company, National Association1
- Credit Suisse Services Ag1
- D.A. Davidson &1
- D.A. Davidson Trust Services1
- Danske Bank A/S1
- Desjardins Trust1
- Deutsche Bank Securities1
- DZ Privatbank S.A.1
- Edward Jones Trust1
- Euroclear1
- Evercore Trust Company, N.A.1
- Exeter Trust1
- Fiduciary Trust Company International1
- Fifth Third Bancorp1
- Fifth Third Bank1
- FMR1
- Frost National Bank1
- Goldman Sachs (asia)1
- Hana Bank1
- Hongkong and Shanghai Banking Corporation Limited1
- HSBC Bank USA, N.A.1
- HSBC Holdings PLC1
- HSBC International Trust Limited1
- HSBC Securities Services1
- HSBC Trinkaus & Burkhardt Ag1
- HSBC Trinkaus & Burkhardt GMBH1
- Huntington National Bank1
- Icbc (asia) Trustee Company Limited1
- Icici Bank Limited1
- Impactassets1
- Industrial Bank Co., LTD., Hong Kong Branch1
- Investec Bank (channel Islands) Limited1
- Japan Trustee Services Bank1
- Jefferies1
- Johnson Bank1
- JPM Chase - Sydney1
- LGT Bank (hong Kong)1
- Lincoln Financial1
- Lincoln Financial Group Trust1
- Loring, Wolcott & Coolidge Trust1
- Master Trust Bank of Japan1
- Master Trust Company of Japan1
- Matrix Trust1
- Mellon Trust1
- Midwest Institutional Trust1
- Midwest Institutional Trust Services1
- Mitsubishi Ufj Financial Group1
- Mitsubishi Ufj Global Custody S.a1
- Mitsubishi Ufj Trust and Banking1
- MTG1
- Mufg Bank1
- Multrees Investor Services Limited1
- National Bank of Canada1
- National Bank Trust1
- Nationwide Life Insurance1
- Nationwide Trust Company, FSB1
- Nomura Bank Luxembourg S.A.1
- Nomura Bank Switzerland1
- Northern Trust Asset Management Australia Pty1
- Northern Trust Company (australia)1
- Northern Trust Company Limited1
- Northern Trust Company London1
- Northern Trust Coroporation1
- Northern Trust Global Services1
- Northern Trust Global Services Se1
- Northern Trust Global Services Se, Uk Branch1
- Northern Trust Luxembourg1
- Nortrust Nominee Limited1
- Osaic Wealth1
- PNC1
- PNC Bank1
- PNC Bank, N.A. Pittsburg Pa1
- Principal Global Investors1
- Principal Investors1
- Rathbone Nominees Limited1
- RBC Investor Service Trust1
- RBC Investor Services1
- RBC Investors Services1
- Robert W. Baird &1
- Rothschild & Co Bank International Limited1
- Royal Bank of Canada (ci)1
- Sbi-SG Global Securities Services Private Limited1
- Scotia Bank1
- SEI Investments (europe)1
- SEI Investments (europe) Limited1
- SEI Investments Management1
- SG Americas Securities1
- SMBC Nikko Bank (luxembourg) S.A.1
- Societe Generale Capital Canada1
- Standard Chartered Bank1
- Standard Chartered Bank (hong Kong) Limited1
- Standard Chartered Bank Hong Kong1
- State Street Australia1
- State Street Bank & Trust - Hong Kong1
- State Street Bank and Trust Company - Hong Kong Branch1
- State Street Bank and Trust Company - Singapore Branch1
- State Street Bank and Trust Company - Tokyo Branch1
- State Street Bank and Trust Company, London1
- State Street Bank International GMBH, Luxembourg Branch1
- State Street Cayman Trust1
- State Street Company Canada1
- State Street Global Advisors, Australia, Limited1
- State Street Global Services1
- State Street International (ireland) Limited1
- State Street Luxembourg1
- State Street Luxembourg Sa1
- State Street Trust and Banking1
- State Street Trust and Banking Co Limited1
- State Street Trustees Limited1
- Stifel, Nicolaus &1
- Stonehage Fleming Dealing & Treasury Services (jersey) Limited1
- Sumitomo Mitsui Trust (hong Kong) Limited1
- Sumitomo Mitsui Trust Bank (usa) Limited1
- Sumitomo Mitsui Trust Bank, Limited (london Branch)1
- Sumitomo Mitsui Trust Bank, Limited.1
- TD Prime Services1
- The Bank of New York Mellon Institutional Bank1
- The Bank of New York Mellon S.A./N.V.1
- The Bank of New York Mellon Sa/NV1
- The Bank of New York Mellon Sa/NV, Luxembourg Branch1
- The BNY Mellon Sa/NV, Asset1
- The Hong Kong and Shanghai Banking Corporation Limited1
- The Northern Trust Company Melbourne Branch1
- The Northern Trust Company, London Branch1
- The Northern Trust International Banking1
- The State Street Bank and Trust1
- The Variable Annuity Life Insurance1
- Tiaa Financial Services1
- Tiaa-Cref1
- Truist Bank1
- Truist Investment Services1
- U.S Bank Assocation1
- U.S. Bancorp Asset Management1
- U.S. Bank Trust1
- U.S. Bank Trust Company, National Association1
- U.S. Bank, N.A.1
- UBS Group1
- UBS Switzerland Ag1
- Universal - Investment Gesellschaft MBH1
- US Bank Trust1
- US Bank, NA1
- Valic Trust1
- Vanguard Fiduciary Trust1
- Vanguard Group [malvern, Pa]1
- Vanguard Marketing1
- Vantage Trust1
- Wells Fargo &1
- Wells Fargo Bank1
- Wells Fargo Bank, National Association1
- Wells Fargo Securities1
- Wilmington Trust, N.A.1
- Wintrust Private Trust Company, N.A.1
- Woori Bank1
- Zions Bank1
- Zurcher Kantonalbank1
1,363 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Allworth FinancialCRD 111167 | Folsom, CA | $33.55B | 165 | 29,297 |
| Sona Asset Management (us)CRD 291738 | New York, NY | $33.49B | 31 | 20 |
| BNY Mellon AdvisorsCRD 106108 | New York, NY | $33.48B | 44 | 125,701 |
| Energy Capital Partners ManagementCRD 155020 | Summit, NJ | $33.39B | 57 | 64 |
| D. E. Shaw Investment ManagementCRD 135284 | New York, NY | $33.37B | 45 | 23 |
| Redding Ridge Asset ManagementCRD 283058 | New York, NY | $33.32B | 51 | 85 |
| The Putnam AdvisoryCRD 106631 | Boston, MA | $33.19B | 7 | 91 |
| Brigade Capital ManagementCRD 144078 | New York, NY | $33.02B | 42 | 111 |
| The Variable Annuity Life InsuranceCRD 104561 | Houston, TX | $32.94B | 5 | 36 |
| First Sentier Investors (hong Kong) LimitedCRD 281553 | Hong Kong | $32.87B | 11 | 28 |
| 26north PartnersCRD 322923 | New York, NY | $32.68B | 83 | 62 |
| Fidelity Management & Research (hong Kong) LimitedCRD 148045 | Hong Kong | $32.55B | 39 | 26 |
| Morrison USCRD 315983 | Wellington | $32.53B | 14 | 10 |
| Ares Commercial Real Estate ManagementCRD 159050 | Los Angeles, CA | $32.48B | 245 | 10 |
| Adp Strategic Plan ServicesCRD 286555 | Roseland, NJ | $32.40B | 6 | 110,773 |
| Jain GlobalCRD 330309 | New York, NY | $32.39B | 240 | 8 |
| SVB Asset ManagementCRD 124567 | San Francisco, CA | $32.32B | 24 | 458 |
| Sequoia Financial AdvisorsCRD 117756 | Akron, OH | $32.24B | 195 | 11,218 |
| Syzygy Asset ManagementCRD 120440 | Newport Beach, CA | $32.22B | 15 | 32 |
| Harding LoevnerCRD 104543 | Bridgewater, NJ | $32.06B | 36 | 3,876 |
| Eagle StrategiesCRD 110826 | New York, NY | $32.04B | 2,463 | 133,900 |
| First Pacific AdvisorsCRD 141823 | El Segundo, CA | $32.00B | 21 | 42 |
| Magnetar FinancialCRD 136045 | Evanston, IL | $31.99B | 64 | 67 |
| Twentyfour Asset ManagementCRD 335919 | London | $31.76B | 24 | 35 |
| Goldman Sachs Wealth ServicesCRD 106693 | Cohoes, NY | $31.69B | 1,134 | 117,699 |
| Luther King Capital ManagementCRD 110093 | Fort Worth, TX | $31.50B | 73 | 3,526 |
| Constellation InvestmentsCRD 107528 | Montgomery, OH | $31.48B | 8 | 14 |
| Brigade Capital UkCRD 173947 | London | $31.35B | 5 | 1 |
| Invesco Managed AccountsCRD 154461 | Seattle, WA | $31.28B | 29 | 17,443 |
| Muzinich &CRD 22998 | New York, NY | $31.27B | 67 | 77 |
| Touchstone AdvisorsCRD 107028 | Cincinnati, OH | $31.09B | 14 | 40 |
| BC Partners PeCRD 333698 | New York, NY | $31.07B | 24 | 4 |
| Tiedemann AdvisorsCRD 147189 | New York, NY | $31.01B | 64 | 461 |
| Catterton ManagementCRD 157428 | Greenwich, CT | $30.84B | 97 | 88 |
| Allspring Global Investments (uk) LimitedCRD 132377 | London | $30.79B | 29 | 8 |
| TJCCRD 160313 | New York, NY | $30.78B | 88 | 48 |
| Blackrock International LimitedCRD 106843 | Edinburgh | $30.78B | 58 | 34 |
| Blackstone Clo Management LLC (management Series)CRD 304307 | New York, NY | $30.69B | 408 | 78 |
| Prudent Man AdvisorsCRD 301973 | Naperville, IL | $30.59B | 81 | 161 |
| Knights of Columbus Asset AdvisorsCRD 174129 | New Haven, CT | $30.51B | 233 | 6,094 |
| 40/86 AdvisorsCRD 107740 | Carmel, IN | $30.50B | 84 | 13 |
| Marathon Asset ManagementCRD 124613 | New York, NY | $30.48B | 99 | 137 |
| Affinius Capital AdvisorsCRD 316030 | San Antonio, TX | $30.44B | 273 | 111 |
| Paloma Partners ManagementCRD 138460 | Greenwich, CT | $30.29B | 30 | 3 |
| PNC Wealth ManagementCRD 129052 | Pittsburgh, PA | $30.27B | 825 | 164,105 |
| &partnersCRD 3767 | Nashville, TN | $30.27B | 439 | 62,194 |
| Fuller & Thaler Asset ManagementCRD 107033 | San Mateo, CA | $30.25B | 11 | 6,124 |
| Innovator Capital ManagementCRD 287718 | Wheaton, IL | $30.24B | 6 | 1 |
| PSG EquityCRD 295103 | Boston, MA | $30.18B | 154 | 56 |
| HB Wealth ManagementCRD 316731 | Atlanta, GA | $30.16B | 152 | 5,459 |
Allworth FinancialCRD 111167$33.55B
- Headquarters
- Folsom, CA
- Advisory staff
- 165
- Clients
- 29,297
Sona Asset Management (us)CRD 291738$33.49B
- Headquarters
- New York, NY
- Advisory staff
- 31
- Clients
- 20
BNY Mellon AdvisorsCRD 106108$33.48B
- Headquarters
- New York, NY
- Advisory staff
- 44
- Clients
- 125,701
Energy Capital Partners ManagementCRD 155020$33.39B
- Headquarters
- Summit, NJ
- Advisory staff
- 57
- Clients
- 64
D. E. Shaw Investment ManagementCRD 135284$33.37B
- Headquarters
- New York, NY
- Advisory staff
- 45
- Clients
- 23
Redding Ridge Asset ManagementCRD 283058$33.32B
- Headquarters
- New York, NY
- Advisory staff
- 51
- Clients
- 85
The Putnam AdvisoryCRD 106631$33.19B
- Headquarters
- Boston, MA
- Advisory staff
- 7
- Clients
- 91
Brigade Capital ManagementCRD 144078$33.02B
- Headquarters
- New York, NY
- Advisory staff
- 42
- Clients
- 111
The Variable Annuity Life InsuranceCRD 104561$32.94B
- Headquarters
- Houston, TX
- Advisory staff
- 5
- Clients
- 36
First Sentier Investors (hong Kong) LimitedCRD 281553$32.87B
- Headquarters
- Hong Kong
- Advisory staff
- 11
- Clients
- 28
26north PartnersCRD 322923$32.68B
- Headquarters
- New York, NY
- Advisory staff
- 83
- Clients
- 62
Fidelity Management & Research (hong Kong) LimitedCRD 148045$32.55B
- Headquarters
- Hong Kong
- Advisory staff
- 39
- Clients
- 26
Morrison USCRD 315983$32.53B
- Headquarters
- Wellington
- Advisory staff
- 14
- Clients
- 10
Ares Commercial Real Estate ManagementCRD 159050$32.48B
- Headquarters
- Los Angeles, CA
- Advisory staff
- 245
- Clients
- 10
Adp Strategic Plan ServicesCRD 286555$32.40B
- Headquarters
- Roseland, NJ
- Advisory staff
- 6
- Clients
- 110,773
Jain GlobalCRD 330309$32.39B
- Headquarters
- New York, NY
- Advisory staff
- 240
- Clients
- 8
SVB Asset ManagementCRD 124567$32.32B
- Headquarters
- San Francisco, CA
- Advisory staff
- 24
- Clients
- 458
Sequoia Financial AdvisorsCRD 117756$32.24B
- Headquarters
- Akron, OH
- Advisory staff
- 195
- Clients
- 11,218
Syzygy Asset ManagementCRD 120440$32.22B
- Headquarters
- Newport Beach, CA
- Advisory staff
- 15
- Clients
- 32
Harding LoevnerCRD 104543$32.06B
- Headquarters
- Bridgewater, NJ
- Advisory staff
- 36
- Clients
- 3,876
Eagle StrategiesCRD 110826$32.04B
- Headquarters
- New York, NY
- Advisory staff
- 2,463
- Clients
- 133,900
First Pacific AdvisorsCRD 141823$32.00B
- Headquarters
- El Segundo, CA
- Advisory staff
- 21
- Clients
- 42
Magnetar FinancialCRD 136045$31.99B
- Headquarters
- Evanston, IL
- Advisory staff
- 64
- Clients
- 67
Twentyfour Asset ManagementCRD 335919$31.76B
- Headquarters
- London
- Advisory staff
- 24
- Clients
- 35
Goldman Sachs Wealth ServicesCRD 106693$31.69B
- Headquarters
- Cohoes, NY
- Advisory staff
- 1,134
- Clients
- 117,699
Luther King Capital ManagementCRD 110093$31.50B
- Headquarters
- Fort Worth, TX
- Advisory staff
- 73
- Clients
- 3,526
Constellation InvestmentsCRD 107528$31.48B
- Headquarters
- Montgomery, OH
- Advisory staff
- 8
- Clients
- 14
Brigade Capital UkCRD 173947$31.35B
- Headquarters
- London
- Advisory staff
- 5
- Clients
- 1
Invesco Managed AccountsCRD 154461$31.28B
- Headquarters
- Seattle, WA
- Advisory staff
- 29
- Clients
- 17,443
Muzinich &CRD 22998$31.27B
- Headquarters
- New York, NY
- Advisory staff
- 67
- Clients
- 77
Touchstone AdvisorsCRD 107028$31.09B
- Headquarters
- Cincinnati, OH
- Advisory staff
- 14
- Clients
- 40
BC Partners PeCRD 333698$31.07B
- Headquarters
- New York, NY
- Advisory staff
- 24
- Clients
- 4
Tiedemann AdvisorsCRD 147189$31.01B
- Headquarters
- New York, NY
- Advisory staff
- 64
- Clients
- 461
Catterton ManagementCRD 157428$30.84B
- Headquarters
- Greenwich, CT
- Advisory staff
- 97
- Clients
- 88
Allspring Global Investments (uk) LimitedCRD 132377$30.79B
- Headquarters
- London
- Advisory staff
- 29
- Clients
- 8
TJCCRD 160313$30.78B
- Headquarters
- New York, NY
- Advisory staff
- 88
- Clients
- 48
Blackrock International LimitedCRD 106843$30.78B
- Headquarters
- Edinburgh
- Advisory staff
- 58
- Clients
- 34
Blackstone Clo Management LLC (management Series)CRD 304307$30.69B
- Headquarters
- New York, NY
- Advisory staff
- 408
- Clients
- 78
Prudent Man AdvisorsCRD 301973$30.59B
- Headquarters
- Naperville, IL
- Advisory staff
- 81
- Clients
- 161
Knights of Columbus Asset AdvisorsCRD 174129$30.51B
- Headquarters
- New Haven, CT
- Advisory staff
- 233
- Clients
- 6,094
40/86 AdvisorsCRD 107740$30.50B
- Headquarters
- Carmel, IN
- Advisory staff
- 84
- Clients
- 13
Marathon Asset ManagementCRD 124613$30.48B
- Headquarters
- New York, NY
- Advisory staff
- 99
- Clients
- 137
Affinius Capital AdvisorsCRD 316030$30.44B
- Headquarters
- San Antonio, TX
- Advisory staff
- 273
- Clients
- 111
Paloma Partners ManagementCRD 138460$30.29B
- Headquarters
- Greenwich, CT
- Advisory staff
- 30
- Clients
- 3
PNC Wealth ManagementCRD 129052$30.27B
- Headquarters
- Pittsburgh, PA
- Advisory staff
- 825
- Clients
- 164,105
&partnersCRD 3767$30.27B
- Headquarters
- Nashville, TN
- Advisory staff
- 439
- Clients
- 62,194
Fuller & Thaler Asset ManagementCRD 107033$30.25B
- Headquarters
- San Mateo, CA
- Advisory staff
- 11
- Clients
- 6,124
Innovator Capital ManagementCRD 287718$30.24B
- Headquarters
- Wheaton, IL
- Advisory staff
- 6
- Clients
- 1
PSG EquityCRD 295103$30.18B
- Headquarters
- Boston, MA
- Advisory staff
- 154
- Clients
- 56
HB Wealth ManagementCRD 316731$30.16B
- Headquarters
- Atlanta, GA
- Advisory staff
- 152
- Clients
- 5,459
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
This is one page of the directory, 50 firms at a time, ordered by the regulatory assets each firm reports in Item 5.F of its Form ADV. Order is a filed figure, not a ranking: a larger firm is not a better one.
Every firm is also reachable by state, by city and by custodian, and through search. Each profile restates one firm's filings with the figures as filed, the date of the filing, and a link to the document on the SEC's own site.