Clients
Innovator Capital Management serves 1 clients. The average client has about $30.2 billion with the firm.
- Investment companies1 clients100%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Investment companies | 1 | $30,237,128,227 | 100.0% | $30.24B |
| Total | 1 | $30,237,128,227 | 100% | $30.24B |
- Clients
- 1
- Regulatory AUM
- $30,237,128,227
- Share
- 100.0%
- Avg. per client
- $30.24B
Total
- Clients
- 1
- Regulatory AUM
- $30,237,128,227
- Share
- 100%
- Avg. per client
- $30.24B
What it does
Innovator Capital Management provides portfolio management for investment companies. It is paid through a percentage of assets.
Innovator Capital Management advises no private funds.
100.0% of assets ($30.24B across 1 account) are managed with discretion. 0% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
Custodians
Innovator Capital Management does not have custody of client assets.
- All other custodians$30.24B100%
Ownership and leadership
Gsam Holdings LLC owns 75% or more of Innovator Capital Management, and Marc Nachmann is its CEO.
- Owns 75% or more of Innovator Capital Management, LLC
Gsam Holdings LLC
Control person · since April 2026
- Owns 75% or more of Gsam Holdings LLC
Goldman Sachs Group, Inc.
Control person · since April 2026
Leadership
- Marc NachmannChief Executive Officer
- Graham DayVice President
- Bryon LakePresident
- Kathleen MeyerVice President
- Trevor TerrellVice President
- Elizabeth OverbayChief Financial Officer
- Cari ZalesiakChief Compliance Officer
- David PlutzerChief Legal Officer
Staff
- 73 employees
- 6 in advisory functions
- 54 broker-dealer reps
Reported holdings
Innovator Capital Management’s reported 13F holdings total $2.95B across 8 positions, and the ten largest make up 100.0% of it.
- $2.95B
- Reported 13F value
- 8
- Positions
- 100.0%
- In the 10 largest
- +218.9%
- Value vs. prior quarter
- Vanguard Index Fds · S&P 500 ETF Shs99.9%
- Nvidia Corporation0.0%
- Apple Inc.0.0%
- Microsoft Corp.0.0%
- Amazon Com Inc.0.0%
- Alphabet Inc. · Cap Stk CL A0.0%
- Alphabet Inc. · Cap Stk CL C0.0%
- Broadcom Inc.0.0%
Together, the ten largest are 100.0% of reported value.
A 13F covers only exchange-traded long positions the firm holds with discretion, so this $2.95B is not its $30.24B in regulatory assets and does not represent any individual client's portfolio.
Fees
Innovator Capital Management is paid through a percentage of assets under management.
Innovator Capital Management’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Innovator Capital Management has 0 offices, with 1 listed address in 1 state.
Illinois · 1 listed address
- 200 W Front ST, WheatonHQ
Registration details
- Legal name
- Innovator Capital Management, LLC
- Headquarters
- 200 W Front ST, Wheaton, IL 60187
- Phone
- 800-208-5212
- Website
- Not reported
- SEC file
- 801-110111
- Structure
- Delaware LLC
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Innovator Capital Management have?
Innovator Capital Management has 1 clients and manages $30.2 billion for them, as of June 2026.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 18 June 2026
What services does Innovator Capital Management offer?
Innovator Capital Management provides portfolio management for investment companies.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Innovator Capital Management have?
Innovator Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 73 employees, and 6 perform investment advisory functions. 54 are registered representatives of a broker-dealer and 0 are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns Innovator Capital Management?
Innovator Capital Management is owned through a holding company by Goldman Sachs Group, Inc. Its direct owner is Gsam Holdings LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 18 June 2026
How does Innovator Capital Management get paid?
Innovator Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file