Clients
Harbor Capital Advisors serves 27 clients, 12 of them other investment advisers. The average client has about $2.51 billion with the firm.
- Investment companies3 clients75%
- Pooled investment vehicles3 clients25%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Investment companies | 3 | $50,793,743,061 | 75.1% | $16.93B |
| Pooled investment vehicles | 3 | $16,843,000,839 | 24.9% | $5.61B |
| Other investment advisers | 12 | $0 | 0.0% | $0 |
| Corporations and other businesses | 9 | $0 | 0.0% | $0 |
| Total | 27 | $67,636,743,900 | 100% | $2.51B |
- Clients
- 3
- Regulatory AUM
- $50,793,743,061
- Share
- 75.1%
- Avg. per client
- $16.93B
- Clients
- 3
- Regulatory AUM
- $16,843,000,839
- Share
- 24.9%
- Avg. per client
- $5.61B
- Clients
- 12
- Regulatory AUM
- $0
- Share
- 0.0%
- Avg. per client
- $0
- Clients
- 9
- Regulatory AUM
- $0
- Share
- 0.0%
- Avg. per client
- $0
Total
- Clients
- 27
- Regulatory AUM
- $67,636,743,900
- Share
- 100%
- Avg. per client
- $2.51B
What it does
Harbor Capital Advisors provides portfolio management for investment companies, portfolio management for pooled vehicles, selecting other managers and other activities. It is paid through a percentage of assets and fixed fees.
Harbor Capital Advisors advises 1 private funds.
100.0% of assets ($67.64B across 15 accounts) are managed with discretion. 0% of clients are outside the U.S., and 12 clients received advice without assets under management last fiscal year.
Custodians
Harbor Capital Advisors does not have custody of client assets.
- All other custodians$67.64B100%
Ownership and leadership
Oce US Holding Inc. owns 75% or more of Harbor Capital Advisors, and Charles McCain is its CEO.
- Owns 75% or more of Harbor Capital Advisors, Inc.
Oce US Holding Inc.
Control person · since January 2006
- Owns 75% or more of Oce US Holding Inc.
Oce US Holding B.V. (fka Robeco US Holding B.V.)
Control person · since November 2014
- Owns 75% or more of Oce US Holding B.V. (fka Robeco US Holding B.V.)
Orix Corporation Europe N.V.
Control person · since November 2014
- Owns 75% or more of Orix Corporation Europe N.V.
Orix Corporation
Control person · since October 2016
Leadership
- Charles McCainChief Executive Officer
- Walter BreuningerSenior Vice President & Chief Compliance Officer
- Stephen CookChief Operations Officer, Senior Vice President
- James ErcegExecutive Vice President
- Kristof GleichPresident
- John HalabyExecutive Vice President
- Diana Roman-PodgornyExecutive Vice President, General Counsel & Secretary
- Kiyoshi HabiroDirector
- Charles McCainDirector
- M.A.A.C. (mark) TalbotDirector
- Gilbert Van HasselDirector
- David Van HooserChairman of the Board of Directors, Director
Staff
- 240 employees
- 25 in advisory functions
- 121 broker-dealer reps
Reported holdings
Harbor Capital Advisors’ reported 13F holdings total $1.47M across 1,213 positions, and the ten largest make up 16.2% of it.
- $1.47M
- Reported 13F value
- 1,213
- Positions
- 16.2%
- In the 10 largest
- +18.8%
- Value vs. prior quarter
- iShares Core MSCI Emerging Mar2.5%
- State Street SPDR Portfolio S&1.9%
- Amazon.com Inc.1.8%
- Alphabet Inc.1.8%
- Apple Inc.1.7%
- Nvidia Corp.1.7%
- Microsoft Corp.1.4%
- Meta Platforms Inc.1.3%
- Cisco Systems Inc.1.1%
- JPMORGAN Chase & Co1.0%
Together, the ten largest are 16.2% of reported value.
A 13F covers only exchange-traded long positions the firm holds with discretion, so this $1.47M is not its $67.64B in regulatory assets and does not represent any individual client's portfolio.
Fees
Harbor Capital Advisors is paid through a percentage of assets under management and fixed fees (other than subscription fees).
Harbor Capital Advisors’ fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Harbor Capital Advisors has 2 offices, with 3 listed addresses across 3 states.
Illinois · 1 listed address
- 111 South Wacker Drive, 34th Floor, ChicagoHQ
Massachusetts · 1 listed address
- 33 Arch Street, Boston
New York · 1 listed address
- 1270 Avenue of the Americas, Floor 11, New York
Registration details
- Legal name
- Harbor Capital Advisors, Inc.
- Headquarters
- 111 South Wacker Drive, 34th Floor, Chicago, IL 60606-4302
- Phone
- 312-443-4400
- Website
- www.harborcapital.com
- SEC file
- 801-60367
- Structure
- Delaware corporation
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Harbor Capital Advisors have?
Harbor Capital Advisors has 27 clients and manages $67.6 billion for them, as of August 2026. They include 12 other investment advisers, 9 corporations and other businesses and 3 investment companies.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 5 August 2026
What services does Harbor Capital Advisors offer?
Harbor Capital Advisors provides portfolio management for investment companies, portfolio management for pooled vehicles, selecting other managers and other activities.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Harbor Capital Advisors have?
Harbor Capital Advisors has 0 investment adviser representatives registered with state securities authorities, out of 240 employees, and 25 perform investment advisory functions. 121 are registered representatives of a broker-dealer and 0 are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns Harbor Capital Advisors?
Harbor Capital Advisors is owned through a chain of holding companies by Orix Corporation. Its direct owner is Oce US Holding Inc. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 5 August 2026
How does Harbor Capital Advisors get paid?
Harbor Capital Advisors is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file