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David Van Hooser

Chairman of the Board of Directors, Director at Harbor Capital Advisors

No current adviser or broker registrationSEC record checked 17 October 2026

0
Past adviser firms
5
Licensing exams

IAPD record retrieved 17 October 2026SEC record

David Van Hooser is Chairman of the Board of Directors, Director of Harbor Capital Advisors, Inc., a Chicago investment adviser managing $67.6B. David Van Hooser has passed 5 licensing exams.

Role at Harbor Capital Advisors

Title on Schedule A
Chairman of the Board of Directors, Director
Control
David Van Hooser is a control person of Harbor Capital Advisors.
Ownership
An individual ownership band is not available in the source record.
Tenure
David Van Hooser has held the filed role since April 2001.

The firm

Harbor Capital Advisors, Inc.
Chicago, IL

Form ADV filed 5 August 2026

$67.6B AUM27 clients25 advisers3 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2017
  2. Passed Series 7, Series 63, Series 24 and Series 27 · 2003

Registrations and exams

No current adviser or broker registration. David Van Hooser has passed 5 qualifying exams.

Examinations

Series 6328 May 2003
Name
Uniform Securities Agent State Law Examination
Series 2718 August 2003
Name
Financial and Operations Principal Examination
Series 2417 June 2003
Name
General Securities Principal Examination
SIE3 October 2017
Name
Securities Industry Essentials Examination
Series 727 May 2003
Name
General Securities Representative Examination

Individual record

Full name
David Gordon Van Hooser
CRD
4155493
Firm
Harbor Capital Advisors, Inc.
Registration status
No current adviser or broker registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does David Van Hooser work?

David Van Hooser has been Chairman of the Board of Directors, Director of Harbor Capital Advisors, Inc. since April 2001, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 5 August 2026

Does David Van Hooser have a current investment-adviser registration?

David Van Hooser has no current investment-adviser or broker registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has David Van Hooser passed?

David Van Hooser has passed 5 licensing exams: the Series 7, Series 63, Series 24, Series 27 and SIE. The earliest, the Series 7, was passed in May 2003.

Source: IAPD individual record, checked 17 October 2026

Leadership at Harbor Capital Advisors

Sources

  1. IAPD individual record, CRD 4155493. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Harbor Capital Advisors, Inc., filed 5 August 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with David Van Hooser or Harbor Capital Advisors, Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.