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John Halaby

Executive Vice President at Harbor Capital Advisors

Broker registration; no current adviser registrationSEC record checked 17 October 2026

1
Past adviser firms
6
Licensing exams

IAPD record retrieved 17 October 2026SEC record

John Halaby is Executive Vice President of Harbor Capital Advisors, Inc., a Chicago investment adviser managing $67.6B. John Halaby has a current broker registration and no current investment-adviser registration and has passed 6 licensing exams.

Role at Harbor Capital Advisors

Title on Schedule A
Executive Vice President
Control
John Halaby is a control person of Harbor Capital Advisors.
Ownership
An individual ownership band is not available in the source record.
Tenure
John Halaby has held the filed role since August 2019.

The firm

Harbor Capital Advisors, Inc.
Chicago, IL

Form ADV filed 5 August 2026

$67.6B AUM27 clients25 advisers3 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. T. Rowe Price Associates, Inc.
    – · 2 years
    Owings Mills, MD · Adviser representative · Firm CRD 105496
  3. Passed Series 24 · 2002
  4. Passed Series 65 and Series 7 · 1995
  5. Passed Series 6 and Series 63 · 1994

Registrations and exams

Broker registration; no current adviser registration. John Halaby has passed 6 qualifying exams.

Examinations

Series 6513 January 1995
Name
Uniform Investment Adviser Law Examination
Series 637 November 1994
Name
Uniform Securities Agent State Law Examination
Series 244 November 2002
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 713 April 1995
Name
General Securities Representative Examination
Series 626 October 1994
Name
Investment Company Products/Variable Contracts Representative Examination

Individual record

Full name
John Steve Halaby
CRD
2543904
Firm
Harbor Capital Advisors, Inc.
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does John Halaby work?

John Halaby has been Executive Vice President of Harbor Capital Advisors, Inc. since August 2019, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 5 August 2026

Does John Halaby have a current investment-adviser registration?

John Halaby has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has John Halaby passed?

John Halaby has passed 6 licensing exams: the Series 6, Series 63, Series 65, Series 7, Series 24 and SIE. The earliest, the Series 6, was passed in October 1994.

Source: IAPD individual record, checked 17 October 2026

Where was John Halaby previously registered as an investment adviser?

John Halaby has past investment-adviser registrations through T. Rowe Price Associates, Inc., April 2017 to June 2019, across 1 firm.

Source: IAPD individual record, checked 17 October 2026

Leadership at Harbor Capital Advisors

Sources

  1. IAPD individual record, CRD 2543904. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Harbor Capital Advisors, Inc., filed 5 August 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with John Halaby or Harbor Capital Advisors, Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.