Role at Harbor Capital Advisors
- Title on Schedule A
- Chief Operations Officer, Senior Vice President
- Control
- Stephen Cook is a control person of Harbor Capital Advisors.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Stephen Cook has held the filed role since April 2025.
The firm
Form ADV filed 5 August 2026
Career on record
The IAPD individual lookup on 17 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.
Registrations and exams
Individual registration and examination information for Stephen Cook is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.
Officer record
- Full name
- Stephen Cook
- CRD
- 2816575
- Record basis
- Form ADV officer listing
- Firm bio
- harborcapital.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Harbor’s biography identifies Steve Cook as Chief Operating Officer and describes his work leading the firm’s ETF entry and ETF operations at State Street and BNY Mellon. Harbor Capital official biography
Education
- BS in Business Administration, University of Richmond.Harbor Capital official biography
Common questions
Where does Stephen Cook work?
Stephen Cook has been Chief Operations Officer, Senior Vice President of Harbor Capital Advisors, Inc. since April 2025, and is a control person of the firm.
Leadership at Harbor Capital Advisors
- Charles McCainChief Executive Officer
- Walter BreuningerSenior Vice President & Chief Compliance Officer
- James ErcegExecutive Vice President
- Kristof GleichPresident
- John HalabyExecutive Vice President
- Diana Roman-PodgornyExecutive Vice President, General Counsel & Secretary
- Kiyoshi HabiroDirector
- Charles McCainDirector
- M.A.A.C. (mark) TalbotDirector
- Gilbert Van HasselDirector
- David Van HooserChairman of the Board of Directors, Director