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Invesco Capital Management

SEC-registered adviser since 2003Downers Grove, ILCRD 125601

$941.0B
AUM
444
Clients
See fees
Fee
39
Advisory staff

From Form ADV filed 12 August 2026 · data retrieved 15 October 2026SEC record

Invesco Capital Management is an investment adviser headquartered in Downers Grove, Illinois, and registered with the SEC since 2003. Its clients include investment companies, pooled investment vehicles, and corporations and other businesses.

Its services include portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions. Fee arrangements include a percentage of assets under management and other arrangements. Invesco Group Services, Inc. owns 75% or more of Invesco Capital Management, and Brian Hartigan is its CEO.

Clients

Invesco Capital Management serves 444 clients, 228 of them investment companies. The average client has about $2.12 billion with the firm.

Regulatory assets by client type
  • Investment companies228 clients85%
  • Pooled investment vehicles180 clients10%
  • Corporations and other businesses28 clients4%
  • OtherPension and profit-sharing plans, Insurance companies0%
Show client breakdown
Investment companies
Clients
228
Regulatory AUM
$804,391,416,002
Share
85.5%
Avg. per client
$3.53B
Pooled investment vehicles
Clients
180
Regulatory AUM
$97,135,777,890
Share
10.3%
Avg. per client
$539.6M
Pension and profit-sharing plans
Clients
7
Regulatory AUM
$4,058,652,520
Share
0.4%
Avg. per client
$579.8M
Insurance companies
Clients
1
Regulatory AUM
$122,828,260
Share
0.0%
Avg. per client
$122.8M
Corporations and other businesses
Clients
28
Regulatory AUM
$35,314,207,707
Share
3.8%
Avg. per client
$1.26B

Total

Clients
444
Regulatory AUM
$941,022,882,379
Share
100%
Avg. per client
$2.12B

What it does

Invesco Capital Management provides portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions and other activities. It is paid through a percentage of assets and other arrangements.

Invesco Capital Management advises no private funds.

99.8% of assets ($938.92B across 435 accounts) are managed with discretion; $2.11B across 9 accounts are not. 9% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.

What the accounts hold

Separately managed account assets by class, year end
  • Stocks99%
  • Cash1%

Custodians

Invesco Capital Management’s client accounts are held mainly at Amalgamated Bank, with 1% of managed assets, and PNC Bank, N.A. Pittsburg Pa, with 0%. Invesco Capital Management has custody of client assets.

Managed account assets by custodian
  • Amalgamated BankAmalgamated Bank · New York, NY · $14.03B1%
  • OtherFidelity, PNC Bank, N.A. Pittsburg Pa, All other custodians99%

Ownership and leadership

Invesco Group Services, Inc. owns 75% or more of Invesco Capital Management, and Brian Hartigan is its CEO.

Who owns the firm
Invesco Capital Management LLC· the adviser

  • Invesco Group Services, Inc.

    Control person · since June 2018

    Owns 75% or more of Invesco Capital Management LLC

Leadership

  • Brian Hartigan
    Managing Director, Chief Executive Officer, Principal Executive Officer
  • Terry Vacheron
    Chief Financial Officer
  • Melanie Zimdars
    Chief Compliance Officer
  • Matthew Casaccia
    Managing Director
  • Mark Gregson
    Chief Accounting Officer
  • Adam Henkel
    Assistant General Counsel
  • Melanie Ringold
    Managing Director

Staff

  • 222 employees
  • 39 in advisory functions
  • 27 state-registered reps
  • 87 broker-dealer reps

Fees

Invesco Capital Management is paid through a percentage of assets under management and other.

Invesco Capital Management’s fee rates are not included in this profile. Find its brochure on the SEC’s site.

Offices and registrations

Besides its headquarters, Invesco Capital Management has 3 offices, with 1 listed address in 1 state.

Listed office addresses by state

Illinois · 1 listed address

  • 3500 Lacey Road, Suite 700, Downers GroveHQ

Other business names

Invesco Capital Management has reported 1 other business name to the SEC.

  • Invesco Capital Management LLC

Registration details

Legal name
Invesco Capital Management LLC
Headquarters
3500 Lacey Road, Suite 700, Downers Grove, IL 60515
Phone
800-983-0903
Website
Not reported
SEC file
801-61851
Structure
Delaware LLC
Fiscal year end
December

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov

Common questions

How many clients does Invesco Capital Management have?

Invesco Capital Management has 444 clients and manages $941 billion for them, as of August 2026. They include 228 investment companies, 180 pooled investment vehicles and 28 corporations and other businesses.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 12 August 2026

What services does Invesco Capital Management offer?

Invesco Capital Management provides portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions and other activities.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

Which custodians does Invesco Capital Management use?

Invesco Capital Management’s separately managed account assets are held at Amalgamated Bank (New York, NY), with $14,030,745,443, PNC Bank, N.A. Pittsburg Pa (Pittsburg, PA), with $2,189,171,243 and Fidelity Management Trust Company (Boston, MA), with $1,963,311,682. Only custodians holding at least a tenth of those assets are named.

Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 12 August 2026

How many financial advisors does Invesco Capital Management have?

Invesco Capital Management has 27 investment adviser representatives registered with state securities authorities, out of 222 employees, and 39 perform investment advisory functions. 87 are registered representatives of a broker-dealer and 0 are licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

What does Invesco Capital Management invest in?

At the end of its last fiscal year, Invesco Capital Management’s separately managed accounts held 99% exchange-traded equities and 1% cash and equivalents. It advises no private funds of its own.

Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file

Who owns Invesco Capital Management?

Invesco Capital Management is owned through a chain of holding companies by Invesco LTD. Its direct owner is Invesco Group Services, Inc. (75% or more).

Source: Form ADV Part 1A, Schedules A and B, filed 12 August 2026

How does Invesco Capital Management get paid?

Invesco Capital Management is paid through a percentage of assets under management and other arrangements. Its Form ADV lists no commissions or performance-based fees among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file

Sources

  1. Form ADV Part 1A, amendment filed 12 August 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
  2. IAPD firm record, CRD 125601.

Retrieved 15 October 2026. All are published by the SEC and may have been amended since.

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This profile is compiled from public regulatory filings and is provided for informational purposes only. Niva Wealth is not affiliated with Invesco Capital Management LLC and makes no representation about the quality of its services. Figures reflect the filing dates shown and may have changed. Ownership percentages are the bands reported to the SEC, not exact figures.