{"url":"https://nivawealth.com/firms/invesco-capital-management-125601","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/125601","regulatoryAum":941022882379,"crd":"125601","secFileNumber":"801-61851","legalName":"Invesco Capital Management LLC","displayName":"Invesco Capital Management","website":null,"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"3500 Lacey Road, Suite 700","city":"Downers Grove","state":"IL","stateName":"Illinois","country":"United States","postalCode":"60515"},"tradeNames":["Invesco Capital Management LLC"],"registration":{"secApproved":"7 March 2003","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":222,"advisory":39,"brokerDealerReps":87,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":938917866943,"discretionaryAccounts":435,"nonDiscretionary":2105015436,"nonDiscretionaryAccounts":9,"wrapProgram":null,"nonUsClientsPct":9,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":228,"regulatoryAum":804391416002},{"label":"Pooled investment vehicles","clients":180,"regulatoryAum":97135777890},{"label":"Pension and profit-sharing plans","clients":7,"regulatoryAum":4058652520},{"label":"Insurance companies","clients":1,"regulatoryAum":122828260},{"label":"Corporations and other businesses","clients":28,"regulatoryAum":35314207707}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Amalgamated  Bank","shortName":"Amalgamated  Bank","location":"New York, NY","smaAssets":14030745443},{"name":"Fidelity Management Trust Company","shortName":"Fidelity","location":"Boston, MA","smaAssets":1963311682},{"name":"PNC Bank, N.A. Pittsburg Pa","shortName":"PNC Bank, N.A. Pittsburg Pa","location":"Pittsburg, PA","smaAssets":2189171243}],"custodyNote":"Invesco Capital Management has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Brian Hartigan","title":"Managing Director, Chief Executive Officer, Principal Executive Officer","crd":"4227272"},{"name":"Terry Vacheron","title":"Chief Financial Officer","crd":"7311967"},{"name":"Melanie Zimdars","title":"Chief Compliance Officer","crd":"2988973"},{"name":"Matthew Casaccia","title":"Managing Director","crd":"5689308"},{"name":"Mark Gregson","title":"Chief Accounting Officer","crd":"2630230"},{"name":"Adam Henkel","title":"Assistant General Counsel","crd":"6287640"},{"name":"Melanie Ringold","title":"Managing Director","crd":"4765022"}],"ownership":[{"label":"Invesco Group Services, Inc.","detail":"Direct owner in the 75% or more ownership band and a control person, since June 2018."},{"label":"Invesco Holding Company (us), Inc.","detail":"Indirect owner: a sole shareholder of Oppenheimer Acquisition Corp. (gatc) in the 75% or more band and a control person, since May 2019.","parent":"Oppenheimer Acquisition Corp. (gatc)"},{"label":"Invesco LTD.","detail":"Indirect owner: a sole shareholder of Invesco Holding Company Limited in the 75% or more band and a control person, since January 2002.","parent":"Invesco Holding Company Limited"},{"label":"Invesco Holding Company Limited","detail":"Indirect owner: a sole shareholder of Invesco Holding Company (us), Inc. in the 75% or more band and a control person, since January 2002.","parent":"Invesco Holding Company (us), Inc."},{"label":"Oppenheimerfunds, Inc. (us)","detail":"Indirect owner: a sole shareholder of Invesco Group Services, Inc. in the 75% or more band and a control person, since May 2019.","parent":"Invesco Group Services, Inc."},{"label":"Oppenheimer Acquisition Corp. (gatc)","detail":"Indirect owner: a sole shareholder of Oppenheimerfunds, Inc. (us) in the 75% or more band and a control person, since May 2019.","parent":"Oppenheimerfunds, Inc. (us)"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":3,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"3500 Lacey Road, Suite 700","city":"Downers Grove","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"800-983-0903","stateRegisteredReps":27,"otherAdviserReps":27,"compensation":["A percentage of assets under management","Other"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Other"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":99},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"12 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/125601/PDF/125601.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Invesco Capital Management have?","answer":"Invesco Capital Management has 444 clients and manages $941 billion for them, as of August 2026. They include 228 investment companies, 180 pooled investment vehicles and 28 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 12 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Invesco Capital Management offer?","answer":"Invesco Capital Management provides portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions and other activities.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Invesco Capital Management use?","answer":"Invesco Capital Management’s separately managed account assets are held at Amalgamated  Bank (New York, NY), with $14,030,745,443, PNC Bank, N.A. Pittsburg Pa (Pittsburg, PA), with $2,189,171,243 and Fidelity Management Trust Company (Boston, MA), with $1,963,311,682. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 12 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Invesco Capital Management have?","answer":"Invesco Capital Management has 27 investment adviser representatives registered with state securities authorities, out of 222 employees, and 39 perform investment advisory functions. 87 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Invesco Capital Management invest in?","answer":"At the end of its last fiscal year, Invesco Capital Management’s separately managed accounts held 99% exchange-traded equities and 1% cash and equivalents. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Invesco Capital Management?","answer":"Invesco Capital Management is owned through a chain of holding companies by Invesco LTD. Its direct owner is Invesco Group Services, Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 12 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Invesco Capital Management get paid?","answer":"Invesco Capital Management is paid through a percentage of assets under management and other arrangements. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}