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Brian Hartigan

Managing Director, Chief Executive Officer, Principal Executive Officer at Invesco Capital Management

Broker registration; no current adviser registration

Brian Hartigan is Managing Director, Chief Executive Officer, Principal Executive Officer of Invesco Capital Management LLC, a Downers Grove investment adviser managing $941B. Brian Hartigan has a current broker registration and no current investment-adviser registration and has passed 8 licensing exams.

8
Licensing exams

From the IAPD record · data retrieved 17 October 2026 · page updated 20 October 2026SEC record

Career

Brian Hartigan has been Managing Director, Chief Executive Officer, Principal Executive Officer of Invesco Capital Management since November 2023. Brian Hartigan is a control person of the firm and directly owns under 5% of it. Brian Hartigan holds a BA from the University of St. Thomas, Minnesota and an MBA in Finance from DePaul University.

Invesco Capital Management LLC is a Downers Grove, IL firm with $941B under management, 444 clients and 39 advisers across 4 offices, as of its August 2026 filing.

Invesco identifies Brian Hartigan as Global Head of ETFs and Index Investments and says he joined Invesco in 2010.

No adviser firm registrations are on Brian Hartigan’s record.

Credentials and registrations

Professional designations

Listed by Invesco Capital Management and the sources below

  • CFA charterholder

Examinations

Series 79TO2 January 2023
Name
Investment Banking Registered Representative Examination
Series 52TO2 January 2023
Name
Municipal Securities Representative Examination
SIECredited
Name
Securities Industry Essentials Examination
Series 324 May 2018
Name
National Commodity Futures Examination
Series 2426 November 2014
Name
General Securities Principal Examination
Series 532 March 2009
Name
Municipal Securities Principal Examination
Series 728 May 2003
Name
General Securities Representative Examination
Series 6328 March 2001
Name
Uniform Securities Agent State Law Examination
Series 615 March 2001
Name
Investment Company Products/Variable Contracts Representative Examination

Individual record

Full name
Brian Christopher Hartigan
CRD
4227272

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Brian Hartigan work?

Brian Hartigan has been Managing Director, Chief Executive Officer, Principal Executive Officer of Invesco Capital Management LLC since November 2023, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 12 August 2026

Does Brian Hartigan have a current investment-adviser registration?

Brian Hartigan has a current broker registration and no current investment-adviser registration.

Source: IAPD individual record, checked 17 October 2026

What exams has Brian Hartigan passed?

Brian Hartigan has passed 8 licensing exams: the Series 6, Series 63, Series 7, Series 53, Series 24, Series 3, Series 79TO and Series 52TO. The earliest, the Series 6, was passed in March 2001. FINRA credited Brian Hartigan with the SIE, which began in October 2018.

Source: IAPD individual record, checked 17 October 2026

Is Brian Hartigan a CFA charterholder?

Invesco Capital Management lists Brian Hartigan with the CFA credential (“CFA charterholder”) on its website. CFA Institute confirms certification status.

Source: Official firm biography

Leadership at Invesco Capital Management

Sources

  1. IAPD individual record, CRD 4227272. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Invesco Capital Management LLC, filed 12 August 2026. Title, control and ownership bands.
  3. Official firm biography. Biography, education, credentials.

Retrieved 17 October 2026. The SEC record may have been amended since.

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