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Graham Day

Vice President at Innovator Capital Management

Broker registration; no current adviser registration

Graham Day is Vice President of Innovator Capital Management, LLC, a Wheaton investment adviser managing $30.2B. Graham Day has a current broker registration and no current investment-adviser registration and has passed the Series 7 and Series 63.

2
Licensing exams

From the IAPD record · data retrieved 18 October 2026 · page updated 20 October 2026SEC record

Career

Graham Day has been Vice President of Innovator Capital Management since September 2022. Graham Day is not listed as a control person, but directly owns under 5% of the firm. Graham Day holds a Holds a bachelor’s degree from Wheaton College IL.

Innovator Capital Management, LLC is a Wheaton, IL firm with $30.2B under management, 1 client and 6 advisers in one office, as of its June 2026 filing.

Innovator’s profile says Graham Day joined Innovator Capital Management in 2017 and serves as executive vice president and chief investment officer, leading product development, capital markets and research. It notes earlier work at an ETF issuer and Invesco PowerShares.

No adviser firm registrations are on Graham Day’s record.

Credentials and registrations

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 6319 March 2013
Name
Uniform Securities Agent State Law Examination
Series 725 October 2011
Name
General Securities Representative Examination

Individual record

Full name
Graham Alexander Day
CRD
5532164
Firm bio
innovatoretfs.com

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Graham Day work?

Graham Day has been Vice President of Innovator Capital Management, LLC since September 2022.

Source: Form ADV, Schedule A, filed 18 June 2026

Does Graham Day have a current investment-adviser registration?

Graham Day has a current broker registration and no current investment-adviser registration.

Source: IAPD individual record, checked 18 October 2026

What exams has Graham Day passed?

Graham Day has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in October 2011. FINRA credited Graham Day with the SIE, which began in October 2018.

Source: IAPD individual record, checked 18 October 2026

Leadership at Innovator Capital Management

Sources

  1. IAPD individual record, CRD 5532164. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Innovator Capital Management, LLC, filed 18 June 2026. Title, control and ownership bands.
  3. Innovator Capital Management team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

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