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Jain Global

SEC-registered adviser since 2024New York, NYCRD 330309

8
Clients
240
Advisory staff

From Form ADV filed 29 September 2026 · data retrieved 15 October 2026SEC record

Jain Global is an investment adviser headquartered in New York, New York, and registered with the SEC since 2024. Its clients include pooled investment vehicles.

Its services include portfolio management for pooled vehicles. Fee arrangements include a percentage of assets under management, performance-based fees and other arrangements. Jain Holdings LLC owns 75% or more of Jain Global, and Robert Jain is its CEO.

Clients

Jain Global serves 8 clients. The average client has about $4.05 billion with the firm.

Regulatory assets by client type
  • Pooled investment vehicles8 clients100%
Show client breakdown
Pooled investment vehicles
Clients
8
Regulatory AUM
$32,392,342,398
Share
100.0%
Avg. per client
$4.05B

Total

Clients
8
Regulatory AUM
$32,392,342,398
Share
100%
Avg. per client
$4.05B

What it does

Jain Global provides portfolio management for pooled vehicles. It is paid through a percentage of assets, performance-based fees and other arrangements.

Jain Global advises 2 private funds.

100.0% of assets ($32.39B across 8 accounts) are managed with discretion. 63% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.

Custodians

Jain Global has custody of $32.36B for 8 clients.

Managed account assets by custodian
  • All other custodians$32.39B100%

Ownership and leadership

Jain Holdings LLC owns 75% or more of Jain Global, and Robert Jain is its CEO.

Who owns the firm
Jain Global LLC· the adviser
  • Jain Holdings LLC

    Control person · since August 2023

    Owns 75% or more of Jain Global LLC

Leadership

  • Robert Jain
    Chief Executive Officer
  • Jonathan Barton
    Chief Operating Officer
  • Pratik Hegde
    Global Chief Compliance Officer
  • Noah Goldberg
    Global General Counsel
  • Stephen Haratunian
    Chief Risk Officer
  • Jaime Hobbeheydar
    Chief Marketing Officer

Staff

  • 427 employees
  • 240 in advisory functions

Reported holdings

Jain Global’s reported 13F holdings total $25.44B across 1,706 positions, and the ten largest make up 29.2% of it.

$25.44B
Reported 13F value
1,706
Positions
29.2%
In the 10 largest
+5.1%
Value vs. prior quarter
Ten largest positions, share of reported value
  1. State Str SPDR S&P 500 ETF T · TR UnitPut7.8%
  2. Select Sector SPDR TR · ST Str Finl ETFPut4.9%
  3. iShares TR · Russell 2000 ETFPut4.6%
  4. State Str SPDR S&P 500 ETF T · TR UnitCall2.0%
  5. iShares TR · 20 YR TR BD ETFCall1.9%
  6. Micron Technology Inc.Put1.9%
  7. iShares TR · 20 YR TR BD ETFPut1.7%
  8. Vaneck ETF Trust · Semiconductr ETFPut1.7%
  9. iShares TR · MSCI Emg Mkt ETFPut1.4%
  10. State Str SPDR S&P 500 ETF T · TR Unit1.2%

Together, the ten largest are 29.2% of reported value.

The 50 largest positions and quarterly changesQuarter ended 30 June 2026 · filed 14 August 2026

A 13F covers only exchange-traded long positions the firm holds with discretion, so this $25.44B is not its $32.39B in regulatory assets and does not represent any individual client's portfolio.

Fees

Jain Global is paid through a percentage of assets under management, performance-based fees and other.

Jain Global’s fee rates are not included in this profile. Find its brochure on the SEC’s site.

Offices and registrations

Besides its headquarters, Jain Global has 2 offices, with 3 listed addresses across 3 states.

Listed office addresses by state

New York · 1 listed address

  • 9 West 57th Street, 39th Floor, New YorkHQ

Registration details

Legal name
Jain Global LLC
Headquarters
9 West 57th Street, 39th Floor, New York, NY 10019
SEC file
801-130397
Structure
Delaware LLC
Fiscal year end
December

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov

Common questions

How many clients does Jain Global have?

Jain Global has 8 clients and manages $32.4 billion for them, as of September 2026.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 29 September 2026

What services does Jain Global offer?

Jain Global provides portfolio management for pooled vehicles.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

How many financial advisors does Jain Global have?

Jain Global has 0 investment adviser representatives registered with state securities authorities, out of 427 employees, and 240 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

Who owns Jain Global?

Jain Global is owned through a holding company by Robert Jain. Its direct owner is Jain Holdings LLC (75% or more).

Source: Form ADV Part 1A, Schedules A and B, filed 29 September 2026

How does Jain Global get paid?

Jain Global is paid through a percentage of assets under management, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file

Sources

  1. Form ADV Part 1A, amendment filed 29 September 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
  2. IAPD firm record, CRD 330309.
  3. Form 13F-HR, filed 14 August 2026 for the quarter ended 30 June 2026.

Retrieved 15 October 2026. All are published by the SEC and may have been amended since.

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This profile is compiled from public regulatory filings and is provided for informational purposes only. Niva Wealth is not affiliated with Jain Global LLC and makes no representation about the quality of its services. Figures reflect the filing dates shown and may have changed. Ownership percentages are the bands reported to the SEC, not exact figures.