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Stephen Haratunian

Chief Risk Officer at Jain Global

No current adviser or broker registration

Stephen Haratunian is Chief Risk Officer of Jain Global LLC, a New York investment adviser managing $32.4B. Stephen Haratunian has passed the Series 7 and Series 63.

2
Licensing exams

From the IAPD record · data retrieved 17 October 2026 · page updated 20 October 2026SEC record

Career

Stephen Haratunian has been Chief Risk Officer of Jain Global since January 2024. Stephen Haratunian is a control person of the firm and directly owns under 5% of it. Stephen Haratunian holds a B.S. in Finance from Georgetown University.

Jain Global LLC is a New York, NY firm with $32.4B under management, 8 clients and 240 advisers across 3 offices, as of its September 2026 filing.

Stephen Haratunian was previously head of risk at Millennium Management and chief credit officer at Credit Suisse Group. He began his career at Bankers Trust Company in 1986.

No adviser firm registrations are on Stephen Haratunian’s record.

Credentials and registrations

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 6317 January 1989
Name
Uniform Securities Agent State Law Examination
Series 717 September 1988
Name
General Securities Representative Examination

Individual record

Full name
Stephen Haig Haratunian
CRD
1879954

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Stephen Haratunian work?

Stephen Haratunian has been Chief Risk Officer of Jain Global LLC since January 2024, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 29 September 2026

Does Stephen Haratunian have a current investment-adviser registration?

Stephen Haratunian has no current investment-adviser or broker registration.

Source: IAPD individual record, checked 17 October 2026

What exams has Stephen Haratunian passed?

Stephen Haratunian has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in September 1988. FINRA credited Stephen Haratunian with the SIE, which began in October 2018.

Source: IAPD individual record, checked 17 October 2026

Leadership at Jain Global

Sources

  1. IAPD individual record, CRD 1879954. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Jain Global LLC, filed 29 September 2026. Title, control and ownership bands.
  3. Jain Global team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

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