Career
Jonathan Barton has been Chief Operating Officer of Jain Global since September 2023. Jonathan Barton is a control person of the firm and directly owns under 5% of it. Jonathan Barton holds an M.B.A. from London Business School. Jonathan Barton is a graduate of the University of Cambridge.
Jain Global LLC is a New York, NY firm with $32.4B under management, 8 clients and 240 advisers across 3 offices, as of its September 2026 filing.
Jonathan Barton was previously a managing director at Bank of America. Earlier, he was a founding partner and COO/CFO at Meru Capital and a founding partner, co-COO and CFO at Old Lane LP; he began his career at Morgan Stanley in 1990.
No adviser firm registrations are on Jonathan Barton’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 10 | General Securities Sales Supervisor - General Module Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 4 November 2016 |
| Series 63 | Uniform Securities Agent State Law Examination | 30 August 2016 |
| Series 7 | General Securities Representative Examination | 5 August 2016 |
| Series 3 | National Commodity Futures Examination | 15 November 2012 |
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- National Commodity Futures Examination
Individual record
- Full name
- Jonathan Luke Elliott Barton
- CRD
- 3087034
- Firm bio
- jainglobal.com
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Jonathan Barton work?
Jonathan Barton has been Chief Operating Officer of Jain Global LLC since September 2023, and is a control person of the firm.
Does Jonathan Barton have a current investment-adviser registration?
Jonathan Barton has no current investment-adviser or broker registration.
What exams has Jonathan Barton passed?
Jonathan Barton has passed 5 licensing exams: the Series 3, Series 7, Series 63, Series 24 and Series 10. The earliest, the Series 3, was passed in November 2012. FINRA credited Jonathan Barton with the SIE, which began in October 2018.