Clients
Paloma Partners Management serves 3 clients. The average client has about $10.1 billion with the firm.
- Pooled investment vehicles3 clients100%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 3 | $30,288,572,376 | 100.0% | $10.10B |
| Total | 3 | $30,288,572,376 | 100% | $10.10B |
- Clients
- 3
- Regulatory AUM
- $30,288,572,376
- Share
- 100.0%
- Avg. per client
- $10.10B
Total
- Clients
- 3
- Regulatory AUM
- $30,288,572,376
- Share
- 100%
- Avg. per client
- $10.10B
What it does
Paloma Partners Management provides portfolio management for pooled vehicles. It is paid through other arrangements.
Paloma Partners Management advises 4 private funds.
100.0% of assets ($30.29B across 3 accounts) are managed with discretion. 67% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
Custodians
Paloma Partners Management has custody of $1.13B for 3 clients.
- All other custodians$30.29B100%
Ownership and leadership
Selwyn Sussman owns 75% or more of Paloma Partners Management, and Ravi Singh is its CEO.
- Owns 75% or more of Paloma Partners Management Company
Selwyn Sussman
Control person · since September 2011
Leadership
- Ravi SinghChief Executive Officer
- Pei NGChief Financial Officer
- Michael DeaddioChief Operating Officer
- David FriedmanGeneral Counsel and Chief Compliance Officer
- Grant RippetoeChief Risk Officer
- Selwyn SussmanDirector, Chairman, and CIO
Staff
- 64 employees
- 30 in advisory functions
Reported holdings
Paloma Partners Management’s reported 13F holdings total $1.36B across 28 positions, and the ten largest make up 91.5% of it.
- $1.36B
- Reported 13F value
- 28
- Positions
- 91.5%
- In the 10 largest
- +167.5%
- Value vs. prior quarter
- State Str SPDR S&P 500 ETF T · TR UnitPut39.6%
- Bitdeer Technologies Group · CL A Ord ShsCall18.4%
- Guardant Health Inc. · Debt 1.250% 2/16.3%
- Alibaba Group Hldg Ltd · Note 0.500% 6/04.9%
- iShares Bitcoin Trust ETF · Shs Ben IntPut4.8%
- Bridgebio Pharma Inc. · Note 1.750% 3/04.1%
- Cloudflare Inc. · Note 6/13.7%
- Viasat Inc.Call3.6%
- Snowflake Inc. · Note 10/03.2%
- Trip Com Group Ltd · Note 0.750% 6/13.0%
Together, the ten largest are 91.5% of reported value.
A 13F covers only exchange-traded long positions the firm holds with discretion, so this $1.36B is not its $30.29B in regulatory assets and does not represent any individual client's portfolio.
Fees
Paloma Partners Management is paid through other.
Brochure fee details have not yet been processed for this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Paloma Partners Management has 3 offices, with 4 listed addresses across 3 states.
Connecticut · 2 listed addresses
- 2 American Lane, GreenwichHQ
- 750 E Main Street, Stamford
Florida · 1 listed address
- 1111 Lincoln Road, Miami Beach
New York · 1 listed address
- 300 Park Avenue, New York
Registration details
- Legal name
- Paloma Partners Management Company
- Headquarters
- 2 American Lane, Greenwich, CT 06836-2571
- Phone
- 203-862-8000
- Website
- www.paloma.com
- SEC file
- 801-72796
- Structure
- Delaware corporation
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Paloma Partners Management have?
Paloma Partners Management has 3 clients and manages $30.3 billion for them, as of May 2026.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 20 May 2026
What services does Paloma Partners Management offer?
Paloma Partners Management provides portfolio management for pooled vehicles.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Paloma Partners Management have?
Paloma Partners Management has 0 investment adviser representatives registered with state securities authorities, out of 64 employees, and 30 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns Paloma Partners Management?
Paloma Partners Management’s direct owner is Selwyn Sussman (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 20 May 2026
How does Paloma Partners Management get paid?
Paloma Partners Management is paid through other arrangements. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file