Career
Grant Rippetoe has been Chief Risk Officer of Paloma Partners Management since November 2024. Grant Rippetoe is a control person of the firm and directly owns under 5% of it. Grant Rippetoe holds a BS in Finance and Statistics from Wharton School, University of Pennsylvania and an MBA from MIT Sloan School.
Paloma Partners Management Company is a Greenwich, CT firm with $30.3B under management, 3 clients and 30 advisers across 4 offices, as of its May 2026 filing.
Grant Rippetoe is Chief Risk Officer of Paloma Partners Management Company. He joined in August 2024 after risk and trading roles at Segantii and Credit Suisse.
No adviser firm registrations are on Grant Rippetoe’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 27 February 2015 |
| Series 7 | General Securities Representative Examination | 12 November 2014 |
| Series 55 | Limited Representative-Equity Trader Exam | 12 June 2000 |
| Series 3 | National Commodity Futures Examination | 1 April 1999 |
| Series 4 | Registered Options Principal Examination | 30 March 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- National Commodity Futures Examination
- Name
- Registered Options Principal Examination
Individual record
- Full name
- Grant Lee Rippetoe
- CRD
- 2561937
- Firm bio
- paloma.com
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Grant Rippetoe work?
Grant Rippetoe has been Chief Risk Officer of Paloma Partners Management Company since November 2024, and is a control person of the firm.
Does Grant Rippetoe have a current investment-adviser registration?
Grant Rippetoe has no current investment-adviser or broker registration.
What exams has Grant Rippetoe passed?
Grant Rippetoe has passed 5 licensing exams: the Series 4, Series 3, Series 55, Series 7 and Series 63. The earliest, the Series 4, was passed in March 1999. FINRA credited Grant Rippetoe with the SIE, which began in October 2018.