Clients
Syzygy Asset Management serves 32 clients, 15 of them investment companies. The average client has about $1.01 billion with the firm.
- Investment companies15 clients69%
- Pooled investment vehicles9 clients15%
- Pension and profit-sharing plans3 clients2%
- State or municipal government entities5 clients15%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Investment companies | 15 | $22,073,939,019 | 68.5% | $1.47B |
| Pooled investment vehicles | 9 | $4,702,063,511 | 14.6% | $522.5M |
| Pension and profit-sharing plans | 3 | $767,263,976 | 2.4% | $255.8M |
| State or municipal government entities | 5 | $4,679,534,250 | 14.5% | $935.9M |
| Total | 32 | $32,222,800,756 | 100% | $1.01B |
- Clients
- 15
- Regulatory AUM
- $22,073,939,019
- Share
- 68.5%
- Avg. per client
- $1.47B
- Clients
- 9
- Regulatory AUM
- $4,702,063,511
- Share
- 14.6%
- Avg. per client
- $522.5M
- Clients
- 3
- Regulatory AUM
- $767,263,976
- Share
- 2.4%
- Avg. per client
- $255.8M
- Clients
- 5
- Regulatory AUM
- $4,679,534,250
- Share
- 14.5%
- Avg. per client
- $935.9M
Total
- Clients
- 32
- Regulatory AUM
- $32,222,800,756
- Share
- 100%
- Avg. per client
- $1.01B
What it does
Syzygy Asset Management provides portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions and other activities. It is paid through a percentage of assets.
Syzygy Asset Management provided financial planning to 0 clients last fiscal year and advises no private funds.
93.3% of assets ($30.07B across 23 accounts) are managed with discretion; $2.16B across 9 accounts are not. 3% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
What the accounts hold
- Stocks99%
- Cash1%
Custodians
Syzygy Asset Management does not have custody of client assets.
- All other custodians$32.22B100%
Ownership and leadership
Syzygy Global Holdings, LLC owns 75% or more of Syzygy Asset Management, and Katrina Sherrerd is its CEO.
- Owns 75% or more of Syzygy Asset Management, LLC
Syzygy Global Holdings, LLC
Control person · since January 2012
- Owns 50% to 75% of Syzygy Global Holdings, LLC
Robert Arnott
Control person · since August 2002
- Owns 25% to 50% of Syzygy Global Holdings, LLC
Arnott Family Trust
Control person · since October 2011
Leadership
- Katrina SherrerdChief Executive Officer
- Reena LaljiChief Operating Officer, Chief Compliance Officer
- Robert ArnottNon-Executive Chairman
Staff
- 31 employees
- 15 in advisory functions
Fees
Syzygy Asset Management is paid through a percentage of assets under management.
Syzygy Asset Management’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Syzygy Asset Management has 0 offices, with 1 listed address in 1 state.
California · 1 listed address
- 660 Newport Center Drive, Suite 300, Newport BeachHQ
Registration details
- Legal name
- Syzygy Asset Management, LLC
- Headquarters
- 660 Newport Center Drive, Suite 300, Newport Beach, CA 92660
- Phone
- 949-325-8700
- SEC file
- 801-61153
- Structure
- California LLC
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Syzygy Asset Management have?
Syzygy Asset Management has 32 clients and manages $32.2 billion for them, as of September 2026. They include 15 investment companies, 9 pooled investment vehicles and 5 state or municipal government entities.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 18 September 2026
What services does Syzygy Asset Management offer?
Syzygy Asset Management provides portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions and other activities.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Syzygy Asset Management have?
Syzygy Asset Management has 0 investment adviser representatives registered with state securities authorities, out of 31 employees, and 15 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Syzygy Asset Management invest in?
At the end of its last fiscal year, Syzygy Asset Management’s separately managed accounts held 99% exchange-traded equities and 1% cash and equivalents. It advises no private funds of its own.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Syzygy Asset Management?
Syzygy Asset Management is owned through a holding company by Robert Arnott and Arnott Family Trust. Its direct owner is Syzygy Global Holdings, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 18 September 2026
How does Syzygy Asset Management get paid?
Syzygy Asset Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
