Clients
Hotchkis and Wiley Capital Management serves 98 clients, 26 of them investment companies. The average client has about $377 million with the firm.
- Investment companies26 clients66%
- Pooled investment vehicles19 clients13%
- Pension and profit-sharing plans16 clients11%
- Charitable organizations11 clients2%
- State or municipal government entities12 clients7%
- OtherOther investment advisers, Insurance companies, Other0%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Investment companies | 26 | $24,541,207,000 | 66.5% | $943.9M |
| Pooled investment vehicles | 19 | $4,886,271,000 | 13.2% | $257.2M |
| Pension and profit-sharing plans | 16 | $4,034,776,000 | 10.9% | $252.2M |
| Charitable organizations | 11 | $910,183,000 | 2.5% | $82.7M |
| State or municipal government entities | 12 | $2,438,295,000 | 6.6% | $203.2M |
| Other investment advisers | 9 | $13,800,000 | 0.0% | $1.53M |
| Insurance companies | Not reported | $16,915,000 | 0.0% | — |
| Other | 5 | $86,384,000 | 0.2% | $17.3M |
| Total | 98 | $36,927,831,000 | 100% | $376.8M |
- Clients
- 26
- Regulatory AUM
- $24,541,207,000
- Share
- 66.5%
- Avg. per client
- $943.9M
- Clients
- 19
- Regulatory AUM
- $4,886,271,000
- Share
- 13.2%
- Avg. per client
- $257.2M
- Clients
- 16
- Regulatory AUM
- $4,034,776,000
- Share
- 10.9%
- Avg. per client
- $252.2M
- Clients
- 11
- Regulatory AUM
- $910,183,000
- Share
- 2.5%
- Avg. per client
- $82.7M
- Clients
- 12
- Regulatory AUM
- $2,438,295,000
- Share
- 6.6%
- Avg. per client
- $203.2M
- Clients
- 9
- Regulatory AUM
- $13,800,000
- Share
- 0.0%
- Avg. per client
- $1.53M
- Clients
- Not reported
- Regulatory AUM
- $16,915,000
- Share
- 0.0%
- Avg. per client
- —
- Clients
- 5
- Regulatory AUM
- $86,384,000
- Share
- 0.2%
- Avg. per client
- $17.3M
Total
- Clients
- 98
- Regulatory AUM
- $36,927,831,000
- Share
- 100%
- Avg. per client
- $376.8M
What it does
Hotchkis and Wiley Capital Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions and other activities. It is paid through a percentage of assets, fixed fees, performance-based fees and other arrangements.
Hotchkis and Wiley Capital Management advises 2 private funds.
100.0% of assets ($36.93B across 103 accounts) are managed with discretion. 9% of clients are outside the U.S., and 8 clients received advice without assets under management last fiscal year.
What the accounts hold
- Stocks87%
- Bonds11%
- High-yield corporate bonds10%
- Investment grade corporate bonds1%
- Cash2%
Custodians
Hotchkis and Wiley Capital Management’s client accounts are held mainly at The Northern Trust, with 6% of managed assets, and The Bank of New York Mellon, with 5%. Hotchkis and Wiley Capital Management has custody of $423.6M for 2 clients.
- The Bank of New York MellonThe Bank of New York Mellon · New York, NY · $1.97B5%
- The Northern TrustThe Northern Trust Company · Chicago, IL · $2.20B6%
- J.P. MorganJ.P. Morgan Securities LLC · New York, NY · $1.32B4%
- State Street Bank and TrustState Street Bank and Trust Company · Boston, MA · $1.05B3%
- All other custodians$30.39B82%
Ownership and leadership
Hwcap Holdings, LLC owns 50% to 75% of Hotchkis and Wiley Capital Management, and Scott McBride is its CEO.
- Owns 50% to 75% of Hotchkis and Wiley Capital Management, LLC
Hwcap Holdings, LLC
Control person · since August 2001
George Davis
Executive committee member · Control person · since August 2001
Scott McBride
Executive committee member · Control person · since October 2016
Anna Marie Lopez
Executive committee member · Control person · since October 2024
- Owns 25% to 50% of Hotchkis and Wiley Capital Management, LLC
Stephens-H&W, LLC
Control person · since August 2001
- Owns 75% or more of Stephens-H&W, LLC
SF Holding Corp. (formerly Stephens Group, Inc.)
Control person · since August 2001
- Owns 25% to 50% of Hotchkis and Wiley Capital Management, LLC
Warren A. Stephens Trust Uid 9/30/1987
Control person · since October 2001
Warren Amerine Stephens
Trustee · Control person · since September 1987
Leadership
- Scott McBrideChief Executive Officer and Executive Committee Member
- James MenvielleChief Financial Officer
- Anna Marie LopezChief Operating Officer and Executive Committee Member
- Tina KodamaChief Compliance Officer
- George DavisExecutive Chairman and Executive Committee Member
- Thomas HirschmannHead of Distribution
- Douglas MartinExecutive Committee Member
Staff
- 64 employees
- 32 in advisory functions
- 12 broker-dealer reps
- 4 soliciting firms
Reported holdings
Hotchkis and Wiley Capital Management’s reported 13F holdings total $34.31B across 462 positions, and the ten largest make up 25.8% of it.
- $34.31B
- Reported 13F value
- 462
- Positions
- 25.8%
- In the 10 largest
- +5.8%
- Value vs. prior quarter
- Workday Inc. · CL A4.5%
- Apa Corporation3.0%
- American Intl Group Inc.2.6%
- F5 Inc.2.5%
- GE Healthcare Technologies I2.3%
- Elevance Health Inc. Formerly2.3%
- PPG Inds Inc.2.2%
- Telefonaktiebolaget LM Erics · ADR B Sek 102.2%
- Comcast Corp. New · CL A2.2%
- Dominion Energy Inc.2.0%
Together, the ten largest are 25.8% of reported value.
A 13F covers only exchange-traded long positions the firm holds with discretion, so this $34.31B is not its $36.93B in regulatory assets and does not represent any individual client's portfolio.
Fees
Hotchkis and Wiley Capital Management is paid through a percentage of assets under management, fixed fees (other than subscription fees), performance-based fees and other.
Hotchkis and Wiley Capital Management’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Hotchkis and Wiley Capital Management has 5 offices (4 private residences, listed without an address), with 2 listed addresses in 1 state.
California · 2 listed addresses
- 601 South Figueroa Street, 39th Floor, Los AngelesHQ
- 1111 Bayside, Corona Del Mar
Other business names
Hotchkis and Wiley Capital Management has reported 1 other business name to the SEC.
- Hotchkis & Wiley
Registration details
- Legal name
- Hotchkis and Wiley Capital Management, LLC
- Headquarters
- 601 South Figueroa Street, 39th Floor, Los Angeles, CA 90017-5704
- Phone
- 213-430-1000
- Website
- Not reported
- SEC file
- 801-60512
- Structure
- Delaware LLC
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Hotchkis and Wiley Capital Management have?
Hotchkis and Wiley Capital Management has 98 clients and manages $36.9 billion for them, as of March 2026. They include 26 investment companies, 19 pooled investment vehicles and 16 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does Hotchkis and Wiley Capital Management offer?
Hotchkis and Wiley Capital Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions and other activities.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Hotchkis and Wiley Capital Management use?
Hotchkis and Wiley Capital Management’s separately managed account assets are held at The Northern Trust Company (Chicago, IL), with $2,202,767,000, The Bank of New York Mellon (New York, NY), with $1,966,893,000, J.P. Morgan Securities LLC (New York, NY), with $1,320,011,000 and State Street Bank and Trust Company (Boston, MA), with $1,045,558,000. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026
How many financial advisors does Hotchkis and Wiley Capital Management have?
Hotchkis and Wiley Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 64 employees, and 32 perform investment advisory functions. 12 are registered representatives of a broker-dealer and 0 are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Hotchkis and Wiley Capital Management invest in?
At the end of its last fiscal year, Hotchkis and Wiley Capital Management’s separately managed accounts held 87% exchange-traded equities, 10% high-yield corporate bonds, 2% cash and equivalents and 1% investment grade corporate bonds. It advises 2 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Hotchkis and Wiley Capital Management?
Hotchkis and Wiley Capital Management is owned through a trust and holding companies by SF Holding Corp. (formerly Stephens Group, Inc.). Its direct owners are Stephens-H&W, LLC (25% to 50%), Hwcap Holdings, LLC (50% to 75%) and Warren A. Stephens Trust Uid 9/30/1987 (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does Hotchkis and Wiley Capital Management get paid?
Hotchkis and Wiley Capital Management is paid through a percentage of assets under management, fixed fees, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file