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Thomas Hirschmann

Head of Distribution at Hotchkis and Wiley Capital Management

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
5
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Thomas Hirschmann is Head of Distribution of Hotchkis and Wiley Capital Management, LLC, a Los Angeles investment adviser managing $36.9B. Thomas Hirschmann has a current broker registration and no current investment-adviser registration and has passed 5 licensing exams.

Role at Hotchkis and Wiley Capital Management

Title on Schedule A
Head of Distribution
Control
Thomas Hirschmann is a control person of Hotchkis and Wiley Capital Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Thomas Hirschmann has held the filed role since November 2018.

The firm

Hotchkis and Wiley Capital Management, LLC
Los Angeles, CA

Form ADV filed 30 March 2026

$36.9B AUM98 clients32 advisers2 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2017
  2. Passed Series 63 · 2015
  3. Passed Series 7 · 2006
  4. Passed Series 26 · 2001
  5. Passed Series 6 · 1999

Registrations and exams

Broker registration; no current adviser registration. Thomas Hirschmann has passed 5 qualifying exams.

Examinations

Series 6321 December 2015
Name
Uniform Securities Agent State Law Examination
Series 2612 January 2001
Name
Investment Company Products/Variable Contracts Principal Examination
SIE31 October 2017
Name
Securities Industry Essentials Examination
Series 721 November 2006
Name
General Securities Representative Examination
Series 618 February 1999
Name
Investment Company Products/Variable Contracts Representative Examination

Individual record

Full name
Thomas John Hirschmann
CRD
3101608
Firm
Hotchkis and Wiley Capital Management, LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Thomas Hirschmann work?

Thomas Hirschmann has been Head of Distribution of Hotchkis and Wiley Capital Management, LLC since November 2018, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 March 2026

Does Thomas Hirschmann have a current investment-adviser registration?

Thomas Hirschmann has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Thomas Hirschmann passed?

Thomas Hirschmann has passed 5 licensing exams: the Series 6, Series 26, Series 7, Series 63 and SIE. The earliest, the Series 6, was passed in February 1999.

Source: IAPD individual record, checked 17 October 2026

Leadership at Hotchkis and Wiley Capital Management

Sources

  1. IAPD individual record, CRD 3101608. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Hotchkis and Wiley Capital Management, LLC, filed 30 March 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Thomas Hirschmann or Hotchkis and Wiley Capital Management, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.