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Douglas Martin

Executive Committee Member at Hotchkis and Wiley Capital Management

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
4
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Douglas Martin is Executive Committee Member of Hotchkis and Wiley Capital Management, LLC, a Los Angeles investment adviser managing $36.9B. Douglas Martin has a current broker registration and no current investment-adviser registration and has passed the Series 7, Series 63, SIE and Series 79TO.

Role at Hotchkis and Wiley Capital Management

Title on Schedule A
Executive Committee Member
Control
Douglas Martin is a control person of Hotchkis and Wiley Capital Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Douglas Martin has held the filed role since September 2003.

The firm

Hotchkis and Wiley Capital Management, LLC
Los Angeles, CA

Form ADV filed 30 March 2026

$36.9B AUM98 clients32 advisers2 offices

Career on record

Firms and exams, newest first
  1. Passed Series 79TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 7 and Series 63 · 1981

Registrations and exams

Broker registration; no current adviser registration. Douglas Martin has passed 4 qualifying exams.

Examinations

Series 6327 June 1981
Name
Uniform Securities Agent State Law Examination
Series 79TO2 January 2023
Name
Investment Banking Registered Representative Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 721 February 1981
Name
General Securities Representative Examination

Individual record

Full name
Douglas Howard Martin
CRD
724467
Firm
Hotchkis and Wiley Capital Management, LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Douglas Martin work?

Douglas Martin has been Executive Committee Member of Hotchkis and Wiley Capital Management, LLC since September 2003, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 March 2026

Does Douglas Martin have a current investment-adviser registration?

Douglas Martin has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Douglas Martin passed?

Douglas Martin has passed 4 licensing exams: the Series 7, Series 63, SIE and Series 79TO. The earliest, the Series 7, was passed in February 1981.

Source: IAPD individual record, checked 17 October 2026

Leadership at Hotchkis and Wiley Capital Management

Sources

  1. IAPD individual record, CRD 724467. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Hotchkis and Wiley Capital Management, LLC, filed 30 March 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Douglas Martin or Hotchkis and Wiley Capital Management, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.