Top 10 financial advisor firms in Newport Beach

39 SEC-registered financial advisor firms are headquartered in Newport Beach, CA, with $121B in combined regulatory assets under management. The largest by assets are Beacon Pointe Advisors ($54.9B), Canterbury Consulting ($45.9B) and Hollencrest Capital Management ($2.87B).

39
Financial advisor firms: $121B
Their combined AUM: $369M
Median firm AUM: 42,533
Clients of the top 10

The 10 largest by assets

1
Beacon Pointe Advisors
RIA
$54.9B
0.50% to 1.50% a year
2
Canterbury Consulting
RIA
$45.9B
0.10% to 0.50% a year
3
Hollencrest Capital Management
RIA
$2.87B
0.75% to 1.50% a year
4
J.derek Lewis & Associates
RIA
$2.28B
0.50% to 1.00%
5
Provenio Capital Management
RIA
$1.63B
0.25% to 1.00% a year
6
Compak Asset Management
RIA
$1.52B
Regulatory AUM
7
Knightsbridge Asset Management
RIA
$1.12B
Up to 1.50% a year
8
Spinnaker Investment Group
RIA
$1.07B
0.30% to 1.00% a year
9
Tarbox Family Office
RIA
$954M
0.20% to 1.00% a year
10
R. S. Crum
RIA
$721M
0.25% to 1.00% a year

Profiles of the top 10

No. 1 · RIA

Beacon Pointe Advisors

Beacon Pointe Advisors is an investment adviser based in Newport Beach, CA, registered with the SEC since 2002. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $54.9 billion, as filed on 31 August 2026.

Beacon Pointe Advisors charges 0.50%–1.50% a year for its Private clients.

Regulatory AUM: $54.9B
Clients: 29,929
Advisory staff: 440
Fee schedule: 0.50% to 1.50% a year
Minimum account: $1,000,000
Custodians: Charles Schwab, Fidelity
Headquarters: 24 Corporate Plaza, Suite 150, Newport Beach, CA 92660
Phone: 949-718-1600
Website: beaconpointefunds.com

No. 2 · RIA

Canterbury Consulting

Canterbury Consulting is an investment adviser based in Newport Beach, CA, registered with the SEC since 1989. It provides investment management. Its clients include high-net-worth individuals, charitable organizations and pooled investment vehicles. Its regulatory assets under management total $45.9 billion, as filed on 4 May 2026.

Canterbury Consulting charges 0.10%–0.50% a year for its Wealth Management Services.

Regulatory AUM: $45.9B
Clients: 172
Advisory staff: 25
Founded: 1988
Fee schedule: 0.10% to 0.50% a year
Custodians: Charles Schwab, The Northern Trust
Headquarters: 610 Newport Center Drive, Suite 500, Newport Beach, CA 92660-6404
Phone: 949-721-9580
Website: canterburyconsulting.com

No. 3 · RIA

Hollencrest Capital Management

Hollencrest Capital Management is an investment adviser based in Newport Beach, CA, registered with the SEC since 1998. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $2.87 billion, as filed on 12 June 2026.

Hollencrest Capital Management charges 0.75%–1.50% a year for its Wealth Management Services.

Regulatory AUM: $2.87B
Clients: 477
Advisory staff: 19
Fee schedule: 0.75% to 1.50% a year
Custodians: Charles Schwab
Headquarters: 100 Bayview Circle, Suite 500, Newport Beach, CA 92660-8903
Phone: 949-737-7700
Website: hollencrest.com

No. 4 · RIA

J.derek Lewis & Associates

J.derek Lewis & Associates is an investment adviser based in Newport Beach, CA, registered with the SEC since 2006. It provides investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $2.28 billion, as filed on 6 August 2026.

J.derek Lewis & Associates charges 0.50%–1.00% for its Investment Advisory Fees. The brochure does not state whether the rate is annual.

Regulatory AUM: $2.28B
Clients: 7,943
Advisory staff: 10
Fee schedule: 0.50% to 1.00%
Custodians: Capital Client Group, Charles Schwab
Headquarters: 3991 Macarthur BLVD, 4th Floor, Newport Beach, CA 92660-3032
Phone: 949-752-9096
Website: jdla-advisers.com

No. 5 · RIA

Provenio Capital Management

Provenio Capital Management is an investment adviser based in Newport Beach, CA, registered with the SEC since 2024. It provides financial planning and investment management. Its clients include high-net-worth individuals, insurance companies and pooled investment vehicles. Its regulatory assets under management total $1.63 billion, as filed on 21 July 2026.

Provenio Capital Management charges 0.25%–1.00% a year for its Investment Advisory Services.

Regulatory AUM: $1.63B
Clients: 128
Advisory staff: 6
Fee schedule: 0.25% to 1.00% a year
Headquarters: 4400 Macarthur BLVD., Suite 300, Newport Beach, CA 92660
Phone: 949-301-9060
Website: proveniocapital.com

No. 6 · RIA

Compak Asset Management

Compak Asset Management is an investment adviser based in Newport Beach, CA, registered with the SEC since 2000. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $1.52 billion, as filed on 31 March 2026.

Regulatory AUM: $1.52B
Clients: 1,751
Advisory staff: 14
Founded: 1999
Custodians: Fidelity
Headquarters: 1801 Dove Street, Newport Beach, CA 92660
Phone: 800-388-9700
Website: compak.com

No. 7 · RIA

Knightsbridge Asset Management

Knightsbridge Asset Management is an investment adviser based in Newport Beach, CA, registered with the SEC since 1998. It provides financial planning and investment management. Its clients include high-net-worth individuals, pension and profit-sharing plans, and individual clients. Its regulatory assets under management total $1.12 billion, as filed on 28 September 2026.

Knightsbridge Asset Management charges up to 1.50% a year for its Investment Advisory Services.

Regulatory AUM: $1.12B
Clients: 546
Advisory staff: 10
Founded: 1998
Fee schedule: Up to 1.50% a year
Custodians: Fidelity, Charles Schwab
Headquarters: 450 Newport Center DR, Suite 630, Newport Beach, CA 92660
Phone: 949-644-4444
Website: knightsb.com

No. 8 · RIA

Spinnaker Investment Group

Spinnaker Investment Group is an investment adviser based in Newport Beach, CA, registered with the SEC since 2016. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $1.07 billion, as filed on 2 June 2026.

Spinnaker Investment Group charges 0.30%–1.00% a year for its Wealth Management Fees.

Regulatory AUM: $1.07B
Clients: 1,025
Advisory staff: 8
Founded: 2016
Fee schedule: 0.30% to 1.00% a year
Custodians: Charles Schwab
Headquarters: 4100 Macarthur BLVD., Suite 120, Newport Beach, CA 92660
Phone: 949-396-6700
Website: spinninvest.com

No. 9 · RIA

Tarbox Family Office

Tarbox Family Office is an investment adviser based in Newport Beach, CA, registered with the SEC since 1986. It provides financial planning and investment management. Its clients include high-net-worth individuals, corporations and other businesses, and charitable organizations. Its regulatory assets under management total $954 million, as filed on 26 March 2026.

Tarbox Family Office charges 0.20%–1.00% a year for its Investment advisory services.

Regulatory AUM: $954M
Clients: 230
Advisory staff: 6
Founded: 1985
Fee schedule: 0.20% to 1.00% a year
Custodians: Charles Schwab
Headquarters: 500 Newport Center Drive, Ste 500, Newport Beach, CA 92660
Phone: 949-721-2330
Website: tarbox.com

No. 10 · RIA

R. S. Crum

R. S. Crum is an investment adviser based in Newport Beach, CA, registered with the SEC since 2011. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $721 million, as filed on 9 September 2026.

R. S. Crum charges 0.25%–1.00% a year for its Assets Under Management Fee.

Regulatory AUM: $721M
Clients: 332
Advisory staff: 4
Founded: 1976
Fee schedule: 0.25% to 1.00% a year
Custodians: Charles Schwab
Headquarters: 4 Upper Newport Plaza Drive, Suite 201, Newport Beach, CA 92660
Phone: 949-428-9696
Website: rscrum.com

Questions about financial advisors in Newport Beach

How many financial advisor firms are headquartered in Newport Beach?

39 SEC-registered financial advisor firms report their principal office in Newport Beach, CA, managing $121B in regulatory assets between them. The other 33 advisers headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Newport Beach?

Beacon Pointe Advisors, with $54.9B in regulatory assets under management on its latest Form ADV. The next largest are Canterbury Consulting ($45.9B) and Hollencrest Capital Management ($2.87B).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Newport Beach?

The median firm manages $369M in regulatory assets. That is the midpoint of the 39 firms headquartered in Newport Beach.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Newport Beach charge?

Of the 10 largest firms, 9 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 0.50% to 1.50% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Newport Beach?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

Newport Beach has 39 financial advisor firms; see every adviser in the city →

The 10 largest by assets

Profiles of the top 10

Questions about financial advisors in Newport Beach

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