Compak Asset Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, educational seminars, education planning, estate planning, and insurance. Financial planning was provided to 101–250 clients last fiscal year.
Compak Asset Management reports 1,751 clients. They include 1,155 high-net-worth individuals, 579 individual clients, and 13 corporations and other businesses. Of its assets, 98.6% ($1.49B across 2,711 accounts) are managed with discretion; $21.9M across 228 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 33% | 9% |
| High-net-worth individuals | 66% | 89% |
| Pension and profit-sharing plans | <1% | 1% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 579 | $143M | 9.4% | $247K |
| High-net-worth individuals | 1,155 | $1.35B | 88.8% | $1.17M |
| Pension and profit-sharing plans | 4 | $20M | 1.3% | $4.99M |
| Corporations and other businesses | 13 | $7.23M | 0.5% | $556K |
| Total | 1,751 | $1.52B | 100% | $866K |
- Clients
- 579
- Regulatory AUM
- $143M
- AUM share
- 9.4%
- Avg. per client
- $247K
- Clients
- 1,155
- Regulatory AUM
- $1.35B
- AUM share
- 88.8%
- Avg. per client
- $1.17M
- Clients
- 4
- Regulatory AUM
- $20M
- AUM share
- 1.3%
- Avg. per client
- $4.99M
- Clients
- 13
- Regulatory AUM
- $7.23M
- AUM share
- 0.5%
- Avg. per client
- $556K
Total
- Clients
- 1,751
- Regulatory AUM
- $1.52B
- AUM share
- 100%
- Avg. per client
- $866K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Compak Asset Management is paid through a percentage of assets under management, hourly charges, fixed fees (other than subscription fees), commissions and other compensation. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Account Maintenance Fee
- $45 per calendar quarter for each account over $10,000, assessed in advance and waivable at the firm's discretion.
- Stand-Alone Financial Planning
- A standard stand-alone financial plan for a new client ranges from $3,000 to $7,500; additional hourly work is $300 to $500 an hour, negotiable.
Moeez Ansari owns 75% or more of Compak Asset Management. The leadership team of Compak Asset Management includes President Moeez Ansari. It has 20 employees, 14 of them in advisory roles.
Leadership
- Moeez AnsariPresident
- Feroz AnsariCCO / Senior Principal
Investment adviser representatives
16 representatives listed in the SEC register as of 9 October 2026.
- Feroz Ulhaq Ansari
- Imran Ulhaq Ansari
- Javaid Ulhaq Ansari
- Moeez Ul-Haq Ansari
- John William Baffa JR
- Eva Popov Bowen
- John Howard Deardorff IV
- Qinyi Du
- Claude Edwin Gaither
- Yekaterina Ivanovna Galkina
- Avi Darshankumar Gorasia
- Ryan Thomas Harding
- Arash Kouhi
- Glenn Charles Link
- Elmer Barba Salvador
- Melissa Lynn Wright
Staff
- 20 employees
- 14 in advisory functions
- 14 state-registered reps
- 13 broker-dealer reps
- 13 insurance agents
- 1 soliciting firm
- Owns 75% or more of Compak Asset Management
Moeez Ansari
Control person · since December 1999
- Owns 10% to 25% of Compak Asset Management
Feroz Ansari
Control person · since March 2005
Compak Asset Management’s regulatory assets grew 1.9× from $817M (March 2021) to $1.52B (March 2026); clients rose from 1,041 to 1,751 and employees from 17 to 20.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $1.52B | 1,751 | 20 | 2 |
| March 2025 | $1.26B | 1,069 | 18 | 2 |
| March 2024 | $1.08B | 1,056 | 18 | 2 |
| March 2023 | $895M | 1,049 | 18 | 2 |
| March 2022 | $993M | 1,008 | 18 | 2 |
| March 2021 | $817M | 1,041 | 17 | 2 |
Besides its headquarters, Compak Asset Management has 1 office, with 2 listed addresses in Arizona and California.
Arizona · 1 listed address
- 8865 E. Bell Road, #201, Scottsdale
California · 1 listed address
- 1801 Dove Street, Newport BeachHQ
Contact and registration details
- Legal name
- Compak Asset Management
- Headquarters
- 1801 Dove Street, Newport Beach, CA 92660
- Website
- compak.com
- Phone
- 800-388-9700
- @compak
- SEC file
- 801-58081
- Founded
- 1999
- Structure
- California corporation
- Fiscal year end
- December
Compak Asset Management uses Fidelity ($1.52B) as custodian for its separately managed accounts. Compak Asset Management does not have custody of client assets.
- FidelityNational Financial Services LLC · Boston, MA · $1.52B100%
At year end, Compak Asset Management’s separately managed accounts were mostly in stocks (73%) and bonds (13%).
What the accounts hold
- Stocks73%
- Exchange-traded equities72%
- Non-exchange-traded equities1%
- Funds9%
- Registered funds8%
- Pooled vehicles1%
- Bonds13%
- Investment grade corporate bonds7%
- U.S. government and agency bonds4%
- State and local bonds1%
- High-yield corporate bonds1%
- Cash4%
- Other1%
- Structured notes1%
How many clients does Compak Asset Management have?
Compak Asset Management has 1,751 clients and manages $1.52 billion for them, as of March 2026. They include 1,155 high-net-worth individuals, 579 individual clients, and 13 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does Compak Asset Management offer?
Compak Asset Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, educational seminars, education planning, estate planning, and insurance.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
Which custodians does Compak Asset Management use?
Compak Asset Management’s separately managed account assets are held at National Financial Services LLC (Boston, MA), with $1.52B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026
How many financial advisors does Compak Asset Management have?
Compak Asset Management has 14 investment adviser representatives registered with state securities authorities, out of 20 employees, and 14 perform investment advisory functions. 13 employees are registered representatives of a broker-dealer and 13 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Compak Asset Management invest in?
At the end of its last fiscal year, Compak Asset Management’s separately managed accounts held 72% exchange-traded equities, 8% registered funds (mutual funds, ETFs, BDCs), 7% investment grade corporate bonds, 4% U.S. government and agency bonds, 4% cash and equivalents, 1% non-exchange-traded equities, 1% state and local bonds, 1% high-yield corporate bonds, 1% pooled vehicles (private funds and similar) and 1% other. The 1% other category is described as: Structured Notes.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Compak Asset Management?
Compak Asset Management’s direct owners are Moeez Ansari (75% or more) and Feroz Ansari (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does Compak Asset Management get paid?
Compak Asset Management is paid through a percentage of assets under management, hourly charges, fixed fees, commissions and other compensation. Its Form ADV lists no performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Compak Asset Management registered with the SEC?
Yes, Compak Asset Management has been registered with the SEC as an investment adviser since 6 November 2000. Its CRD number is 109930 and its SEC file number is 801-58081.
Source: Form ADV Part 1A, Item 1, filed 31 March 2026; IAPD firm record
How do I contact Compak Asset Management?
Compak Asset Management’s main office is at 1801 Dove Street, Newport Beach, CA 92660. Its phone number is 800-388-9700. Its website is compak.com.