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TJC

SEC-registered adviser since 2012New York, NYCRD 160313

$30.8B
AUM
48
Clients
See fees
Fee
88
Advisory staff

From Form ADV filed 15 May 2026 · data retrieved 15 October 2026SEC record

TJC is an investment adviser headquartered in New York, New York, and registered with the SEC since 2012. Its clients include pooled investment vehicles.

Its services include portfolio management for pooled vehicles. Fee arrangements include a percentage of assets under management, performance-based fees and other arrangements. Albert Caputo owns 25% to 50% of TJC, and Albert Caputo is its CEO.

Clients

TJC serves 48 clients. The average client has about $641 million with the firm.

Regulatory assets by client type
  • Pooled investment vehicles48 clients100%
Show client breakdown
Pooled investment vehicles
Clients
48
Regulatory AUM
$30,780,881,806
Share
100.0%
Avg. per client
$641.3M

Total

Clients
48
Regulatory AUM
$30,780,881,806
Share
100%
Avg. per client
$641.3M

What it does

TJC provides portfolio management for pooled vehicles. It is paid through a percentage of assets, performance-based fees and other arrangements.

TJC advises 48 private funds.

100.0% of assets ($30.78B across 48 accounts) are managed with discretion. 10% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.

Custodians

TJC has custody of $30.78B for 48 clients.

Managed account assets by custodian
  • All other custodians$30.78B100%

Ownership and leadership

Albert Caputo owns 25% to 50% of TJC, and Albert Caputo is its CEO.

Who owns the firm
TJC LP· the adviser

  • Albert Caputo

    Control person · since December 2002

    Owns 25% to 50% of TJC LP

  • Michael Denvir

    Control person · since January 2021

    Owns 5% to 10% of TJC LP

  • Brian Higgins

    Control person · since January 2021

    Owns 5% to 10% of TJC LP

  • Eion Hu

    Control person · since January 2021

    Owns 5% to 10% of TJC LP

  • David Butler

    Control person · since January 2021

    Owns 5% to 10% of TJC LP

  • TJC-Jordan, LLC

    since July 2024

    Owns 5% to 10% of TJC LP

  • Erik Fagan

    Control person · since April 2026

    Owns 5% to 10% of TJC LP

  • Ian Arons

    Control person · since April 2026

    Owns 5% to 10% of TJC LP

Leadership

  • Albert Caputo
    Chief Executive Partner and Limited Partner
  • Peter (JR) Carbonara
    Chief Financial Officer
  • Ugochukwu Ude
    Chief Operating Officer; Chief Compliance Officer
  • Ian Arons
    Limited Partner
  • David Butler
    Limited Partner
  • Michael Denvir
    Limited Partner
  • Erik Fagan
    Limited Partner
  • Brian Higgins
    Limited Partner
  • Eion Hu
    Limited Partner

Staff

  • 96 employees
  • 88 in advisory functions

Fees

TJC is paid through a percentage of assets under management, performance-based fees and other.

TJC’s fee rates are not included in this profile. Find its brochure on the SEC’s site.

Offices and registrations

Besides its headquarters, TJC has 3 offices, with 4 listed addresses across 4 states.

Listed office addresses by state

New York · 1 listed address

  • 399 Park Avenue, 30th Floor, New YorkHQ

Registration details

Legal name
TJC LP
Headquarters
399 Park Avenue, 30th Floor, New York, NY 10022
Phone
212-572-0800
Website
www.tjclp.com
SEC file
801-73848
Structure
Delaware limited partnership
Fiscal year end
December

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov

Common questions

How many clients does TJC have?

TJC has 48 clients and manages $30.8 billion for them, as of May 2026.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 15 May 2026

What services does TJC offer?

TJC provides portfolio management for pooled vehicles.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

How many financial advisors does TJC have?

TJC has 0 investment adviser representatives registered with state securities authorities, out of 96 employees, and 88 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

Who owns TJC?

TJC is owned through a holding company by David Zalaznick. Its direct owners are Albert Caputo, Michael Denvir, Brian Higgins, Eion Hu, David Butler, TJC-Jordan, LLC, Erik Fagan and Ian Arons, each holding 50% or less.

Source: Form ADV Part 1A, Schedules A and B, filed 15 May 2026

How does TJC get paid?

TJC is paid through a percentage of assets under management, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file

Sources

  1. Form ADV Part 1A, amendment filed 15 May 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
  2. IAPD firm record, CRD 160313.

Retrieved 15 October 2026. All are published by the SEC and may have been amended since.

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This profile is compiled from public regulatory filings and is provided for informational purposes only. Niva Wealth is not affiliated with TJC LP and makes no representation about the quality of its services. Figures reflect the filing dates shown and may have changed. Ownership percentages are the bands reported to the SEC, not exact figures.