{"url":"https://nivawealth.com/firms/tjc-160313","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/160313","regulatoryAum":30780881806,"crd":"160313","secFileNumber":"801-73848","legalName":"TJC LP","displayName":"TJC","website":"http://www.tjclp.com","founded":null,"organization":"Delaware limited partnership","fiscalYearEnd":"December","headquarters":{"street":"399 Park Avenue, 30th Floor","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10022"},"tradeNames":[],"registration":{"secApproved":"30 March 2012","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":96,"advisory":88,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":30780881806,"discretionaryAccounts":48,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":10,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":48,"regulatoryAum":30780881806}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"TJC has custody of $30.78B for 48 clients.","otherCustodians":[],"leadership":[{"name":"Albert Caputo","title":"Chief Executive Partner and Limited Partner","crd":"1868376"},{"name":"Peter (JR) Carbonara","title":"Chief Financial Officer","crd":"2151574"},{"name":"Ugochukwu Ude","title":"Chief Operating Officer; Chief Compliance Officer","crd":"6871963"},{"name":"Ian Arons","title":"Limited Partner","crd":"8271615"},{"name":"David Butler","title":"Limited Partner","crd":"7091908"},{"name":"Michael Denvir","title":"Limited Partner","crd":"7091904"},{"name":"Erik Fagan","title":"Limited Partner","crd":"8271608"},{"name":"Brian Higgins","title":"Limited Partner","crd":"7091905"},{"name":"Eion Hu","title":"Limited Partner","crd":"2935549"}],"ownership":[{"label":"Albert Caputo","detail":"Chief executive partner and limited partner in the 25% to 50% ownership band and a control person, since December 2002. Also partnership board member of TJC Partners LLC and a control person, since December 2002."},{"label":"Michael Denvir","detail":"Limited partner in the 5% to 10% ownership band and a control person, since January 2021. Also partnership board member of TJC Partners LLC and a control person, since September 2018."},{"label":"Brian Higgins","detail":"Limited partner in the 5% to 10% ownership band and a control person, since January 2021. Also partnership board member of TJC Partners LLC and a control person, since September 2018."},{"label":"Eion Hu","detail":"Limited partner in the 5% to 10% ownership band and a control person, since January 2021. Also partnership board member of TJC Partners LLC and a control person, since September 2018."},{"label":"David Butler","detail":"Limited partner in the 5% to 10% ownership band and a control person, since January 2021. Also partnership board member of TJC Partners LLC and a control person, since September 2018."},{"label":"TJC-Jordan, LLC","detail":"Limited partner in the 5% to 10% ownership band, since July 2024."},{"label":"Erik Fagan","detail":"Limited partner in the 5% to 10% ownership band and a control person, since April 2026. Also partnership board member of TJC Partners LLC and a control person, since April 2026."},{"label":"Ian Arons","detail":"Limited partner in the 5% to 10% ownership band and a control person, since April 2026. Also partnership board member of TJC Partners LLC and a control person, since April 2026."},{"label":"The John W. Jordan II Revocable Trust","detail":"Indirect owner: a member of TJC-Jordan, LLC in the 50% to 75% band and a control person, since July 2024.","parent":"TJC-Jordan, LLC"},{"label":"John Jordan","detail":"Indirect owner: trustee of The John W. Jordan II Revocable Trust and a control person, since January 2024.","parent":"The John W. Jordan II Revocable Trust"},{"label":"David Zalaznick","detail":"Indirect owner: a member of TJC-Jordan, LLC in the 50% to 75% band and a control person, since July 2024.","parent":"TJC-Jordan, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":3,"privateResidences":0},"listedOfficeAddresses":4,"officesByState":[{"state":"Connecticut","offices":1,"addresses":[{"street":"Stamford Towers","city":"Stamford"}]},{"state":"Florida","offices":1,"addresses":[{"street":"3350 Virginia Street","city":"Miami"}]},{"state":"Illinois","offices":1,"addresses":[{"street":"1 North Wacker Drive","city":"Chicago"}]},{"state":"New York","offices":1,"addresses":[{"street":"399 Park Avenue, 30th Floor","city":"New York","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-572-0800","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees","Other"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":48},"sources":{"adv1FilingDate":"15 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/160313/PDF/160313.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does TJC have?","answer":"TJC has 48 clients and manages $30.8 billion for them, as of May 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 15 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does TJC offer?","answer":"TJC provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does TJC have?","answer":"TJC has 0 investment adviser representatives registered with state securities authorities, out of 96 employees, and 88 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns TJC?","answer":"TJC is owned through a holding company by David Zalaznick. Its direct owners are Albert Caputo, Michael Denvir, Brian Higgins, Eion Hu, David Butler, TJC-Jordan, LLC, Erik Fagan and Ian Arons, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 15 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does TJC get paid?","answer":"TJC is paid through a percentage of assets under management, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}