Niva WealthLet’s talk

Fidelity Management & Research (hong Kong) Limited

SEC-registered adviser since 2008Hong Kong, Hong KongCRD 148045

$32.5B
AUM
26
Clients
See fees
Fee
39
Advisory staff

From Form ADV filed 29 June 2026 · data retrieved 15 October 2026SEC record

Fidelity Management & Research (hong Kong) Limited is an investment adviser headquartered in Hong Kong, Hong Kong, and registered with the SEC since 2008. Its clients include investment companies, pooled investment vehicles and other clients.

Its services include portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions. Fee arrangements include a percentage of assets under management and other arrangements. Fidelity Management & Research Company LLC owns 75% or more of Fidelity Management & Research (hong Kong) Limited.

Clients

Fidelity Management & Research (hong Kong) Limited serves 26 clients, 24 of them investment companies. The average client has about $1.25 billion with the firm.

Regulatory assets by client type
  • Investment companies24 clients77%
  • Pooled investment vehicles2 clients22%
  • Other0%
Show client breakdown
Investment companies
Clients
24
Regulatory AUM
$25,225,582,000
Share
77.5%
Avg. per client
$1.05B
Pooled investment vehicles
Clients
2
Regulatory AUM
$7,322,276,934
Share
22.5%
Avg. per client
$3.66B
Other
Clients
Not reported
Regulatory AUM
$1,340,470
Share
0.0%
Avg. per client
—

Total

Clients
26
Regulatory AUM
$32,549,199,404
Share
100%
Avg. per client
$1.25B

What it does

Fidelity Management & Research (hong Kong) Limited provides portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions and other activities. It is paid through a percentage of assets and other arrangements.

Fidelity Management & Research (hong Kong) Limited advises no private funds.

100.0% of assets ($32.55B across 45 accounts) are managed with discretion. 4% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.

What the accounts hold

Separately managed account assets by class, year end
  • Stocks100%

Custodians

Fidelity Management & Research (hong Kong) Limited’s client accounts are held mainly at State Street Bank and Trust, with 0% of managed assets. Fidelity Management & Research (hong Kong) Limited does not have custody of client assets.

Managed account assets by custodian
  • OtherState Street Bank and Trust, All other custodians100%

Ownership and leadership

Fidelity Management & Research Company LLC owns 75% or more of Fidelity Management & Research (hong Kong) Limited.

Who owns the firm
Fidelity Management & Research (hong Kong) Limited· the adviser

  • Fidelity Management & Research Company LLC

    Control person · since October 2007

    Owns 75% or more of Fidelity Management & Research (hong Kong) Limited

Leadership

  • Stephanie Brown
    Chief Compliance Officer
  • Mo Wah Chau
    Compliance Officer
  • James Hancock
    Director
  • Sharon Lecornu
    Executive Director
  • James Lenton
    Director
  • Nicole Macarchuk
    Chief Legal Officer
  • Christopher Rimmer
    Head of Asset Management Finance, Treasurer

Staff

  • 68 employees
  • 39 in advisory functions

Fees

Fidelity Management & Research (hong Kong) Limited is paid through a percentage of assets under management and other.

Fidelity Management & Research (hong Kong) Limited’s fee rates are not included in this profile. Find its brochure on the SEC’s site.

Offices and registrations

Besides its headquarters, Fidelity Management & Research (hong Kong) Limited has 0 offices, with 1 listed address with no US state reported.

Other business names

Fidelity Management & Research (hong Kong) Limited has reported 1 other business name to the SEC.

  • Fidelity Investments

Registration details

Legal name
Fidelity Management & Research (hong Kong) Limited
Headquarters
38/F, One International Finance Centre, 1 Harbour View Street, Central, Hong Kong, Hong Kong
Phone
85237119100
Website
Not reported
SEC file
801-69507
Structure
other (specify) organized in Hong Kong
Fiscal year end
December

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov

Common questions

How many clients does Fidelity Management & Research (hong Kong) Limited have?

Fidelity Management & Research (hong Kong) Limited has 26 clients and manages $32.5 billion for them, as of June 2026. They include 24 investment companies and 2 pooled investment vehicles.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 29 June 2026

What services does Fidelity Management & Research (hong Kong) Limited offer?

Fidelity Management & Research (hong Kong) Limited provides portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions and other activities.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

Which custodians does Fidelity Management & Research (hong Kong) Limited use?

Fidelity Management & Research (hong Kong) Limited’s separately managed account assets are held at State Street Bank and Trust Company (Boston, MA), with $1,340,470. Only custodians holding at least a tenth of those assets are named.

Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 June 2026

How many financial advisors does Fidelity Management & Research (hong Kong) Limited have?

Fidelity Management & Research (hong Kong) Limited has 0 investment adviser representatives registered with state securities authorities, out of 68 employees, and 39 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

What does Fidelity Management & Research (hong Kong) Limited invest in?

At the end of its last fiscal year, Fidelity Management & Research (hong Kong) Limited’s separately managed accounts held 100% exchange-traded equities. It advises no private funds of its own.

Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file

Who owns Fidelity Management & Research (hong Kong) Limited?

Fidelity Management & Research (hong Kong) Limited’s direct owner is Fidelity Management & Research Company LLC (75% or more).

Source: Form ADV Part 1A, Schedules A and B, filed 29 June 2026

How does Fidelity Management & Research (hong Kong) Limited get paid?

Fidelity Management & Research (hong Kong) Limited is paid through a percentage of assets under management and other arrangements. Its Form ADV lists no commissions or performance-based fees among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file

Sources

  1. Form ADV Part 1A, amendment filed 29 June 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
  2. IAPD firm record, CRD 148045.

Retrieved 15 October 2026. All are published by the SEC and may have been amended since.

Download source data (JSON)How this directory is compiledReport a correction

This profile is compiled from public regulatory filings and is provided for informational purposes only. Niva Wealth is not affiliated with Fidelity Management & Research (hong Kong) Limited and makes no representation about the quality of its services. Figures reflect the filing dates shown and may have changed. Ownership percentages are the bands reported to the SEC, not exact figures.