Firm directory

Registered investment advisers, page 26 of 28

Firms 1251 to 1300 of 1363, ordered by regulatory assets under management as reported on each firm's Form ADV.

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1,363 firms listed

Firm	Headquarters	Regulatory AUM	Advisory staff	Clients
Vanguard Personalized Indexing ManagementCRD 285366	Oakland, CA	$11.35B	6	205
PT Asset ManagementCRD 107619	Chicago, IL	$11.35B	16	4
Heck Capital AdvisorsCRD 143848	Rhinelander, WI	$11.31B	24	1,133
Parvus Asset Management Jersey LimitedCRD 174027		$11.31B	1	16
Bridges Investment ManagementCRD 108028	Omaha, NE	$11.31B	30	1,875
One William Street Capital ManagementCRD 150522	New York, NY	$11.30B	62	21
Perigon Wealth ManagementCRD 131037	San Francisco, CA	$11.29B	92	5,664
Guggenheim Corporate FundingCRD 300895	New York, NY	$11.29B	15	32
Orchard Global Asset ManagementCRD 287599	London	$11.28B	20	38
Valueact Capital ManagementCRD 154249	San Francisco, CA	$11.28B	12	18
Christofferson, Robb &CRD 121299	New York, NY	$11.27B	6	26
Truebridge Capital PartnersCRD 155425	Chapel Hill, NC	$11.24B	15	250
New Mountain Finance AdvisersCRD 155493	New York, NY	$11.23B	45	13
Corbin Capital PartnersCRD 130819	New York, NY	$11.22B	17	27
Camden Asset Management L PCRD 106772	Los Angeles, CA	$11.17B	5	17
Golden Gate Private EquityCRD 157379	San Francisco, CA	$11.16B	50	9
Fermat Capital ManagementCRD 134099	Westport, CT	$11.14B	15	12
Stone Point Credit AdviserCRD 310377	Greenwich, CT	$11.13B	64	31
Fondsmaeglerselskabet Maj Invest A/SCRD 288223	Copenhagen K	$11.12B	47	84
BNY Mellon ETF Investment AdviserCRD 306148	Boston, MA	$11.10B	2	13
Apella CapitalCRD 171106	West Hartford, CT	$11.07B	88	8,503
Pure Financial AdvisorsCRD 144316	San Diego, CA	$11.05B	76	7,509
Asset Preservation AdvisorsCRD 106741	Atlanta, GA	$11.05B	20	3,029
Atria InvestmentsCRD 143593	Charlotte, NC	$11.05B	15	113
UBS Asset Management Credit Investments Group (uk)CRD 113463	London (england)	$11.05B	0	56
Nicola Wealth ManagementCRD 173201	Vancouver	$11.04B	217	6,718
Neuberger Berman Asia LimitedCRD 154286	Hong Kong	$11.01B	19	28
Schroder Investment Management (japan) LimitedCRD 306616	Chiyoda-Ku, Tokyo	$11.01B	17	100
Ballyrock Investment AdvisorsCRD 115324	Boston, MA	$10.99B	3	24
Morant Wright Management LimitedCRD 138189	London	$10.99B	8	11
Castle Hook PartnersCRD 284968	New York, NY	$10.96B	18	6
Redwood Capital ManagementCRD 158243	New York, NY	$10.96B	16	13
Morgan Stanley Investment ManagementCRD 126896	Singapore	$10.94B	26	26
Fifth Third SecuritiesCRD 628	Cincinnati, OH	$10.92B	848	47,014
Modern Wealth ManagementCRD 324624	Kansas City, MO	$10.90B	102	11,934
Shepherd Kaplan KrochukCRD 127304	Boston, MA	$10.88B	15	213
RPA FinancialCRD 294105	San Rafael, CA	$10.88B	4	339
NGP Energy Capital ManagementCRD 160729	Dallas, TX	$10.88B	31	17
Realterm TransportationCRD 322689	Annapolis, MD	$10.87B	109	16
First Sentier Investors (singapore)CRD 165124	Singapore	$10.84B	19	10
HGGCCRD 145684	Palo Alto, CA	$10.84B	39	26
Caz InvestmentsCRD 113931	Houston, TX	$10.83B	68	103
Loop Capital Asset Management - TCHCRD 149280	Miami, FL	$10.81B	18	90
Cbre Investment Management Listed Real AssetsCRD 106256	Radnor, PA	$10.80B	30	44
Acr Alpine Capital ResearchCRD 110933	ST. Louis, MO	$10.79B	11	7,171
Baron Capital ManagementCRD 110791	New York, NY	$10.79B	41	125
Black Diamond Capital Management I, LLLPCRD 154495	ST. Thomas, VI	$10.71B	44	38
Antin Infrastructure Partners US ServicesCRD 298930	New York, NY	$10.69B	24	20
Guardian CapitalCRD 105078	Toronto, Ontario	$10.68B	38	143
Ferguson Wellman Capital ManagementCRD 104692	Portland, OR	$10.66B	31	1,085

Vanguard Personalized Indexing ManagementCRD 285366$11.35B

Headquarters: Oakland, CA
Advisory staff: 6
Clients: 205

PT Asset ManagementCRD 107619$11.35B

Headquarters: Chicago, IL
Advisory staff: 16
Clients: 4

Heck Capital AdvisorsCRD 143848$11.31B

Headquarters: Rhinelander, WI
Advisory staff: 24
Clients: 1,133

Parvus Asset Management Jersey LimitedCRD 174027$11.31B

Headquarters
Advisory staff: 1
Clients: 16

Bridges Investment ManagementCRD 108028$11.31B

Headquarters: Omaha, NE
Advisory staff: 30
Clients: 1,875

One William Street Capital ManagementCRD 150522$11.30B

Headquarters: New York, NY
Advisory staff: 62
Clients: 21

Perigon Wealth ManagementCRD 131037$11.29B

Headquarters: San Francisco, CA
Advisory staff: 92
Clients: 5,664

Guggenheim Corporate FundingCRD 300895$11.29B

Headquarters: New York, NY
Advisory staff: 15
Clients: 32

Orchard Global Asset ManagementCRD 287599$11.28B

Headquarters: London
Advisory staff: 20
Clients: 38

Valueact Capital ManagementCRD 154249$11.28B

Headquarters: San Francisco, CA
Advisory staff: 12
Clients: 18

Christofferson, Robb &CRD 121299$11.27B

Headquarters: New York, NY
Advisory staff: 6
Clients: 26

Truebridge Capital PartnersCRD 155425$11.24B

Headquarters: Chapel Hill, NC
Advisory staff: 15
Clients: 250

New Mountain Finance AdvisersCRD 155493$11.23B

Headquarters: New York, NY
Advisory staff: 45
Clients: 13

Corbin Capital PartnersCRD 130819$11.22B

Headquarters: New York, NY
Advisory staff: 17
Clients: 27

Camden Asset Management L PCRD 106772$11.17B

Headquarters: Los Angeles, CA
Advisory staff: 5
Clients: 17

Golden Gate Private EquityCRD 157379$11.16B

Headquarters: San Francisco, CA
Advisory staff: 50
Clients: 9

Fermat Capital ManagementCRD 134099$11.14B

Headquarters: Westport, CT
Advisory staff: 15
Clients: 12

Stone Point Credit AdviserCRD 310377$11.13B

Headquarters: Greenwich, CT
Advisory staff: 64
Clients: 31

Fondsmaeglerselskabet Maj Invest A/SCRD 288223$11.12B

Headquarters: Copenhagen K
Advisory staff: 47
Clients: 84

BNY Mellon ETF Investment AdviserCRD 306148$11.10B

Headquarters: Boston, MA
Advisory staff: 2
Clients: 13

Apella CapitalCRD 171106$11.07B

Headquarters: West Hartford, CT
Advisory staff: 88
Clients: 8,503

Pure Financial AdvisorsCRD 144316$11.05B

Headquarters: San Diego, CA
Advisory staff: 76
Clients: 7,509

Asset Preservation AdvisorsCRD 106741$11.05B

Headquarters: Atlanta, GA
Advisory staff: 20
Clients: 3,029

Atria InvestmentsCRD 143593$11.05B

Headquarters: Charlotte, NC
Advisory staff: 15
Clients: 113

UBS Asset Management Credit Investments Group (uk)CRD 113463$11.05B

Headquarters: London (england)
Advisory staff: 0
Clients: 56

Nicola Wealth ManagementCRD 173201$11.04B

Headquarters: Vancouver
Advisory staff: 217
Clients: 6,718

Neuberger Berman Asia LimitedCRD 154286$11.01B

Headquarters: Hong Kong
Advisory staff: 19
Clients: 28

Schroder Investment Management (japan) LimitedCRD 306616$11.01B

Headquarters: Chiyoda-Ku, Tokyo
Advisory staff: 17
Clients: 100

Ballyrock Investment AdvisorsCRD 115324$10.99B

Headquarters: Boston, MA
Advisory staff: 3
Clients: 24

Morant Wright Management LimitedCRD 138189$10.99B

Headquarters: London
Advisory staff: 8
Clients: 11

Castle Hook PartnersCRD 284968$10.96B

Headquarters: New York, NY
Advisory staff: 18
Clients: 6

Redwood Capital ManagementCRD 158243$10.96B

Headquarters: New York, NY
Advisory staff: 16
Clients: 13

Morgan Stanley Investment ManagementCRD 126896$10.94B

Headquarters: Singapore
Advisory staff: 26
Clients: 26

Fifth Third SecuritiesCRD 628$10.92B

Headquarters: Cincinnati, OH
Advisory staff: 848
Clients: 47,014

Modern Wealth ManagementCRD 324624$10.90B

Headquarters: Kansas City, MO
Advisory staff: 102
Clients: 11,934

Shepherd Kaplan KrochukCRD 127304$10.88B

Headquarters: Boston, MA
Advisory staff: 15
Clients: 213

RPA FinancialCRD 294105$10.88B

Headquarters: San Rafael, CA
Advisory staff: 4
Clients: 339

NGP Energy Capital ManagementCRD 160729$10.88B

Headquarters: Dallas, TX
Advisory staff: 31
Clients: 17

Realterm TransportationCRD 322689$10.87B

Headquarters: Annapolis, MD
Advisory staff: 109
Clients: 16

First Sentier Investors (singapore)CRD 165124$10.84B

Headquarters: Singapore
Advisory staff: 19
Clients: 10

HGGCCRD 145684$10.84B

Headquarters: Palo Alto, CA
Advisory staff: 39
Clients: 26

Caz InvestmentsCRD 113931$10.83B

Headquarters: Houston, TX
Advisory staff: 68
Clients: 103

Loop Capital Asset Management - TCHCRD 149280$10.81B

Headquarters: Miami, FL
Advisory staff: 18
Clients: 90

Cbre Investment Management Listed Real AssetsCRD 106256$10.80B

Headquarters: Radnor, PA
Advisory staff: 30
Clients: 44

Acr Alpine Capital ResearchCRD 110933$10.79B

Headquarters: ST. Louis, MO
Advisory staff: 11
Clients: 7,171

Baron Capital ManagementCRD 110791$10.79B

Headquarters: New York, NY
Advisory staff: 41
Clients: 125

Black Diamond Capital Management I, LLLPCRD 154495$10.71B

Headquarters: ST. Thomas, VI
Advisory staff: 44
Clients: 38

Antin Infrastructure Partners US ServicesCRD 298930$10.69B

Headquarters: New York, NY
Advisory staff: 24
Clients: 20

Guardian CapitalCRD 105078$10.68B

Headquarters: Toronto, Ontario
Advisory staff: 38
Clients: 143

Ferguson Wellman Capital ManagementCRD 104692$10.66B

Headquarters: Portland, OR
Advisory staff: 31
Clients: 1,085

Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.

About this list

This is one page of the directory, 50 firms at a time, ordered by the regulatory assets each firm reports in Item 5.F of its Form ADV. Order is a filed figure, not a ranking: a larger firm is not a better one.

Every firm is also reachable by state, by city and by custodian, and through search. Each profile restates one firm's filings with the figures as filed, the date of the filing, and a link to the document on the SEC's own site.