Clients
Vanguard Personalized Indexing Management serves 205 clients, 203 of them other investment advisers. The average client has about $55 million with the firm, and high-net-worth clients hold 0% of its $11.4 billion in assets.
- Other investment advisers203 clients99%
- OtherHigh-net-worth individuals, Corporations and other businesses1%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 1 | $2,181,914 | 0.0% | $2.18M |
| Other investment advisers | 203 | $11,286,791,050 | 99.4% | $55.6M |
| Corporations and other businesses | 1 | $65,724,154 | 0.6% | $65.7M |
| Total | 205 | $11,354,697,118 | 100% | $55.4M |
- Clients
- 1
- Regulatory AUM
- $2,181,914
- Share
- 0.0%
- Avg. per client
- $2.18M
- Clients
- 203
- Regulatory AUM
- $11,286,791,050
- Share
- 99.4%
- Avg. per client
- $55.6M
- Clients
- 1
- Regulatory AUM
- $65,724,154
- Share
- 0.6%
- Avg. per client
- $65.7M
Total
- Clients
- 205
- Regulatory AUM
- $11,354,697,118
- Share
- 100%
- Avg. per client
- $55.4M
What it does
Vanguard Personalized Indexing Management provides portfolio management for individuals and small businesses and other activities. It is paid through a percentage of assets and hourly charges.
Vanguard Personalized Indexing Management provided financial planning to 0 clients last fiscal year and advises no private funds.
100.0% of assets ($11.35B across 4,085 accounts) are managed with discretion. $2.48M sits in a wrap fee program the firm both sponsors and manages. 0% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
What the accounts hold
- Stocks98%
- Funds1%
- Cash1%
Custodians
Vanguard Personalized Indexing Management’s client accounts are held mainly at Charles Schwab, with 59% of managed assets, and Fidelity, with 32%. Vanguard Personalized Indexing Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $6.65B59%
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $3.69B32%
- All other custodians$1.02B9%
Ownership and leadership
Just Invest Systems, Inc. owns 75% or more of Vanguard Personalized Indexing Management.
- Owns 75% or more of Vanguard Personalized Indexing Management
Just Invest Systems, Inc.
Control person · since October 2021
- Owns 75% or more of Just Invest Systems, Inc.
Raisonnable Inc.
Control person · since October 2021
- Owns 75% or more of Raisonnable Inc.
Vanguard Group Inc
Control person · since July 2001
- Owns 25% to 50% of Vanguard Group Inc
Vanguard Index Funds
Control person · since August 1976
Leadership
- Amma BoatengPresident
- Amber BrestowskiVice President
- Mary CosbyVice President
- Vernita ExumVice President
- John SchadlVice President
- Carrie SimonsChief Financial Officer
- Marc StewartChief Compliance Officer
- John BendlDirector
Staff
- 39 employees
- 6 in advisory functions
- 6 state-registered reps
- 15 broker-dealer reps
Reported holdings
Vanguard Personalized Indexing Management’s reported 13F holdings total $12.19B across 2,242 positions, and the ten largest make up 31.0% of it.
- $12.19B
- Reported 13F value
- 2,242
- Positions
- 31.0%
- In the 10 largest
- +19.7%
- Value vs. prior quarter
- Nvidia Corporation6.3%
- Apple Inc.5.9%
- Alphabet Inc. · Cap Stk CL A3.6%
- Microsoft Corp.3.4%
- Amazon Com Inc.2.9%
- Broadcom Inc.2.6%
- Micron Technology Inc.1.7%
- Alphabet Inc. · Cap Stk CL C1.6%
- Meta Platforms Inc. · CL A1.5%
- Eli Lilly & CO1.5%
Together, the ten largest are 31.0% of reported value.
A 13F covers only exchange-traded long positions the firm holds with discretion, so this $12.19B is not its $11.35B in regulatory assets and does not represent any individual client's portfolio.
Fees
Vanguard Personalized Indexing Management is paid through a percentage of assets under management and hourly charges.
Vanguard Personalized Indexing Management’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Vanguard Personalized Indexing Management has 7 offices (5 private residences, listed without an address), with 3 listed addresses across 2 states.
Pennsylvania · 2 listed addresses
- 1414 S Penn SQ 41f, Philadelphia
- 100 Vanguard BLVD., Malvern
California · 1 listed address
- 1611 Telegraph Ave., Suite 1100, OaklandHQ
Registration details
- Legal name
- Vanguard Personalized Indexing Management
- Headquarters
- 1611 Telegraph Ave., Suite 1100, Oakland, CA 94612
- Phone
- 844-317-5190
- Website
- Not reported
- SEC file
- 801-114487
- Structure
- Delaware LLC
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Vanguard Personalized Indexing Management have?
Vanguard Personalized Indexing Management has 205 clients and manages $11.4 billion for them, as of September 2026. They include 203 other investment advisers, 1 high-net-worth individuals and 1 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 September 2026
What services does Vanguard Personalized Indexing Management offer?
Vanguard Personalized Indexing Management provides portfolio management for individuals and small businesses and other activities.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Vanguard Personalized Indexing Management use?
Vanguard Personalized Indexing Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $6,652,177,367 and Fidelity Brokerage Services LLC (Smithfield, RI), with $3,686,738,036. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 September 2026
How many financial advisors does Vanguard Personalized Indexing Management have?
Vanguard Personalized Indexing Management has 6 investment adviser representatives registered with state securities authorities, out of 39 employees, and 6 perform investment advisory functions. 15 are registered representatives of a broker-dealer and 0 are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Vanguard Personalized Indexing Management invest in?
At the end of its last fiscal year, Vanguard Personalized Indexing Management’s separately managed accounts held 98% exchange-traded equities, 1% registered funds (mutual funds, ETFs, BDCs) and 1% cash and equivalents. It advises no private funds of its own.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Vanguard Personalized Indexing Management?
Vanguard Personalized Indexing Management is owned through a chain of holding companies by Vanguard Index Funds. Its direct owner is Just Invest Systems, Inc. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 24 September 2026
How does Vanguard Personalized Indexing Management get paid?
Vanguard Personalized Indexing Management is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
