Vernita Exum has been Vice President of Vanguard Personalized Indexing Management since September 2024, is a control person of the firm and directly owns under 5% of it.
Vanguard Personalized Indexing Management is an Oakland, CA firm with $11.4B under management, 205 clients and 6 advisers across 8 offices, as of its September 2026 filing.
- – present · 1 yearOakland, CA · Adviser representative · Firm CRD 285366
Investment adviser representative registrations
Vernita Exum is registered as an investment adviser representative in 3 states. Each was approved in January 2025.
- CaliforniaSince 3 January 2025
- PennsylvaniaSince 3 January 2025
- TexasSince 3 January 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | 25 October 2021 |
| Series 3 | National Commodity Futures Examination | 4 February 2002 |
| Series 55 | Limited Representative-Equity Trader Exam | 22 January 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 November 2001 |
| Series 7 | General Securities Representative Examination | 29 October 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- National Commodity Futures Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Vernita Morrissa Exum
- CRD
- 4462829
- Firm
- Vanguard Personalized Indexing Management · CRD 285366
- Role
- Vice President
- Office
- 1611 TELEGRAPH AVE., SUITE 1100, Oakland, CA 94612
- Registration
- Investment adviser registration
- In the industry since
- January 2025
- Disciplinary history
- Not yet shown here · SEC record
Where does Vernita Exum work?
Vernita Exum has been Vice President of Vanguard Personalized Indexing Management since September 2024, and is a control person of the firm.
Is Vernita Exum a financial advisor?
Yes. Vernita Exum has a current investment-adviser registration in California, Pennsylvania and Texas, through Vanguard Personalized Indexing Management since January 2025.
How many years of experience does Vernita Exum have?
Vernita Exum has 1 year in the financial industry, since January 2025, across 1 adviser firm.
What exams has Vernita Exum passed?
Vernita Exum has passed 5 licensing exams: the Series 7, Series 63, Series 55, Series 3 and SIE. The earliest, the Series 7, was passed in October 2001.
Where is Vernita Exum based?
Vernita Exum’s registered office is in Oakland, CA.
Is Vernita Exum registered with FINRA?
No. Vernita Exum has no current broker registration.
How can I verify Vernita Exum’s record?
Search CRD 4462829 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Vernita Exum’s full registration record.
- Amma BoatengPresident
- Amber BrestowskiVice President
- Mary CosbyVice President
- John SchadlVice President
- Carrie SimonsChief Financial Officer
- Marc StewartChief Compliance Officer
- John BendlDirector