Financial advisers in Oakland, California
16 profiles with reported offices in Oakland, California. Explore advisers’ roles, firms and public regulatory records.
Adviser profiles
Catherine CurtisOwner and Chief Compliance OfficerCurtis Financial PlanningCRD 1644947- Gerald FeglerManaging Partner and Chief Compliance OfficerContango Wealth ManagementCRD 2230020
- David LiberioInvestment adviser representativeGilbert Greg RIACRD 2808624
- Michael CastroManaging PartnerContango Wealth ManagementCRD 2844180
- Thomas SwiftCEO/Chief Compliance OfficerFinancial AvengersCRD 2867067
- Dwayne ShirakuraInvestment adviser representativeGilbert Greg RIACRD 3067210
- Gregory GilbertManaging Member & Chief Compliance OfficerGilbert Greg RIACRD 3119457
- Henry LuongInvestment adviser representativeCSP Financial GroupCRD 4034039
- Antonio KwokManaging Member/Chief Compliance Officer/Chief Investment OfficerAK Global Asset ManagementCRD 4280947
- Antonio KwanManaging MemberAK Global Asset ManagementCRD 4288438
- Vernita ExumVice PresidentVanguard Personalized Indexing ManagementCRD 4462829
Lindsey SwansonInvestment adviser representativeWe Financial GroupCRD 6256916
Elizabeth TaylorOwner and Chief Compliance OfficerElla Financial AdvisingCRD 6404273
Morgan SimonManaging Member and CCOCandide GroupCRD 6739151- Pietro PuducayInvestment adviser representativeGilbert Greg RIACRD 7049096
- Roscoe HarrisInvestment adviser representativeGilbert Greg RIACRD 7946381
Locations reflect the office in each adviser’s sourced profile, rather than their firm’s headquarters or the states where they hold registrations. Profiles without a reported office remain in the main directory. Source dates and links appear on each profile. How this directory is compiled.