Roscoe Harris has been an investment adviser representative at Gilbert Greg RIA since March 2026, and is not listed among the firm’s executive officers or direct owners.
Gilbert Greg RIA, LLC is an Oakland, CA firm with $174M under management, 657 clients and 35 advisers across 35 offices, as of its May 2026 filing.
- – present · under a yearOakland, CA · Adviser representative · Firm CRD 304981
Investment adviser representative registrations
Roscoe Harris is registered as an investment adviser representative in California, since March 2026.
- CaliforniaSince 12 March 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 26 February 2026 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 April 2025 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 22 March 2025 |
| SIE | Securities Industry Essentials Examination | 14 February 2025 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Roscoe Herman Harris
- CRD
- 7946381
- Firm
- Gilbert Greg RIA · CRD 304981
- Office
- 212 9TH STREET, SUITE 202, Oakland, CA 94607
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 2025
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Roscoe Harris work?
Roscoe Harris is an investment adviser representative registered through Gilbert Greg RIA, LLC since March 2026, and is not listed among the firm’s executive officers or direct owners.
Is Roscoe Harris a financial advisor?
Yes. Roscoe Harris has a current investment-adviser registration in California, through Gilbert Greg RIA since March 2026.
How many years of experience does Roscoe Harris have?
Roscoe Harris has 1 year in the financial industry, since May 2025, across 1 adviser firm.
What exams has Roscoe Harris passed?
Roscoe Harris has passed 4 licensing exams: the SIE, Series 6TO, Series 63 and Series 65. The earliest, the SIE, was passed in February 2025.
Where is Roscoe Harris based?
Roscoe Harris’ registered office is in Oakland, CA.
Is Roscoe Harris registered with FINRA?
Yes. Roscoe Harris has a current broker registration, under CRD 7946381.
Source: FINRA BrokerCheck
How can I verify Roscoe Harris’ record?
Search CRD 7946381 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Roscoe Harris’ full registration record.