Gregory Gilbert has been Managing Member & Chief Compliance Officer of Gilbert Greg RIA since September 2018, is a control person of the firm and directly owns 75% or more of it.
Gilbert Greg RIA, LLC is an Oakland, CA firm with $174M under management, 657 clients and 35 advisers across 35 offices, as of its May 2026 filing.
Gregory Gilbert’s longest registration was 12 years at Infinity Financial Services (2008–2020). Before joining Gilbert Greg RIA in 2019, Gregory Gilbert was registered through Infinity Financial Services and LPL Financial Corporation.
- – present · 6 yearsOakland, CA · Adviser representative · Firm CRD 304981
- Infinity Financial Services– · 12 yearsLa Jolla, CA · Adviser representative · Firm CRD 144302
- Infinity Financial Services– · 2 yearsOakland, CA · Adviser representative · Firm CRD 138247
- LPL Financial Corporation– · 3 yearsOakland, CA · Adviser representative · Firm CRD 6413
- Merrill Lynch Pierce Fenner & Smith Inc.– · 5 yearsCastro Valley, CA · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Gregory Gilbert is registered as an investment adviser representative in California, since December 2019.
- CaliforniaSince 11 December 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52TO | Municipal Securities Representative Examination | 25 September 2025 |
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 4 | Registered Options Principal Examination | 28 August 2007 |
| Series 53 | Municipal Securities Principal Examination | 9 January 2007 |
| Series 24 | General Securities Principal Examination | 29 November 2004 |
| Series 3 | National Commodity Futures Examination | 1 November 2002 |
| Series 66 | Uniform Combined State Law Examination | 5 March 1999 |
| Series 7 | General Securities Representative Examination | 20 November 1998 |
- Name
- Municipal Securities Representative Examination
- Name
- Compliance Officer Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Registered Options Principal Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Gregory Burton Gilbert
- CRD
- 3119457
- Firm
- Gilbert Greg RIA · CRD 304981
- Role
- Managing Member & Chief Compliance Officer
- Office
- 212 9TH STREET, SUITE 202, Oakland, CA 94607
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 1998
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Gregory Gilbert work?
Gregory Gilbert has been Managing Member & Chief Compliance Officer of Gilbert Greg RIA, LLC since September 2018, and is a control person of the firm.
Is Gregory Gilbert a financial advisor?
Yes. Gregory Gilbert has a current investment-adviser registration in California, through Gilbert Greg RIA since December 2019.
How many years of experience does Gregory Gilbert have?
Gregory Gilbert has 27 years in the financial industry, since December 1998, across 5 adviser firms.
What exams has Gregory Gilbert passed?
Gregory Gilbert has passed 10 licensing exams: the Series 7, Series 66, Series 3, Series 24, Series 53, Series 4, Series 14, Series 79TO, Series 99TO and Series 52TO. The earliest, the Series 7, was passed in November 1998. FINRA credited Gregory Gilbert with the SIE, which began in October 2018.
Where did Gregory Gilbert work before Gilbert Greg RIA?
Before Gilbert Greg RIA, Gregory Gilbert was registered through Infinity Financial Services, June 2006 to December 2008; LPL Financial Corporation, September 2004 to May 2008; Merrill Lynch Pierce Fenner & Smith Inc., April 1999 to September 2004.
Where is Gregory Gilbert based?
Gregory Gilbert’s registered office is in Oakland, CA.
Is Gregory Gilbert registered with FINRA?
Yes. Gregory Gilbert has a current broker registration, under CRD 3119457.
Source: FINRA BrokerCheck
How can I verify Gregory Gilbert’s record?
Search CRD 3119457 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Gregory Gilbert’s full registration record.