Financial advisers in California
72 profiles with reported offices in California. Explore advisers’ roles, firms and public regulatory records.
Adviser profiles
David ClarkPresident & Chief Compliance OfficerEverett HarrisCRD 1122916- Robert HigginsInvestment adviser representativeParallel AdvisorsCRD 1159861
- Frederick LinknerInvestment adviser representativeParallel AdvisorsCRD 1226240
Philip HartFounder and PartnerPerigon Wealth ManagementCRD 1231843- William ClementsInvestment adviser representativeParallel AdvisorsCRD 1248265
Helen DietzBoard of DirectorsAspiriantCRD 1268071
Mark ShusterManaging MemberShuster Advisory GroupCRD 1402702- Richard AshburnInvestment adviser representativeParallel AdvisorsCRD 1590050
Christopher PowersChief Compliance OfficerFartherCRD 1682585
Kevin KeefePresident, COOIndependent Financial GroupCRD 1869560
Scott HeisingChief Executive Officer/ Managing DirectorIndependent Financial GroupCRD 2192259
Michael CurleyChief Compliance OfficerRobertson StephensCRD 2197705- Ramon PolinInvestment adviser representativeParallel AdvisorsCRD 2212831
Jerry RendicChief Executive OfficerParallel AdvisorsCRD 2250186- Frederick MolfinoInvestment adviser representativeParallel AdvisorsCRD 2280316
Brad StarkCo-Founder / CCO / CFOMission WealthCRD 2311807- Conor SheridanInvestment adviser representativeParallel AdvisorsCRD 2377368
- Knud GotterupInvestment adviser representativeParallel AdvisorsCRD 2384573
- Troy PearsonROSFPIndependent Financial GroupCRD 2413897
Richard PfisterChief Executive Officer, President, Managing MemberAlphaCore CapitalCRD 2496887- Ashley DaggsInvestment adviser representativeParallel AdvisorsCRD 2592728
- Darin FiersteinInvestment adviser representativeParallel AdvisorsCRD 2608446
- Victor LiaoInvestment adviser representativeParallel AdvisorsCRD 2647776
- Michael MillmanInvestment adviser representativeParallel AdvisorsCRD 2696729
- Michael StephensInvestment adviser representativeParallel AdvisorsCRD 2726593
- William BarrettInvestment adviser representativeParallel AdvisorsCRD 2772521
Dannell StuartPresident / PartnerMission WealthCRD 2808288
Marc CastellaniBoard of Directors-ChairAspiriantCRD 2937879
Joseph AndersonCEOPure Financial AdvisorsCRD 3232667
Brian DennenCCO Brokerage & AdvisoryIndependent Financial GroupCRD 3239786- Elaina SerotteInvestment adviser representativeParallel AdvisorsCRD 3249136
John AllenChief Investment OfficerAspiriantCRD 4051640- John KangInvestment adviser representativeParallel AdvisorsCRD 4087685
- Matthew KennedyInvestment adviser representativeParallel AdvisorsCRD 4215506
James WardCIO & CFOEverett HarrisCRD 4332957
Oliver CraryChairman & CEOEverett HarrisCRD 4332965- Shannon StoneInvestment adviser representativeParallel AdvisorsCRD 4342338
Arthur AmbarikChief Executive Officer and PartnerPerigon Wealth ManagementCRD 4447307- Michael MaInvestment adviser representativeParallel AdvisorsCRD 4475896
- Jason BeccarisInvestment adviser representativeParallel AdvisorsCRD 4524388
Sandra BragarChief Client OfficerAspiriantCRD 4533687- Karen McMillanInvestment adviser representativeParallel AdvisorsCRD 4567056
Matthew AdamsManaging Partner / Chief Executive OfficerMission WealthCRD 4570280
Jacob SchuttChief Wealth OfficerParallel AdvisorsCRD 4588040
Robert FrancaisChief Executive Officer, Board of DirectorsAspiriantCRD 4604851- Kenneth MillmanInvestment adviser representativeParallel AdvisorsCRD 4687376
- Charles HatchInvestment adviser representativeParallel AdvisorsCRD 4690683
- Daniel D'OrazioInvestment adviser representativeParallel AdvisorsCRD 4818393
- David DroppoInvestment adviser representativeParallel AdvisorsCRD 4987487
- Carl LambInvestment adviser representativeParallel AdvisorsCRD 5020667
- Cosmo GouldCCORPA FinancialCRD 5033874
- James CrockerInvestment adviser representativeParallel AdvisorsCRD 5127548
- Evan JonesInvestment adviser representativeParallel AdvisorsCRD 5134573
- Heather KatzensteinInvestment adviser representativeParallel AdvisorsCRD 5514735
Kieran OsborneChief Investment Officer / PartnerMission WealthCRD 5667529
Brian SottakPartner / Senior Managing DirectorMission WealthCRD 5701635
Alan ClopineInvestment adviser representativePure Financial AdvisorsCRD 5730680- Lia SearaInvestment adviser representativeParallel AdvisorsCRD 5823084
- Matthew ClementsInvestment adviser representativeParallel AdvisorsCRD 5886012
- Gray JaggersInvestment adviser representativeParallel AdvisorsCRD 6072919
Joseph MatthewsManaging MemberFartherCRD 6077030
Gavin NeilBoard of DirectorsAspiriantCRD 6163690- Robert RoesenerInvestment adviser representativeParallel AdvisorsCRD 6176833
- Cara BarrInvestment adviser representativeParallel AdvisorsCRD 6278540
- Stephanie CooperInvestment adviser representativeParallel AdvisorsCRD 6433956
- Christopher BroderickInvestment adviser representativeParallel AdvisorsCRD 6491628
Ryan BensonBoard of DirectorsAspiriantCRD 6718865- Christopher CummockInvestment adviser representativeParallel AdvisorsCRD 6820380
- Kyte CriggerInvestment adviser representativeParallel AdvisorsCRD 7268008
- Caroline BurnsInvestment adviser representativeParallel AdvisorsCRD 7446965
- Spencer TerrisInvestment adviser representativeParallel AdvisorsCRD 7687597
- Bridget McGuireInvestment adviser representativeParallel AdvisorsCRD 7754105
Locations reflect the office in each adviser’s sourced profile, rather than their firm’s headquarters or the states where they hold registrations. Profiles without a reported office remain in the main directory. Source dates and links appear on each profile. How this directory is compiled.