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Caroline Burns

Investment adviser representative at Parallel Advisors

Investment adviser representativeSan Francisco, CASEC record checked 14 October 2026

1
Years in the industry
1
Years at the firm
1
Adviser firms
1
State registrations

IAPD record retrieved 14 October 2026SEC record

Caroline Burns is an investment adviser representative at Parallel Advisors, LLC, a San Francisco investment adviser managing $10.31B. Caroline Burns has been registered through Parallel Advisors since 28 July 2025, has 1 years in the industry across 1 firm and has passed the Series 65.

Role at Parallel Advisors

Registration
Investment adviser representative, through Parallel Advisors, LLC since 28 July 2025
Officer or owner
Caroline Burns is not listed among Parallel Advisors’ executive officers or direct owners.

The firm

Parallel Advisors, LLC
San Francisco, CA

Form ADV filed 29 June 2026

$10.31B AUM4,240 clients61 advisers38 offices

Career on record

Caroline Burns has been registered through Parallel Advisors since July 2025.

Firms and exams, newest first
  1. Parallel Advisors, LLCCurrent
    – present · 1 year
    San Francisco, CA · Adviser representative · Firm CRD 140800
  2. Passed Series 65 · 2025

Registrations and exams

Caroline Burns is registered as an investment adviser representative in California and has passed 1 qualifying exam.

California28 July 2025
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6528 July 2025
Name
Uniform Investment Adviser Law Examination

Adviser record

Full name
Caroline Harris Burns
CRD
7446965
Firm
Parallel Advisors, LLC
Registered in
California
Office
150 Spear Street, Suite 1600, San Francisco, CA 94105

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Caroline Burns work?

Caroline Burns is an investment adviser representative registered through Parallel Advisors, LLC since July 2025, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 14 October 2026

Is Caroline Burns a financial advisor?

Yes. Caroline Burns is registered as an investment adviser representative in California, through Parallel Advisors since July 2025, as of 14 October 2026.

Source: IAPD individual record, checked 14 October 2026

How many years of experience does Caroline Burns have?

Caroline Burns has worked in the financial industry for 1 years as of 14 October 2026, counted from 27 July 2025, across 1 adviser firm.

Source: IAPD individual record, checked 14 October 2026

What exams has Caroline Burns passed?

Caroline Burns passed the Series 65 in July 2025.

Source: IAPD individual record, checked 14 October 2026

Where is Caroline Burns based?

Caroline Burns’ registered office is in San Francisco, CA.

Source: IAPD individual record, checked 14 October 2026

Leadership at Parallel Advisors

Sources

  1. IAPD individual record, CRD 7446965. Employment history, registrations and examinations.
  2. Form ADV Part 1A, Schedules A and B of Parallel Advisors, LLC, filed 29 June 2026. Executive officers and direct owners; this person is not among them.

Retrieved 14 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Caroline Burns or Parallel Advisors, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.