Role at Parallel Advisors
- Registration
- Investment adviser representative, through Parallel Advisors, LLC since 1 September 2020
- Officer or owner
- Frederick Molfino is not listed among Parallel Advisors’ executive officers or direct owners.
The firm
Form ADV filed 29 June 2026
Career on record
Frederick Molfino has been registered through Parallel Advisors since September 2020, and before that through Three Bridge Wealth Advisors, Sanctuary Securities, Hightower Advisors, Hightower Securities, Three Bridge Wealth Advisors, Purshe Kaplan Sterling Investments, Morgan Stanley Smith Barney, Citigroup Global Markets, Citigroup Global Markets, Robertson Stephens, Bancamerica Robertson Stephens, Robertson, Stephens & Company, Hambrecht & Quist and Montgomery Securities.
- Parallel Advisors, LLCCurrent– present · 6 yearsSan Francisco, CA · Adviser representative · Firm CRD 140800
- Three Bridge Wealth Advisors– · 2 yearsPortola Valley, CA · Adviser representative · Firm CRD 150460
- Passed SIE · 2017
- Sanctuary Securities LLC– · 5 yearsPortola Valley, CA · Adviser representative and broker · Firm CRD 144091
- Hightower Advisors, LLC– · 1 yearMenlo Park, CA · Adviser representative · Firm CRD 145323
- Hightower Securities, LLC– · 1 yearMenlo Park, CA · Adviser representative and broker · Firm CRD 116681
- Three Bridge Wealth Advisors– · 9 yearsPortola Valley, CA · Adviser representative · Firm CRD 150460
- Purshe Kaplan Sterling Investments– · 1 yearMenlo Park, CA · Adviser representative and broker · Firm CRD 35747
- Morgan Stanley Smith Barney LLC– · under a yearMenlo Park, CA · Adviser representative · Firm CRD 149777
- Citigroup Global Markets Inc.– · 7 yearsMenlo Park, CA · Adviser representative · Firm CRD 7059
- Citigroup Global Markets Inc.– · 7 yearsMenlo Park, CA · Adviser representative and broker · Firm CRD 7059
- Passed Series 66 · 2000
- Robertson Stephens, Inc.– · 3 yearsSan Francisco, CA · Adviser representative and broker · Firm CRD 41271
- Bancamerica Robertson Stephens– · 1 yearSan Francisco, CA · Adviser representative and broker · Firm CRD 17977
- Robertson, Stephens & Company LLC– · under a yearSan Francisco, CA · Adviser representative and broker · Firm CRD 7730
- Hambrecht & Quist LLC– · 3 yearsSan Francisco, CA · Adviser representative and broker · Firm CRD 940
- Passed Series 7 and Series 63 · 1992
- Montgomery Securities– · 2 yearsSan Francisco, CA · Adviser representative and broker · Firm CRD 4357
Registrations and exams
Frederick Molfino is registered as an investment adviser representative in California and Texas and has passed 4 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| California | Investment adviser representative | Approved | 1 September 2020 |
| Texas | Investment adviser representative | Approved, resident | 14 December 2023 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved, resident
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 3 May 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 November 1992 |
| SIE | Securities Industry Essentials Examination | 5 May 2017 |
| Series 7 | General Securities Representative Examination | 19 October 1992 |
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Adviser record
- Full name
- Frederick John Molfino
- CRD
- 2280316
- Registered in
- California, Texas
- Office
- 150 Spear Street, Suite 1600, San Francisco, CA 94105
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Frederick Molfino work?
Frederick Molfino is an investment adviser representative registered through Parallel Advisors, LLC since September 2020, and is not listed among the firm’s executive officers or direct owners.
Is Frederick Molfino a financial advisor?
Yes. Frederick Molfino is registered as an investment adviser representative in California and Texas, through Parallel Advisors since September 2020, as of 14 October 2026.
How many years of experience does Frederick Molfino have?
Frederick Molfino has worked in the financial industry for 32 years as of 14 October 2026, counted from 12 January 1994, across 15 adviser firms.
What exams has Frederick Molfino passed?
Frederick Molfino has passed 4 licensing exams: the Series 7, Series 63, Series 66 and SIE. The earliest, the Series 7, was passed in October 1992.
Where did Frederick Molfino work before Parallel Advisors?
Before Parallel Advisors, Frederick Molfino was registered through Three Bridge Wealth Advisors, February 2020 to June 2022; Sanctuary Securities LLC, November 2011 to May 2017; Hightower Advisors, LLC, November 2010 to July 2011; Hightower Securities, LLC, July 2010 to November 2011; Three Bridge Wealth Advisors, August 2009 to December 2018; Purshe Kaplan Sterling Investments, August 2009 to July 2010; Morgan Stanley Smith Barney LLC, June 2009 to September 2009; Citigroup Global Markets Inc., February 2002 to June 2009; Citigroup Global Markets Inc., February 2002 to June 2009; Robertson Stephens, Inc., September 1998 to February 2002; Bancamerica Robertson Stephens, October 1997 to September 1998; Robertson, Stephens & Company LLC, August 1997 to October 1997; Hambrecht & Quist LLC, October 1994 to August 1997; Montgomery Securities, October 1992 to September 1994.
Where is Frederick Molfino based?
Frederick Molfino’s registered office is in San Francisco, CA.
Leadership at Parallel Advisors
Jerry RendicChief Executive Officer
Diane GabianelliChief Financial Officer
Sangeetha SrinivasanChief Compliance Officer- Daniel HaspelElected Manager
Jacob SchuttChief Wealth Officer