Role at Parallel Advisors
- Registration
- Investment adviser representative, through Parallel Advisors, LLC since 10 June 2019
- Officer or owner
- Richard Ashburn is not listed among Parallel Advisors’ executive officers or direct owners.
The firm
Form ADV filed 29 June 2026
Career on record
Richard Ashburn has been registered through Parallel Advisors since June 2019, and before that through Vr Advisors, Creekside Partners Financial Advisers and Hoylecohen,inc..
- Parallel Advisors, LLCCurrent– present · 7 yearsSan Francisco, CA · Adviser representative · Firm CRD 140800
- Vr Advisors, LLC– · 2 yearsLafayette, CA · Adviser representative · Firm CRD 288803
- Creekside Partners Financial Advisers LLC– · 15 yearsLafayette, CA · Adviser representative · Firm CRD 125401
- Hoylecohen,inc.– · 3 yearsSan Diego, CA · Adviser representative · Firm CRD 109429
- Passed Series 52 · 1986
Registrations and exams
Richard Ashburn is registered as an investment adviser representative in California and Texas and has passed 1 qualifying exam.
| State | Scope | Status | Since |
|---|---|---|---|
| California | Investment adviser representative | Approved | 10 June 2019 |
| Texas | Investment adviser representative | Approved | 21 December 2021 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52 | Municipal Securities Representative Examination | 28 April 1986 |
- Name
- Municipal Securities Representative Examination
Adviser record
- Full name
- Richard Allen Ashburn
- CRD
- 1590050
- Registered in
- California, Texas
- Office
- 150 Spear Street, Suite 1600, San Francisco, CA 94105
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Richard Ashburn work?
Richard Ashburn is an investment adviser representative registered through Parallel Advisors, LLC since June 2019, and is not listed among the firm’s executive officers or direct owners.
Is Richard Ashburn a financial advisor?
Yes. Richard Ashburn is registered as an investment adviser representative in California and Texas, through Parallel Advisors since June 2019, as of 14 October 2026.
How many years of experience does Richard Ashburn have?
Richard Ashburn has worked in the financial industry for 23 years as of 14 October 2026, counted from 8 December 2002, across 4 adviser firms.
What exams has Richard Ashburn passed?
Richard Ashburn passed the Series 52 in April 1986.
Where did Richard Ashburn work before Parallel Advisors?
Before Parallel Advisors, Richard Ashburn was registered through Vr Advisors, LLC, October 2017 to December 2019; Creekside Partners Financial Advisers LLC, March 2003 to November 2017; Hoylecohen,inc., December 2002 to April 2006.
Where is Richard Ashburn based?
Richard Ashburn’s registered office is in San Francisco, CA.
Leadership at Parallel Advisors
Jerry RendicChief Executive Officer
Diane GabianelliChief Financial Officer
Sangeetha SrinivasanChief Compliance Officer- Daniel HaspelElected Manager
Jacob SchuttChief Wealth Officer