Role at Parallel Advisors
- Registration
- Investment adviser representative, through Parallel Advisors, LLC since 17 September 2021
- Officer or owner
- Daniel D'Orazio is not listed among Parallel Advisors’ executive officers or direct owners.
The firm
Form ADV filed 29 June 2026
Career on record
Daniel D'Orazio has been registered through Parallel Advisors since September 2021, and before that through Scharf Investments and Kcm Investment Advisors.
- Parallel Advisors, LLCCurrent– present · 5 yearsSan Francisco, CA · Adviser representative · Firm CRD 140800
- Scharf Investments, LLC– · 5 yearsLos Gatos, CA · Adviser representative · Firm CRD 105508
- Kcm Investment Advisors– · 2 yearsSan Rafael, CA · Adviser representative · Firm CRD 109629
- Passed Series 65 · 2017
Registrations and exams
Daniel D'Orazio is registered as an investment adviser representative in California and Texas and has passed 1 qualifying exam.
| State | Scope | Status | Since |
|---|---|---|---|
| California | Investment adviser representative | Approved | 17 September 2021 |
| Texas | Investment adviser representative | Approved, resident | 21 December 2022 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved, resident
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 8 November 2017 |
- Name
- Uniform Investment Adviser Law Examination
Adviser record
- Full name
- Daniel Robert D'Orazio
- CRD
- 4818393
- Registered in
- California, Texas
- Office
- 150 Spear Street, Suite 1600, San Francisco, CA 94105
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Daniel D'Orazio work?
Daniel D'Orazio is an investment adviser representative registered through Parallel Advisors, LLC since September 2021, and is not listed among the firm’s executive officers or direct owners.
Is Daniel D'Orazio a financial advisor?
Yes. Daniel D'Orazio is registered as an investment adviser representative in California and Texas, through Parallel Advisors since September 2021, as of 14 October 2026.
How many years of experience does Daniel D'Orazio have?
Daniel D'Orazio has worked in the financial industry for 7 years as of 14 October 2026, counted from 14 May 2019, across 3 adviser firms.
What exams has Daniel D'Orazio passed?
Daniel D'Orazio passed the Series 65 in November 2017.
Where did Daniel D'Orazio work before Parallel Advisors?
Before Parallel Advisors, Daniel D'Orazio was registered through Scharf Investments, LLC, March 2021 to November 2025; Kcm Investment Advisors, November 2017 to September 2019.
Where is Daniel D'Orazio based?
Daniel D'Orazio’s registered office is in San Francisco, CA.
Leadership at Parallel Advisors
Jerry RendicChief Executive Officer
Diane GabianelliChief Financial Officer
Sangeetha SrinivasanChief Compliance Officer- Daniel HaspelElected Manager
Jacob SchuttChief Wealth Officer