Role at Parallel Advisors
- Registration
- Investment adviser representative, through Parallel Advisors, LLC since 6 April 2023
- Officer or owner
- Michael Millman is not listed among Parallel Advisors’ executive officers or direct owners.
The firm
Form ADV filed 29 June 2026
Career on record
Michael Millman has been registered through Parallel Advisors since April 2023, and before that through Fifth Third Wealth Advisors, U.s. Bancorp Investments, U.s. Bancorp Investments, Wells Fargo Advisors, Wells Fargo Investments, Banc Of America Investment Services, Banc Of America Investment Services, Fidelity Brokerage Services, Charles Schwab & Co. and The Heritage Group.
- Parallel Advisors, LLCCurrent– present · 4 yearsSan Francisco, CA · Adviser representative · Firm CRD 140800
- Fifth Third Wealth Advisors LLC– · under a yearSan Francisco, CA · Adviser representative · Firm CRD 313015
- Passed SIE · 2018
- U.s. Bancorp Investments, Inc.– · 10 yearsStateline, NV · Adviser representative · Firm CRD 17868
- U.s. Bancorp Investments, Inc.– · 10 yearsSan Francisco, CA · Adviser representative and broker · Firm CRD 17868
- Wells Fargo Advisors, LLC– · 1 yearSt. Louis, MO · Adviser representative · Firm CRD 19616
- Wells Fargo Investments, LLC– · 7 yearsSan Francisco, CA · Adviser representative · Firm CRD 10582
- Banc Of America Investment Services, Inc.– · 2 yearsWalnut Creek, CA · Adviser representative · Firm CRD 16361
- Banc Of America Investment Services, Inc.– · 2 yearsBoston, MA · Adviser representative and broker · Firm CRD 16361
- Passed Series 65 · 1998
- Fidelity Brokerage Services LLC– · 3 yearsSmithfield, RI · Adviser representative and broker · Firm CRD 7784
- Charles Schwab & Co., Inc.– · 1 yearWestlake, TX · Adviser representative and broker · Firm CRD 5393
- Passed Series 7 and Series 63 · 1996
- The Heritage Group, Inc.– · under a yearSan Francisco, CA · Adviser representative and broker · Firm CRD 24906
Registrations and exams
Michael Millman is registered as an investment adviser representative in California and Nevada and has passed 4 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| California | Investment adviser representative | Approved | 6 April 2023 |
| Nevada | Investment adviser representative | Approved | 11 April 2023 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 11 November 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 December 1996 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 10 December 1996 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Adviser record
- Full name
- Michael Steven Millman
- CRD
- 2696729
- Registered in
- California, Nevada
- Office
- 150 Spear Street, Suite 1600, San Francisco, CA 94105
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Michael Millman work?
Michael Millman is an investment adviser representative registered through Parallel Advisors, LLC since April 2023, and is not listed among the firm’s executive officers or direct owners.
Is Michael Millman a financial advisor?
Yes. Michael Millman is registered as an investment adviser representative in California and Nevada, through Parallel Advisors since April 2023, as of 14 October 2026.
How many years of experience does Michael Millman have?
Michael Millman has worked in the financial industry for 28 years as of 14 October 2026, counted from 16 March 1998, across 11 adviser firms.
What exams has Michael Millman passed?
Michael Millman has passed 4 licensing exams: the Series 7, Series 63, Series 65 and SIE. The earliest, the Series 7, was passed in December 1996.
Where did Michael Millman work before Parallel Advisors?
Before Parallel Advisors, Michael Millman was registered through Fifth Third Wealth Advisors LLC, November 2022 to March 2023; U.s. Bancorp Investments, Inc., April 2013 to November 2022; U.s. Bancorp Investments, Inc., April 2013 to November 2022; Wells Fargo Advisors, LLC, January 2011 to June 2012; Wells Fargo Investments, LLC, December 2003 to January 2011; Banc Of America Investment Services, Inc., April 2002 to November 2003; Banc Of America Investment Services, Inc., November 2001 to November 2003; Fidelity Brokerage Services LLC, September 1998 to September 2001; Charles Schwab & Co., Inc., April 1997 to September 1998; The Heritage Group, Inc., December 1996 to March 1997.
Where is Michael Millman based?
Michael Millman’s registered office is in San Francisco, CA.
Leadership at Parallel Advisors
Jerry RendicChief Executive Officer
Diane GabianelliChief Financial Officer
Sangeetha SrinivasanChief Compliance Officer- Daniel HaspelElected Manager
Jacob SchuttChief Wealth Officer