Role at Parallel Advisors
- Registration
- Investment adviser representative, through Parallel Advisors, LLC since 24 February 2023
- Officer or owner
- Shannon Stone is not listed among Parallel Advisors’ executive officers or direct owners.
The firm
Form ADV filed 29 June 2026
Career on record
Shannon Stone has been registered through Parallel Advisors since February 2023, and before that through Griffin Black, Dhr Investment Counsel, Ameriprise Financial Services, Citigroup Global Markets and Alamo Capital.
- Parallel Advisors, LLCCurrent– present · 4 yearsSan Francisco, CA · Adviser representative · Firm CRD 140800
- Griffin Black, Inc.– · 1 yearRedwood City, CA · Adviser representative · Firm CRD 134684
- Dhr Investment Counsel Ltd– · 7 yearsOakland, CA · Adviser representative · Firm CRD 109546
- Ameriprise Financial Services, Inc.– · 2 yearsWalnut Creek, CA · Adviser representative · Firm CRD 6363
- Citigroup Global Markets Inc.– · 1 yearModesto, CA · Adviser representative · Firm CRD 7059
- Passed Series 27 · 2005
- Alamo Capital– · 4 yearsWalnut Creek, CA · Adviser representative · Firm CRD 26193
- Passed Series 7 and Series 66 · 2001
Registrations and exams
Shannon Stone is registered as an investment adviser representative in California and has passed 3 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| California | Investment adviser representative | Approved | 24 February 2023 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 21 August 2001 |
| Series 27 | Financial and Operations Principal Examination | 5 April 2005 |
| Series 7 | General Securities Representative Examination | 16 April 2001 |
- Name
- Uniform Combined State Law Examination
- Name
- Financial and Operations Principal Examination
- Name
- General Securities Representative Examination
Adviser record
- Full name
- Shannon Nicole Stone
- CRD
- 4342338
- Registered in
- California
- Office
- 150 Spear Street, Suite 1600, San Francisco, CA 94105
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Shannon Stone work?
Shannon Stone is an investment adviser representative registered through Parallel Advisors, LLC since February 2023, and is not listed among the firm’s executive officers or direct owners.
Is Shannon Stone a financial advisor?
Yes. Shannon Stone is registered as an investment adviser representative in California, through Parallel Advisors since February 2023, as of 14 October 2026.
How many years of experience does Shannon Stone have?
Shannon Stone has worked in the financial industry for 18 years as of 14 October 2026, counted from 4 October 2008, across 6 adviser firms.
What exams has Shannon Stone passed?
Shannon Stone has passed 3 licensing exams: the Series 7, Series 66 and Series 27. The earliest, the Series 7, was passed in April 2001.
Where did Shannon Stone work before Parallel Advisors?
Before Parallel Advisors, Shannon Stone was registered through Griffin Black, Inc., March 2022 to March 2023; Dhr Investment Counsel Ltd, April 2015 to February 2022; Ameriprise Financial Services, Inc., October 2007 to November 2009; Citigroup Global Markets Inc., March 2006 to September 2006; Alamo Capital, March 2002 to March 2006.
Where is Shannon Stone based?
Shannon Stone’s registered office is in San Francisco, CA.
Leadership at Parallel Advisors
Jerry RendicChief Executive Officer
Diane GabianelliChief Financial Officer
Sangeetha SrinivasanChief Compliance Officer- Daniel HaspelElected Manager
Jacob SchuttChief Wealth Officer