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James Ward

CIO & CFO at Everett Harris

Investment adviser representative in Los Angeles, CA

From the SEC’s public record of this individual, checked on 17 September 2026.

James Ward is a cio & cfo of Everett Harris & Co., a Los Angeles-based SEC-registered investment adviser managing $11.53B. James has been registered through the firm since 8 July 1997, with 29 years in the industry across 1 firm, holds adviser registrations in California.

29
Years of IAPD experience
29
Years at the firm
Everett Harris & Co
1
Adviser firms on record
1
State registrations
0
Exams passed

Counts are from the SEC record as checked on 17 September 2026. Years are measured to that date.

Role at Everett Harris#

Title on Schedule A
CIO & CFO
Control
Schedule A reports control-person status.
Ownership
Schedule A reports a 10% to 25% ownership band.
Tenure
Reported in the role since December 1992.

The firm

Everett Harris & Co.$11.53B regulatory AUM · 13 advisory staff · 6 officesFirm profile

Title and ownership as reported on Schedules A and B of the firm's Form ADV. Ownership percentages are the SEC's reporting bands, not exact figures. View Schedule A in the filing

Career on record#

  1. Everett Harris & Co8 July 1997 to present
    Los Angeles, CA · 29 years · adviser representative only · firm CRD 106830

Investment-adviser employment history in the IAPD record, newest first. The experience figure uses IAPD's calculation date of 8 July 1997, which may differ from the earliest registration below. View the IAPD record

Registrations and exams#

California8 July 1997
Scope
Investment adviser representative
Status
Approved

Examinations

State adviser registrations currently approved, and the qualifying examinations on record. View the IAPD record

Regulatory record#

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one.

Where to check this individual's complete record, including any disciplinary history. View the IAPD record

Background#

Everett Harris & Co. identifies James Douglas Ward as CIO and CFO in Schedule A. Everett Harris Form ADV Part 1A, Schedule A

Background statements are attributed to the named source. Firm biographies are not regulatory records.

Common questions#

What is James Ward’s filed role?

Everett Harris & Co. identifies James Douglas Ward as CIO and CFO in Schedule A.

Source: Form ADV Part 1A, Schedule A

What does IAPD report about James Ward’s adviser registration?

IAPD reports a current investment-adviser registration through EVERETT HARRIS & CO beginning 1997-07-08, checked 17 September 2026.

Source: IAPD individual record, Current IA Employments

Answered from the records above.

Leadership at Everett Harris#

The other officers and owners named on the firm's Schedule A.

Sources

  1. IAPD individual record, CRD 4332957. Employment history, registrations and examinations.
  2. Form ADV Part 1A, Schedules A and B of Everett Harris & Co., filed 9 March 2026. Title, control and ownership bands.

Retrieved 17 September 2026. The SEC record may have been amended since.

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This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth and Simple Money Advisors LLC are not affiliated with James Ward or Everett Harris & Co. and make no representation about the quality of their services. This directory does not report disciplinary history, in either direction.

Niva Wealth is not a registered investment adviser. This page is not investment, tax, or legal advice and is not an offer of advisory services. Verify this individual's current record at adviserinfo.sec.gov and the firm's at its IAPD record before engaging an adviser.