Role at Parallel Advisors
- Registration
- Investment adviser representative, through Parallel Advisors, LLC since 4 November 2016
- Officer or owner
- Knud Gotterup is not listed among Parallel Advisors’ executive officers or direct owners.
The firm
Form ADV filed 29 June 2026
Career on record
Knud Gotterup has been registered through Parallel Advisors since November 2016, and before that through Savant Investment Group and Sutter Starmont Asset Management.
- Parallel Advisors, LLCCurrent– present · 10 yearsSan Francisco, CA · Adviser representative · Firm CRD 140800
- Savant Investment Group, LLC– · 13 yearsSan Francisco,, CA · Adviser representative · Firm CRD 108810
- Sutter Starmont Asset Management, LLC– · 1 yearSan Francisco, CA · Adviser representative · Firm CRD 118637
- Passed Series 65 · 2002
- Passed Series 7 · 1996
- Passed Series 6 · 1994
- Passed Series 63 · 1993
Registrations and exams
Knud Gotterup is registered as an investment adviser representative in California and Texas and has passed 4 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| California | Investment adviser representative | Approved | 4 November 2016 |
| Texas | Investment adviser representative | Approved, resident | 14 November 2020 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved, resident
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 13 May 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 November 1993 |
| Series 7 | General Securities Representative Examination | 5 September 1996 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 25 January 1994 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
Adviser record
- Full name
- Knud Bang Gotterup
- CRD
- 2384573
- Registered in
- California, Texas
- Office
- 150 Spear Street, Suite 1600, San Francisco, CA 94105
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Knud Gotterup work?
Knud Gotterup is an investment adviser representative registered through Parallel Advisors, LLC since November 2016, and is not listed among the firm’s executive officers or direct owners.
Is Knud Gotterup a financial advisor?
Yes. Knud Gotterup is registered as an investment adviser representative in California and Texas, through Parallel Advisors since November 2016, as of 14 October 2026.
How many years of experience does Knud Gotterup have?
Knud Gotterup has worked in the financial industry for 23 years as of 14 October 2026, counted from 16 June 2003, across 3 adviser firms.
What exams has Knud Gotterup passed?
Knud Gotterup has passed 4 licensing exams: the Series 63, Series 6, Series 7 and Series 65. The earliest, the Series 63, was passed in November 1993.
Where did Knud Gotterup work before Parallel Advisors?
Before Parallel Advisors, Knud Gotterup was registered through Savant Investment Group, LLC, January 2004 to November 2016; Sutter Starmont Asset Management, LLC, April 2003 to October 2003.
Where is Knud Gotterup based?
Knud Gotterup’s registered office is in San Francisco, CA.
Leadership at Parallel Advisors
Jerry RendicChief Executive Officer
Diane GabianelliChief Financial Officer
Sangeetha SrinivasanChief Compliance Officer- Daniel HaspelElected Manager
Jacob SchuttChief Wealth Officer