Role at Parallel Advisors
- Registration
- Investment adviser representative, through Parallel Advisors, LLC since 16 November 2012
- Officer or owner
- Michael Ma is not listed among Parallel Advisors’ executive officers or direct owners.
The firm
Form ADV filed 29 June 2026
Career on record
Michael Ma has been registered through Parallel Advisors since November 2012, and before that through Ameriprise Financial Services.
- Parallel Advisors, LLCCurrent– present · 14 yearsSan Francisco, CA · Adviser representative · Firm CRD 140800
- Ameriprise Financial Services, Inc.– · 11 yearsRedwood City, CA · Adviser representative · Firm CRD 6363
- Passed Series 7 and Series 66 · 2002
Registrations and exams
Michael Ma is registered as an investment adviser representative in California and has passed 2 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| California | Investment adviser representative | Approved | 16 November 2012 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 10 January 2002 |
| Series 7 | General Securities Representative Examination | 2 January 2002 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
Adviser record
- Full name
- Michael Paul Ma
- CRD
- 4475896
- Registered in
- California
- Office
- 150 Spear Street, Suite 1600, San Francisco, CA 94105
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Michael Ma work?
Michael Ma is an investment adviser representative registered through Parallel Advisors, LLC since November 2012, and is not listed among the firm’s executive officers or direct owners.
Is Michael Ma a financial advisor?
Yes. Michael Ma is registered as an investment adviser representative in California, through Parallel Advisors since November 2012, as of 14 October 2026.
How many years of experience does Michael Ma have?
Michael Ma has worked in the financial industry for 24 years as of 14 October 2026, counted from 15 January 2002, across 2 adviser firms.
What exams has Michael Ma passed?
Michael Ma has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in January 2002.
Where did Michael Ma work before Parallel Advisors?
Before Parallel Advisors, Michael Ma was registered through Ameriprise Financial Services, Inc., January 2002 to November 2012.
Where is Michael Ma based?
Michael Ma’s registered office is in San Francisco, CA.
Leadership at Parallel Advisors
Jerry RendicChief Executive Officer
Diane GabianelliChief Financial Officer
Sangeetha SrinivasanChief Compliance Officer- Daniel HaspelElected Manager
Jacob SchuttChief Wealth Officer