Role at Parallel Advisors
- Registration
- Investment adviser representative, through Parallel Advisors, LLC since 25 September 2009
- Officer or owner
- Charles Hatch is not listed among Parallel Advisors’ executive officers or direct owners.
The firm
Form ADV filed 29 June 2026
Career on record
Charles Hatch has been registered through Parallel Advisors since September 2009, and before that through Wells Fargo Advisors and Wells Fargo Investments.
- Parallel Advisors, LLCCurrent– present · 17 yearsSan Francisco, CA · Adviser representative · Firm CRD 140800
- Wells Fargo Advisors, LLC– · 2 yearsSan Francisco, CA · Adviser representative · Firm CRD 19616
- Wells Fargo Investments, LLC– · 4 yearsSan Francisco, CA · Adviser representative · Firm CRD 10582
- Passed Series 7 and Series 66 · 2003
Registrations and exams
Charles Hatch is registered as an investment adviser representative in California and Texas and has passed 2 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| California | Investment adviser representative | Approved | 25 September 2009 |
| Texas | Investment adviser representative | Approved, resident | 20 December 2011 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved, resident
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 6 October 2003 |
| Series 7 | General Securities Representative Examination | 19 August 2003 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
Adviser record
- Full name
- Charles Lucas Hatch
- CRD
- 4690683
- Registered in
- California, Texas
- Office
- 150 Spear Street, Suite 1600, San Francisco, CA 94105
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Charles Hatch work?
Charles Hatch is an investment adviser representative registered through Parallel Advisors, LLC since September 2009, and is not listed among the firm’s executive officers or direct owners.
Is Charles Hatch a financial advisor?
Yes. Charles Hatch is registered as an investment adviser representative in California and Texas, through Parallel Advisors since September 2009, as of 14 October 2026.
How many years of experience does Charles Hatch have?
Charles Hatch has worked in the financial industry for 22 years as of 14 October 2026, counted from 4 November 2003, across 3 adviser firms.
What exams has Charles Hatch passed?
Charles Hatch has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2003.
Where did Charles Hatch work before Parallel Advisors?
Before Parallel Advisors, Charles Hatch was registered through Wells Fargo Advisors, LLC, October 2007 to September 2009; Wells Fargo Investments, LLC, October 2003 to October 2007.
Where is Charles Hatch based?
Charles Hatch’s registered office is in San Francisco, CA.
Leadership at Parallel Advisors
Jerry RendicChief Executive Officer
Diane GabianelliChief Financial Officer
Sangeetha SrinivasanChief Compliance Officer- Daniel HaspelElected Manager
Jacob SchuttChief Wealth Officer